People v. Wilson

106 A.D.2d 146, 484 N.Y.S.2d 733, 1985 N.Y. App. Div. LEXIS 42534
Appellate Division of the Supreme Court of the State of New York·Decided January 29, 1985·Published·Cited by 23 cases

Opinion

OPINION OF THE COURT

SCHNEPP, J.

We are concerned on this appeal with the power of the trial court to excuse a sworn juror during the process of impaneling the jury and outside the presence of the defendant and defense counsel. The prosecution in this case resulted from an armed robbery which occurred on September 12, 1981.

The trial commenced on November 29, 1982 and during the course of the first day of voir dire four jurors were selected and [147] sworn. Upon the resumption of jury selection on November 30, 1982, juror number three was absent. The record reflects that at this time the Trial Judge was advised that a person he had excused from jury service had been one of the sworn jurors. He then informed both counsel and defendant that upon returning to his chambers around 5:10 the previous evening, “I learned from my secretary that a long distance telephone call had been received from the employer of juror number three * * * that she was to be reporting to New York on a very important matter, a matter that required her presence. It was an emergency matter. Both counsel were gone. I indicated to her employer that I would take the matter up with the Commissioner of Jurors, who had left * * * This morning I also spoke to the Acting Commissioner of Jurors and indicated that I would be excusing her, and I did excuse her.” Defendant’s attorney then asserted that “our jury selection strategy was an integrated strategy and * * * [juror number three] formed part of it. With her now absent it now changes the composition of the jury and our selection procedure.” He then moved to declare a mistrial. Although the court denied the motion, defendant was given an additional peremptory challenge. At the conclusion of the trial, the jury returned a verdict finding defendant guilty of robbery in the first and second degree and grand larceny in the second degree.

Prior to sentencing, defendant moved to renew his motion to declare a mistrial based upon the improper excusal of the juror.* At this time the trial court placed on the record a further explanation that, “[t]he [excused] juror was being called by the then governor elect, that she was to be part of the committee with her employer for the formation of a new administration.” Defense counsel reiterated that, “[o]ur jury selection process was a fairly complicated one and I had discussed this with [defendant] for over a year, perhaps maybe more. We had had the services of a psychologist and another member of the community. It was an integrated process. Each juror was selected with their particular qualifications in mind”. The court concluded that the defendant was not prejudiced by the excusal of a juror, particularly since it occurred near the beginning of the jury selection process, and denied the motion.

Defendant argues that since the excusal occurred in his absence, he was denied the right to be “personally present during the trial of an indictment” (CPL 260.20). He also claims that the excusal of the juror constituted a violation of the statute (CPL [148]*148270.15, subd 3) authorizing the court to discharge a sworn juror for “illness or other incapacity”. The People contend that this court need not reach the merits of these claims inasmuch as defendant was not prejudiced by the excusal since no evidence had been offered, jury selection had not concluded, and the defendant was granted an additional peremptory challenge. In sum, the People argue that no prejudice resulted from the excusal of this particular juror since, at worst, one impartial juror was replaced by another impartial juror.

A defendant has a constitutional and statutory right to be personally present during the trial of an indictment. This right is a condition of due process guaranteed by the Federal and State Constitutions (US Const, 6th, 14th Arndts; NY Const, art I, § 6; see Snyder v Massachusetts, 291 US 97; People v Trended, 61 NY2d 728; People v Ciaccio, 47 NY2d 431; People v Thomas, 98 AD2d 968). CPL 260.20 codifies this right to be present “during the trial”, which necessarily encompasses all proceedings involving the impaneling of the jury (People v Ciaccio, supra; People v Mullen, 44 NY2d 1, 4; Maurer v People, 43 NY 1, 3; cf. Fed Rules Crim Pro, rule 43 [in US Code, tit 18, Appendix]).

The defendant’s right to be present is guaranteed, subject to forfeiture for disruptive and disorderly conduct (CPL 260.20), “whenever his presence has a relation, reasonably substantial, to the fulness of his opportunity to defend against the charge” (Snyder v Massachusetts, 291 US 97, 105-106, supra, quoted in People v Ciaccio, 47 NY2d 431, 436, supra; People ex rel. Bartlam v Murphy, 9 NY2d 550, 553; People v Eadie, 83 AD2d 773, 774; see, also, People v Mullen, 44 NY2d 1,4-5, supra). The derivative statutory right contained in CPL 260.20 is subject to the same test (People v Mullen, supra).

The privilege of presence must bear a reasonably substantial relation to a defendant’s opportunity to defend and is not constitutionally assured where his presence “would be useless, or the benefit but a shadow.” (Snyder v Massachusetts, 291 US 97,106-107, supra.) His right to be present at a particular trial stage must bear a substantial relation to the fullness of his opportunity to defend against the charge and be heard. Thus, while defendant obviously has a right to be present during voir dire, the in-chambers questioning of a seated juror for possible disqualification does not necessarily constitute a material part of the trial requiring his presence (see People v Mullen, 44 NY2d 1, supra; People v Andriani, 67 AD2d 20, cert den sub nom. Boutureira v New York, 444 US 866). On the other hand, it is [149] error for the court to instruct the jury or to communicate with them concerning alleged jury tampering during the course of deliberation in the absence of defendant and his counsel (People v Ciaccio, 47 NY2d 431, supra; People v Eadie, 83 AD2d 773, supra; People v Saccomanno, 25 AD2d 528). “Thus, whether the mandate requiring the presence of a defendant at the trial of his indictment stems from due process or statute, literal application of its directive is not demanded. Common sense dictates that substantial performance of its terms is sufficient.” (People v Mullen, supra, p 5.)

There is no doubt that jury selection is a crucial stage in a criminal proceeding. The defendant has a right “to a particular jury chosen according to law, in whose selection he has had a voice” (People v Ivery, 96 AD2d 712; see Hildreth v City of Troy, 101 NY 234, 239) which in a criminal case shall consist of “[t]he first twelve members of the panel returned for the term who appear as their names are drawn and called, and who are not excluded” (CPL 270.05, subd 2). This is all subject, however, to the power of the trial court to excuse prospective jurors (Judiciary Law, § 517, subd [b]) and to discharge sworn jurors either before (CPL 270.15, subd 3) or after (CPL 270.35) a full trial jury is sworn.

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People v. Wilson, 106 A.D.2d 146, 484 N.Y.S.2d 733, 1985 N.Y. App. Div. LEXIS 42534 (N.Y. Ct. App. 1985).

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