People v. Weiss

176 Misc. 2d 496, 671 N.Y.S.2d 604, 1998 N.Y. Misc. LEXIS 132
CourtNew York Supreme Court
DecidedFebruary 26, 1998
StatusPublished
Cited by7 cases

This text of 176 Misc. 2d 496 (People v. Weiss) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Weiss, 176 Misc. 2d 496, 671 N.Y.S.2d 604, 1998 N.Y. Misc. LEXIS 132 (N.Y. Super. Ct. 1998).

Opinion

OPINION OF THE COURT

Herbert I. Altman, J.

[497]*497The People’s motions to quash a subpoena seeking production of telephone records and for a protective order denying discovery of a search warrant application are consolidated for decision with defendant’s application for recusal and with his motion seeking dismissal of the indictment for alleged ethical lapses on the part of the People.

The People’s application for a protective order denying discovery of the search warrant application is denied. I have reviewed the People’s ex parte submissions and find that they have not established good cause for denying defendant access to the document. Accordingly, the People are to turn over the application to defense counsel without further delay.

The People seek to quash defendant’s subpoena which directed NYNEX to produce the telephone records of Bridgitte Marx. The People’s application is denied, as the telephone company has already complied with the subpoena (see, Matter of Brunswick Hosp. Ctr. v Hynes, 52 NY2d 333). The People, moreover, have no standing to quash a defense subpoena served on a third party, not its agent (see, People v Grosunor, 108 Misc 2d 932, 936; and see, People v Doe, 96 AD2d 1018; People v Di Raffaele, 55 NY2d 234).

In the alternative the People seek a protective order for these records. They contend that their release to defendant, who, they allege, has solicited the murder of Ms. Marx and another and commanded several acts of arson, endangers her as well as those whose identities may be discovered by calling the telephone numbers contained in the records. They also question why the defendant requires these extensive records, and argue that unless he can articulate a legitimate use for a particular telephone number, the privacy and safety of the individuals whose identities would be divulged by release of the information must remain paramount.

Defendant first argues that a protective order is not available where documents have been subpoenaed from a third party. He also contends that the People’s safety and privacy concerns are baseless, and points out that the address of Ms. Marx is already known to him. Further, he suggests that an order forbidding defense counsel from revealing the information in the records to his client would adequately answer the People’s concerns. He disputes their suggestion that the subpoena is nothing more than a “fishing expedition” and states that he could, if required, demonstrate in camera that what is sought is highly relevant to the ultimate issues in the case.

The issuance of protective orders is governed by CPL 240.50, as follows: “1. The court in which the criminal action is pend[498]*498ing may, upon motion of either party, or of any affected person, or upon determination of a motion of either party for an order of discovery, or upon its own initiative, issue a protective order denying, hmiting, conditioning, delaying or regulating discovery pursuant to this article for good cause, including constitutional limitations, danger to the integrity of physical evidence or a substantial risk of physical harm, intimidation, economic reprisal, bribery or unjustified annoyance or embarrassment to any person or an adverse effect upon the legitimate needs of law enforcement, including the protection of the confidentiality of informants, or any other factor or set of factors which outweighs the usefulness of the discovery.”

The primary issue before me is whether the People may apply for a protective order for material which the defense hopes to obtain via subpoena. Protective orders are devices for “regulating discovery pursuant to this article [CPL art 240]” (CPL 240.50 [1]). Strictly speaking, a subpoena is not a discovery tool and is not issued as part of discovery. Discovery, which is regulated by CPL article 240, is directed to the opposing party (see, e.g., CPL 240.20 [1] [“upon a demand to produce by a defendant * * * the prosecutor shall disclose” (emphasis added)]). Subpoenas, which are governed by CPL article 610 and CPLR article 23, are directed to third parties and are used “ ‘ “to compel the production of specific documents that are relevant and material to facts at issue in a pending judicial proceeding” ’ ” (Matter of Terry D., 81 NY2d 1042, 1044). The distinction is implicit in the maxim that “a subpoena duces tecum may not be used for the purpose of discovery” (Matter of Terry D., 81 NY2d 1042, 1044; and see, discussion in Preiser, Practice Commentaries, McKinney’s Cons Laws of NY, Book 11 A, CPL 610.20, at 304). As the protective order is a creature of the discovery article, can it be used to regulate process which directs a third party to produce documents outside of discovery?

To answer this question in the negative would remove any meaningful oversight of the subpoena process by the court. As the subpoena in question was not served upon an arm of the State, it was not necessary for defense counsel to obtain the prior approval of a Justice of the Supreme Court in order to issue it (CPLR 2307). NYNEX may have had standing to move to quash the subpoena had it chosen to do so, but the telephone company had neither interest in the instant prosecution nor any knowledge of the issues involved. Although it notified Ms. Marx that it would comply with the subpoena, she was not the party to whom the subpoena was directed and she had no [499]*499standing to move to quash. (“Bank records, although they may reflect transactions between the bank and its customers, belong to the bank. The customer has no proprietary or possessory interests in them. Hence, he cannot preclude their production * * * The rule is the same with respect to telephone records'" [People v Doe, supra, at 1019 (emphasis added)].)

The telephone company, thus, had the ability to preclude production of the documents via a motion to quash, but no interest in doing so. The District Attorney and the complainant have the interest, but not the power. If a protective order may not issue in this situation, then there is no mechanism by which a complainant may protect her privacy against the defendant who has allegedly victimized her. A more toothless statutory scheme is difficult to imagine.

It is difficult to conceive, too, that the court to which a judicial subpoena is returnable does not retain inherent authority and oversight over it, or that it cannot regulate the production of documents or items issued under its imprimatur. A judicial subpoena is not issued in the abstract, but “requires the context of some action or proceeding” (Siegel, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C2301:4, at 236; see also, Matter of Blake, 51 Misc 2d 42). It is reasonable to suppose that the court thus retains the authority to limit the release of records which are relevant to the prosecution before it and that it need not stand by, impotent, should a party, in its caprice or in order to harass an adversary, chose to subpoena records which have no bearing on issues germane to trial. This is especially so where there are strong countervailing arguments against disclosure. This is a case in which breaching the complainant’s privacy may have far-reaching consequences. The defendant is charged with conspiring to murder several tenants who were causing him annoyance. Not only would production of these documents subject the victim and those she called to almost limitless harassment, but there exists the possibility that it would compromise their safety as well.

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Bluebook (online)
176 Misc. 2d 496, 671 N.Y.S.2d 604, 1998 N.Y. Misc. LEXIS 132, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-weiss-nysupct-1998.