People v. Wheeler

927 N.E.2d 829, 399 Ill. App. 3d 869, 340 Ill. Dec. 90, 2010 Ill. App. LEXIS 275
Appellate Court of Illinois·Decided March 31, 2010·No. 1-08-1370·Published·Cited by 12 cases

Opinions

JUSTICE GARCIA

delivered the opinion of the court:

The defendant, James Wheeler, was convicted of residential burglary by a jury and sentenced to 15 years’ imprisonment. He seeks automatic reversal under the plain error doctrine based on the trial judge’s alleged violation of Illinois Supreme Court Rule 431(b) (eff. May 1, 2007) for failing to establish that each prospective juror understood and agreed with the four principles enunciated by our supreme court in People v. Zehr, 103 Ill. 2d 472, 469 N.E.2d 1062 (1984). The State counters the trial judge complied with Rule 431(b) and, in any event, the alleged error is not a second-prong plain error, triggering automatic reversal.

We find the trial judge violated Rule 431(b), but the violation did not challenge the integrity of the trial process such that automatic reversal is triggered. We follow the line of decisions since People v. Glasper, 234 Ill. 2d 173, 917 N.E.2d 401 (2009), holding a violation of Rule 431(b) is not a second-prong plain error. Because the defendant makes no claim that the Rule 431(b) error is a first-prong plain error, the claimed error is forfeited. We affirm.

BACKGROUND

In the early morning of January 15, 2006, Daryl James Mortensen returned to his home in a western suburb to find some of his belongings missing and one of his windows open. Mortensen called the village police, who dusted his apartment for fingerprints. The police obtained one set of prints from a vase that had been in Mortensen’s sole custody for at least seven years. Mortensen had used the vase to store coins but the vase was empty when he returned home.

On May 7, 2006, the defendant was arrested outside his Chicago apartment. Edward Rottman, a fingerprint examiner for the Illinois State Police, found that two of the fingerprints lifted from the vase matched the defendant’s. After a trial in April 2008, a jury found the defendant guilty of residential burglary.

In the course of jury selection, Judge Lawrence W. Terrell admonished the venire of the four principles set forth in Illinois Supreme Court Rule 431(b) (eff. May 1, 2007). The judge informed the venire:

“Every defendant in our country is presumed to be innocent of the charges. This presumption remains with the defendant throughout every stage of the trial, even through your deliberations on your verdict. ***
The State has the burden of proving the guilt of the defendant beyond a reasonable doubt, and this burden remains on the State throughout the case.
A defendant is not required to prove his or her innocence, nor is a defendant required to present any evidence at all. Any defendant may simply rely on the presumption of innocence.
Moreover, every defendant has a Constitutional right not to testify, and the jury cannot draw any inference of guilt if the defendant fails to testify.”

After announcing these principles, the judge discussed the division of labor between judge and jury, the requirement that the jury arrive at a decision only after hearing all evidence and arguments, and the prohibition against allowing one’s prejudices or sympathies to taint the verdict. He then discussed administrative matters, such as the purpose of objections, the requirement that jurors not discuss the case outside of court, and the procedure for recesses and lunch breaks.

Only after a relatively lengthy discussion of matters unconnected to the Zehr principles he announced earlier did the trial judge question the venire directly. He asked the first group of prospective jurors: “The principles of law I described earlier, are you in agreement with those principles?” Each eventual juror answered affirmatively. In questioning the second group of prospective jurors, the judge asked whether they agreed with “the presumption of innocence and the burden of proof” in addition to “the principles of law I described earlier.” Each eventual juror answered affirmatively.

The selected jurors found the defendant guilty; he was sentenced to 15 years in prison. This timely appeal followed.

ANALYSIS

Compliance With Rule 431(b)

Underlying his claim of plain error, the defendant contends the trial judge erred by not “strictly [complying] with amended Supreme Court Rule 431(b).” The State responds the trial judge followed Rule 431(b) by noting strict compliance is not required: the rule does not require “ ‘magic words’ or ‘catechism.’ ”

We examine whether the trial judge complied with Rule 431(b), but only to determine whether plain error occurred. We find no aid to our plain error analysis to decide whether the rule requires “strict” or, as the State suggests, substantial compliance. See People v. Garstecki, 234 Ill. 2d 430, 445, 917 N.E.2d 465 (2009) (“Because the trial court complied with the rule’s mandatory obligation, we are not presented with the question of whether the rule is mandatory or directory”). Rule 431(b) mandates that each prospective juror be asked about his or her acceptance and understanding of each of the essential principles, now referred to as the Zehr questions. In the course of making such an inquiry, the method employed by the trial judge must afford “each juror an opportunity to respond to specific questions concerning the principles set out in this section.” Ill. S. Ct. R. 431(b) (eff. May 1, 2007). We examine the record to determine whether the clear mandates of the rule were followed. Both sides agree that “[t]he issue of compliance with a supreme court rule is reviewed de novo.” People v. Gardner, 347 Ill. App. 3d 578, 583, 808 N.E.2d 10 (2004).

In 1984, our supreme court declared: “[E]ssential to the qualification of jurors in a criminal case is that they know that a defendant is presumed innocent, that he is not required to offer any evidence in his own behalf, that he must be proved guilty beyond a reasonable doubt, and that his failure to testify in his own behalf cannot be held against him.” Zehr, 103 Ill. 2d at 477.

In 1997, the supreme court amended Rule 431(b) to require the Zehr questions be asked when requested by the defendant by replacing the word “may” with “shall.” 177 Ill. 2d R. 431(b). In 2007, the supreme court again amended Rule 431(b) to place “an affirmative sua sponte duty on the trial courts to ask potential jurors in each and every case whether they understand and accept the Zehr principles.” People v. Graham, 393 Ill. App. 3d 268, 273, 913 N.E.2d 99 (2009); Ill. S. Ct. R. 431(b) (eff. May 1, 2007). The Committee Comments continue to state that the rule “seeks to end the practice where the judge makes a broad statement of the applicable law followed by a general question concerning the juror’s willingness to follow the law.” 177 Ill. 2d R. 431(b), Committee Comments, at Ixxix.

Here, the trial judge recited each of the four Zehr principles to the entire venire, followed by a recitation of matters not pertaining to the Zehr principles.

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People v. Wheeler, 927 N.E.2d 829, 399 Ill. App. 3d 869, 340 Ill. Dec. 90, 2010 Ill. App. LEXIS 275 (Ill. Ct. App. 2010).

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