People v. Walton

829 N.E.2d 396, 357 Ill. App. 3d 819, 293 Ill. Dec. 813
CourtAppellate Court of Illinois
DecidedMay 18, 2005
Docket2-03-1182 through 2-03-1184 cons.
StatusPublished
Cited by12 cases

This text of 829 N.E.2d 396 (People v. Walton) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Walton, 829 N.E.2d 396, 357 Ill. App. 3d 819, 293 Ill. Dec. 813 (Ill. Ct. App. 2005).

Opinion

JUSTICE BOWMAN

delivered the opinion of the court:

In this consolidated appeal, we are asked to determine whether the failure of a trial court to consider a defendant’s criminal history before it accepts a negotiated guilty plea allows the defendant to replead. We hold that while a defendant may obtain a new sentencing hearing in such a situation, his guilty plea stands.

I. BACKGROUND

Defendant, Kevin G. Walton, was charged in three separate indictments with four counts of armed robbery (720 ILCS 5/18 — 2(a)(1) (West 2002)) (case No. 02 — CF—2498); two counts of attempted armed robbery (720 ILCS 5/8 — 4(a), 18 — 2(a)(1) (West 2002)) and one count of aggravated battery (720 ILCS 5/12 — 4(b)(8) (West 2002)) (case No. 02 — CF—2499); and one count of armed robbery (720 ILCS 5/18— 2(a)(1) (West 2002)) (case No. 02 — CF—2500). On March 4, 2003, pursuant to a negotiated plea, defendant pleaded guilty to two counts of armed robbery and one count of attempted armed robbery. In exchange, the State nol-prossed the remaining charges, and the parties agreed to a 14-year prison sentence. The trial court admonished defendant pursuant to Supreme Court Rule 402 (177 Ill. 2d R. 402). It accepted the plea and imposed the agreed-upon sentence.

In a letter dated March 17, 2003, defendant moved to withdraw his guilty plea on the ground of ineffective assistance of counsel. On April 2, 2003, defendant moved to reduce his sentence due to ineffective assistance of counsel and lack of evidence. Defendant subsequently informed the court that he wanted to proceed with only the motion to withdraw his guilty plea. The trial court appointed new counsel for defendant and allowed the public defender to withdraw. Defense counsel filed a certificate under Supreme Court Rule 604(d) (188 Ill. 2d R. 604(d)) and an amended motion to withdraw the guilty plea. In the amended motion, he argued, inter alia, that the trial court had failed to consider a presentence report.

Following a hearing, the trial court denied the amended motion. Defendant timely appealed. On appeal, defendant argues that the trial court improperly accepted his guilty plea, because it imposed the agreed-upon sentence without considering a presentence report or making a finding as to defendant’s criminal history, in violation of section 5 — 3—1 of the Unified Code of Corrections (730 ILCS 5/5 — 3—1 (West 2002)). Defendant maintains that, as a result, this court should vacate his convictions, remand the case, and allow him to plead anew. We affirm in part, vacate in part, and remand.

II. ANALYSIS

The applicable version of section 5 — 3—1 states, in relevant part:

“Presentence Investigation. A defendant shall not be sentenced for a felony before a written presentence report of investigation is presented to and considered by the court.
However, the court need not order a presentence report of investigation where both parties agree to the imposition of a specific sentence, provided there is a finding made for the record as to the defendant’s history of delinquency or criminality, including any previous sentence to a term of probation, periodic imprisonment, conditional discharge, or imprisonment.” 730 ILCS 5/5 — 3—1 (West 2002).

Cf 730 ILCS 5/5 — 3—1 (West Supp. 2003).

The presentence report is a mandatory legislative requirement that cannot be waived except in accordance with the statute’s exception. People v. Youngbey, 82 Ill. 2d 556, 561 (1980). The requirement’s purpose is to ensure that the trial court has all necessary information about the defendant, including the defendant’s criminal history, before imposing a sentence. Youngbey, 82 Ill. 2d at 564. A defendant may not waive the requirement because, while the presentence report serves to benefit the defendant, it also serves to enlighten the court and is a useful tool for the sentencing judge. Youngbey, 82 Ill. 2d at 564-65. Whether the trial court complied with section 5 — 3—1 presents a question of law that we review de novo. See People v. Helgesen, 347 Ill. App. 3d 672, 675 (2004).

In this case, the record does not include a presentence report, nor is there any indication that the trial court made a finding as to defendant’s history of delinquency or criminality. Thus, the trial court failed to comply with section 5 — 3—1.

Defendant additionally argues that Supreme Court Rule 402(d)(2) (177 Ill. 2d R. 402(d)(2)) requires that a trial court consider a defendant’s criminal history before it accepts a negotiated guilty plea. We disagree. Rule 402(d)(2) states that if the parties reach a “tentative plea agreement,” the trial judge “may” permit them to disclose the agreement before the tender of the plea. 177 Ill. 2d R. 402(d)(2). Before the trial judge indicates whether he will concur in the proposed disposition, the trial judge may also receive, with the defendant’s consent, evidence in aggravation and mitigation. 177 Ill. 2d R. 402(d)(2). Rule 402(d)(2) is inapplicable to the instant case, as the parties did not present the trial court with a tentative plea agreement. Also, contrary to defendant’s argument that the rule requires that a trial court consider the defendant’s criminal history, the rule refers to general evidence in aggravation and mitigation, and the rule’s language is permissive.

Returning to section 5 — 3—1, the State argues that the trial court’s noncompliance with the statute should not result in a remand of the case. The State cites People v. Berry, 241 Ill. App. 3d 993, 1000 (1993), in which the appellate court held that the trial court’s consideration of a one-year-old presentence report satisfied section 5 — 3—1. The appellate court noted that the defendant had been in continuous custody since that time and that the defense counsel specifically stated that there was no new information to add to the report. Berry, 241 Ill. App. 3d at 1000. However, unlike Berry, the trial court in this case did not consider any presentence report.

The State further argues that a remand is not necessary because defendant did not have any other criminal convictions at the time of his guilty plea. The State’s argument is without merit. While section 5 — 3—1 “is primarily concerned with making the sentencing judge aware of the dangerousness of a particular defendant” (People v. Evans, 273 Ill. App. 3d 252, 256 (1994) (Evans I)), the lack of a criminal history is also relevant in assessing the appropriateness of the sentence. See Youngbey, 82 Ill. 2d at 565 (presentence report serves to both enlighten the court and benefit the defendant). Additionally, as stated, compliance with section 5 — 3—1 is mandatory.

This case is similar to Evans I. There, pursuant to a negotiated plea, the defendant pleaded guilty to several crimes and received the agreed-upon sentences.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Maldonado
2023 IL App (1st) 191381-U (Appellate Court of Illinois, 2023)
People v. Crowe
2021 IL App (5th) 180578-U (Appellate Court of Illinois, 2021)
People v. Sophanavong
2020 IL 124337 (Illinois Supreme Court, 2020)
People v. Sophanavong
2018 IL App (3d) 170450 (Appellate Court of Illinois, 2019)
People v. Bryant
2016 IL App (5th) 140334 (Appellate Court of Illinois, 2016)
People v. Felton
896 N.E.2d 910 (Appellate Court of Illinois, 2008)
People v. Sims
880 N.E.2d 1148 (Appellate Court of Illinois, 2007)

Cite This Page — Counsel Stack

Bluebook (online)
829 N.E.2d 396, 357 Ill. App. 3d 819, 293 Ill. Dec. 813, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-walton-illappct-2005.