People v. Washington

5 Misc. 3d 957
CourtNew York County Courts
DecidedNovember 1, 2004
StatusPublished
Cited by4 cases

This text of 5 Misc. 3d 957 (People v. Washington) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Washington, 5 Misc. 3d 957 (N.Y. Super. Ct. 2004).

Opinion

[958]*958OPINION OF THE COURT

Stephen K. Lindley, J.

Having been convicted following a jury trial of two counts of robbery in the first degree, defendant moves, pursuant to CPL 440.10, to vacate the judgment of conviction on grounds of ineffective assistance of counsel. More specifically, defendant contends that his court-appointed attorney lacked authority to concede guilt, without his consent, to a lesser charge of robbery in the second degree.

For the reasons that follow, the motion is granted and a new trial ordered.

Facts

Defendant was arrested on September 18, 200.3, for his alleged participation earlier that day in an armed robbery at a convenience store. The indictment charged two counts of robbery in the first degree, alleging that, by displaying what appeared to be handguns, defendant and a codefendant forcibly stole money from the store manager and a customer who entered the store a few minutes later.

Defendant pleaded not guilty. Following various pretrial proceedings, including a suppression hearing, the case was transferred to this court for trial.

During voir dire, defense counsel, through questions he posed to the prospective jurors, indicated that his theory of the case might be that defendant committed robbery in the second degree rather than robbery in the first degree, as charged in the indictment. Counsel hinted that his client was involved in the robbery but that the firearms displayed in the commission of the crime were not loaded or operable.1

It became clear during his opening statement that this was, in fact, defense counsel’s trial strategy. He stated to the jury as follows:

“It’s important for you to understand at the outset, ladies and gentlemen, that my client does not dispute his participation in the robbery and doesn’t ask you in the course of your deliberations to excuse [959]*959him. The proof with respect to the robbery is quite secure. The District Attorney’s proof is less secure, however, with respect to whether the handguns used in the indictment were loaded and operable . . .
“In his instructions, Judge Lindley will tell you that if you are not satisfied beyond a reasonable doubt that the handguns were loaded and operable, you should consider the lesser-included charge of robbery in the second degree ... I have suggested to you that the appropriate verdict in this case is not robbery in the first degree, but what I’ve referred to as a lesser charge. It remains to be seen whether the proof will support my theory or that of the District Attorney.”

The first witness for the prosecution was the store manager, and defense counsel’s cross-examination was limited to questions concerning the firearms. Immediately after this witness stepped down from the stand, defendant and his attorney became engaged in what appeared to be a heated argument. The jury was excused. After a few minutes of continued discussion with his client, counsel indicated to the court that defendant would like to make a statement on the record.

Upon being asked by the court what was on his mind, defendant stated, in sum and substance, that he was innocent of all charges and that he objected to the concession of guilt made by his attorney during the opening statement. Defendant further stated, among many other things, that he never told his attorney that he was guilty and that he had been telling his attorney for weeks, “please do not try my case like that,” referring to the concession of guilt to a lesser charge.

Somewhat surprised to hear defendant say that he disagreed with the decision to concede guilt on the lesser charge, the court asked defense counsel whether he wished to be heard. Counsel responded as follows:

“Your honor, I regard most of what my client is objecting to as matters of trial strategy, for one thing. I know that the last time that I visited him in jail, which I believe was last week ... I told him that in view of the — what I took to be the strength of the ID portion of the district attorney’s case, that I was going to try this on one theory alone and he knew that. He knew that. And since that time, Your Honor, [he] has turned down two plea offers. I continue to maintain that expending my energy [960]*960challenging what I take to be the most powerful portion of the district attorney’s case is in fact going to distract the jury from what I think is its weaker part. I continue to believe that considering the testimony of the first witness.”

Inasmuch as defendant had not specifically requested another attorney and counsel did not move to be relieved, the court noted defendant’s concern and continued with the trial. As defense counsel predicted, the evidence with respect to defendant’s participation in the robbery was overwhelming, and he acknowledged such during his summation.

The only issue presented to the jury was whether defendant had met his burden of proof on the affirmative defense. As stated above, this defense required a finding that the firearms used in the robbery were not loaded and operable.

If the defense were accepted by the jury, defendant would have been found guilty of robbery in the second degree, which, for defendant, a predicate felon, carries a mandatory minimum sentence of 5 years’ imprisonment and a maximum sentence of 15 years. The sentence range for defendant if convicted of robbery in the first degree is between 8 and 25 years. The jury rejected the affirmative defense, finding defendant guilty of both counts of first degree robbery.

It was apparent during the course of the trial that defendant and his attorney had difficulty communicating. Defendant seemed quite upset at times with counsel. After the verdict was rendered, the court relieved counsel of his assignment and appointed a new attorney to represent defendant during the post-trial proceedings.

This new attorney filed a motion to set aside the verdict pursuant to CPL 330.30, contending that defendant was not afforded effective assistance of counsel at trial. In an affidavit submitted in support of the motion, defendant stated that he “specifically asked [trial counsel] not to concede that [he] was guilty of Robbery in the Second Degree. [He] did not wish to assert that defense.”

The People submitted an affidavit from defendant’s trial attorney in opposition to the motion. Counsel stated in his affidavit that, prior to trial, he showed defendant a copy of his opening statement in which the concession was made. “Although he was unhappy about my trial strategy,” counsel added, “at no point did he prohibit me from conducting his defense in this way. Not until after Mike McCarthy, the prosecution’s first wit[961]*961ness testified at trial, did [defendant] allege that I was without authority to concede the identification issue.”

The court denied the motion on procedural grounds (see People v Wolf, 98 NY2d 105, 119 [2002]), without prejudice to defendant’s right to file a CPL 440.10 motion. Following sentencing, defendant then moved to vacate the judgment of conviction pursuant to CPL 440.10 (1) (h), and both sides relied on the same arguments as before and resubmitted the same affidavits.

Discussion

As a preliminary matter, it should be noted that the court does not question the wisdom of defense counsel’s trial strategy.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

PILATO, MICHAEL A., PEOPLE v
Appellate Division of the Supreme Court of New York, 2016
People v. Pilato
145 A.D.3d 1593 (Appellate Division of the Supreme Court of New York, 2016)
Gueits v. Kirkpatrick
618 F. Supp. 2d 193 (E.D. New York, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
5 Misc. 3d 957, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-washington-nycountyct-2004.