People v. Wilson

211 A.D.2d 136, 626 N.Y.S.2d 936, 1995 N.Y. App. Div. LEXIS 6743
Appellate Division of the Supreme Court of the State of New York·Decided April 28, 1995·Published·Cited by 9 cases

Opinion

OPINION OF THE COURT

Boehm, J.

Defendant, convicted of murder in the second degree (Penal Law § 125.25 [1]) and criminal possession of a weapon in the fourth degree (Penal Law § 265.01 [2]), contends, inter alia, that he was denied his right to be present at a material stage of the trial when the Trial Judge examined a prospective juror in camera and outside the presence of both defendant and his counsel. Such error was compounded, defendant contends, when the Trial Judge excused the prospective juror without a challenge from either the defense or the prosecution.

I

In the late afternoon of February 18, 1993, a jury panel that included the prospective juror was brought into the courtroom [138]*138where defendant was to be tried. When the court recessed for the day, the prospective juror had not yet been called for voir dire. The following morning, commencing at 8:00 a.m., the prospective juror attempted to telephone the Trial Judge, and was finally successful at about 9:45 a.m. As a result of their conversation, the Judge had the prospective juror brought into his chambers without informing either the defense or prosecution.

The prospective juror told the Judge that he was acquainted with defendant and had concerns for his safety if he served on the jury; that he did not know defendant personally but lived in the same neighborhood and saw him frequently; that defendant had made eye contact with him the day before; and that defendant would get angry if the prospective juror stated in open court that he did not want to serve on the case, especially because of the few minority members in the jury panel. He told the Judge that he did not want to "endanger my health” by angering defendant, whose family and friends were violent and involved in shootings and drug dealing in the neighborhood, and that he was afraid defendant would hurt or kill him. The Judge found the prospective juror to be credible, believed that he was honestly concerned about his safety, and excused him without informing defendant, his counsel or the prosecutor.

Thereafter, about 18 months after the trial, the Trial Judge advised defense counsel and the prosecutor of the in camera interview, stating that he had determined that the reasons the prospective juror gave for his fears "were founded, and that his reasons for asking for an excuse [sic] to be excused from the jury amounted to a challenge for cause. And the best I could do, even though the defendant had seen him in the jury pool and in the audience, and expected him to sit on the jury, was to hope for the best and to excuse him and I did.”

The Trial Judge advised counsel that he would not turn over the entire transcript of the interview but that, in order to protect defendant’s right to raise the issue on appeal, a redacted transcript would be provided that would conceal as much as possible the identity of the prospective juror. In that same proceeding, the Judge advised counsel that, at the time of the in camera interview, he had before him another indictment involving a shooting outside of a club in Buffalo and that charged defendant with gun possession. Further, the Judge [139]*139advised that defendant’s extensive criminal record supported his conclusion that there was substance to the prospective juror’s fears.

II

The carefully considered conduct of the Trial Judge did not violate the Antommarchi rule because this was not an Antommarchi situation (see, People v Antommarchi, 80 NY2d 247, rearg denied 81 NY2d 759). Antommarchi is a restatement of the constitutional principle that a defendant has a fundamental right to be present during all material stages of the trial (US Const 6th Amend; NY Const, art I, § 6; see, e.g., Snyder v Massachusetts, 291 US 97; People v Parker, 57 NY2d 136). That is a statutory requirement as well (CPL 260.20).

Although a defendant need not be personally present during the informal questioning of prospective jurors when such questioning relates only to matters such as physical impairment, family obligations and work commitments (People v Velasco, 77 NY2d 469, 472-473), a defendant has the right to be present during questioning regarding issues touching upon the merits, such as a prospective juror’s knowledge of and reaction to pretrial publicity about the crime involved (People v Sloan, 79 NY2d 386, 392-393).

In Sloan, the Court of Appeals discussed its earlier decisions regarding a defendant’s right to be present at all material stages of a trial. It referred to People v Velasco (supra, at 472), in which it summarized the law as follows: "In People v Mullen (44 NY2d 1), we delineated the scope of a defendant’s statutory and constitutional rights to be present during court proceedings. We stated that under CPL 260.20, a defendant’s right to be present during the trial of an indictment included presence during the impaneling of the jury, the introduction of evidence, the summations of counsel, and the court’s charge to the jury [citations omitted]. We further noted that '[a]part from our statutory provision, due process requires the presence of a defendant at his trial "to the extent that a fair and just hearing would be thwarted by his absence, and to that extent only.” (Snyder v Massachusetts, 291 US 97, 108.) His presence is required only where his absence would have a substantial effect on his ability to defend. (Snyder v Massachusetts, 291 US, at pp 105-106, supra * * *.)’ (44 NY2d, at 4-5.)”

The core question is whether defendant’s absence at the questioning of a prospective juror would have an effect on defendant’s right to "a fair and just hearing.” The Court of [140]*140Appeals, as well as the United States Supreme Court, stated that it would not have such an effect where "defendant’s presence * * * would have been 'useless, or the benefit but a shadow’ ” People v Velasco, supra, at 473, quoting Snyder v Massachusetts, supra, at 106-107).

Thus, in People v Mullen (44 NY2d 1, 5-6, supra), the Court of Appeals held that the in-chambers questioning of a seated juror for possible disqualification, conducted by the Trial Judge in the presence of the prosecutor and defense counsel, but in the absence of defendant, did not constitute a material stage of the trial and was not, therefore, a violation of CPL 260.20, or a denial of due process.

Here, the right of defendant to a fair trial was not "thwarted by his absence”, nor did his absence have "a substantial effect on his ability to defend.” The questioning of the prospective juror was not conducted during voir dire. It was conducted before voir dire occurred, similar to the situation in People v Velasco (supra). There, in upholding the judgment of conviction, the Court of Appeals stated: "[T]he determination that a prospective juror was disqualified before voir dire was a matter for the court and defendant had no statutory or constitutional right to personally participate in the discussions leading to the court’s ruling [citations omitted]. He was present during the initial questioning of the jurors and represented by counsel during the discussions at the bench. Under the circumstances, defendant’s presence at the bench conference would have been 'useless, or the benefit but a shadow.’ (Snyder v Massachusetts, [supra], at 106-107.)” People v Velasco, supra, at 473.)

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People v. Wilson, 211 A.D.2d 136, 626 N.Y.S.2d 936, 1995 N.Y. App. Div. LEXIS 6743 (N.Y. Ct. App. 1995).

211 A.D.2d 136 (People v. Wilson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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