People v. Waters

35 Misc. 3d 855
CourtNew York Supreme Court
DecidedApril 5, 2012
StatusPublished
Cited by2 cases

This text of 35 Misc. 3d 855 (People v. Waters) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Waters, 35 Misc. 3d 855 (N.Y. Super. Ct. 2012).

Opinion

OPINION OF THE COURT

Edgar G. Walker, J.

On January 14, 2007, Carolyn Vargas was stabbed to death at approximately 2:10 a.m. in an apartment located at 306 East 180th Street in Bronx County. Ronald Baker informed Detective Luis Pineiro, a detective who was assigned to investigate the matter, that he was in a bedroom in the apartment when he heard a loud thump, then he got up and went into another room where he observed Ms. Vargas lying on the floor in a pool of blood and defendant fleeing the apartment. Defendant was arrested and indicted for murder in the second degree and other related charges. Mr. Baker testified to essentially the same facts before the grand jury. In several interviews with defense counsel, Daniel Mentzer, Mr. Baker consistently informed Mr. Mentzer that he did not witness the incident but merely heard a thump while inside the bedroom and arose to find Ms. Vargas lying on the floor and defendant fleeing the apartment. On one occasion, Mr. Mentzer went with Mr. Baker to the apartment where the incident occurred and Mr. Baker showed Mr. Mentzer [809]*809where he was in the bedroom when the incident happened. The case was sent to this court for hearings and trial on September 13, 2011. Thereafter, the prosecutor provided Mr. Mentzer with an additional statement made by Mr. Baker to his probation officer wherein Mr. Baker again stated, in sum and substance, that on the night of the incident he was in his bedroom when he heard a thump, whereupon he left his bedroom and observed Ms. Vargas lying on the kitchen floor.

On October 4, 2011, after the parties made their opening statements, at defense counsel’s request, the prosecutor turned over a record of prior convictions, including the dates and sentences, of their main witness, Ronald Baker. While the prosecutor informed defense counsel that Mr. Baker had a prior manslaughter conviction in Virginia, he stated that he was not able to obtain any underlying facts surrounding this conviction because the records were sealed. On October 5, 2011, after defendant objected to the People’s introduction into evidence of 911 recordings, a hearing was held outside the presence of the jury to determine the admissibility of the recordings. Mr. Baker, who had not yet testified at trial, was called by the prosecutor to testify at this hearing. In contradiction to his previous recorded statements, his sworn testimony before the grand jury and his statements to Mr. Mentzer, Mr. Baker testified on cross-examination that he had seen defendant stab Ms. Vargas in the chest. When asked why he now claimed to have seen defendant stab Ms. Vargas, Mr. Baker stated that it was because the defendant had to take responsibility for what he had done.

A lengthy colloquy then took place wherein the prosecutor acknowledged that he had been aware for several weeks that Mr. Baker had changed his story and would testify at trial that he saw defendant stab and kill Ms. Vargas. Mr. Mentzer stated that he had no idea that Mr. Baker would testify that he saw defendant stab Ms. Vargas and that, had he known of this change in Mr. Baker’s version of events, he would have conducted jury selection and his opening statement in a different manner. Over the prosecution’s objection, this court granted defendant’s request for a mistrial. Defendant now moves for dismissal of the indictment based upon a Brady violation.

While the People acknowledge that “in retrospect, surprise to defendant could have been avoided by providing him the knowledge that Mr. Baker would testify at trial to having seen defendant’s stabbing of Ms. Vargas,” they contend that their failure to do so is not a Brady violation because this information is not [810]*810exculpatory. Additionally, the People assert that dismissal of the indictment is not warranted due to prosecutorial misconduct because “the People’s decision not to disclose that Mr. Baker had changed his story was motivated by an intent to secure defendant’s conviction,” not to provoke a mistrial. According to the People, the proper remedy is a new trial.

Under Brady, the People are required to disclose, in advance of trial, evidence which is favorable to the accused. (Brady v Maryland, 373 US 83 [1963].) Disclosure of such evidence must be made in time for the defense to use it effectively. (People v White, 178 AD2d 674 [1991].) Evidence that the defendant is entitled to is not limited solely to evidence which supports the defendant’s trial theory. It also includes evidence which would bear on trial strategy. (United States v Bagley, 473 US 667 [1985].) When reliability of a given witness may be dispositive of guilt or innocence, material evidence affecting that witness’s credibility constitutes exculpatory evidence. (Giglio v United States, 405 US 150 [1972].)

Here, the information that Mr. Baker had changed his story and would testify at trial that he saw defendant stab Ms. Vargas would bear not only on defendant’s trial strategy but also on the credibility of Mr. Baker, the People’s main witness in the case. As such, contrary to the People’s contention, this is Brady material which the People were required to disclose to defendant prior to trial.

The prosecutor’s contention that his failure to disclose was “motivated by an intent to secure defendant’s conviction” clearly indicates that he believed that the information would be favorable to the accused. Moreover, the disclosure of Mr. Baker’s statement to his probation officer at a time when the prosecutor knew but failed to disclose that Mr. Baker’s trial testimony would be diametrically opposed to that statement can only be taken as an attempt to mislead the defendant. The prosecutor’s conduct constitutes more than a mere failure to disclose; it amounts to an affirmative act of deceit.

Not only is the prosecutor’s decision not to disclose the fact that Mr. Baker changed his story in violation of Brady, it is antithetical to the unique role of a prosecutor in our criminal justice system.

As the Supreme Court explained in Berger v United States (295 US 78, 88 [1935]),

[811]*811“[the prosecutor] is the representative not of an ordinary party to a controversy, but of a sovereignty whose obligation to govern impartially is as compelling as its obligation to govern at all; and whose interest, therefore, in a criminal prosecution is not that it shall win a case, but that justice shall be done. . . . He may prosecute with earnestness and vigor — indeed, he should do so. But, while he may strike hard blows, he is not at liberty to strike foul ones.”

This interest is manifest in the special ethical rules and standards promulgated for prosecutors, central to which is the duty to seek justice and not merely convict. (See ABA Standards for Criminal Justice, Prosecution Function, standard 3-1.2 [c] [3d ed 1993]; see also Rules of Professional Conduct [12 NYCRR 1200.0] rule 3.8; Abbe Smith, Can You Be A Good Person And A Good Prosecutor?, 14 Geo J Legal Ethics 355.) A prosecutor has the responsibility of a minister of justice, and not simply that of an advocate. (See ABA Standards for Criminal Justice, Prosecution Function, standard 3-1.2 [b]; see also NY St Bar Assn, Rules of Professional Conduct rule 3.8, Comment 1; Bruce Green, Why Should Prosecutors “Seek Justice?,”

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Cite This Page — Counsel Stack

Bluebook (online)
35 Misc. 3d 855, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-waters-nysupct-2012.