People v. Vazquez

13 Misc. 3d 166
CourtCriminal Court of the City of New York
DecidedJune 9, 2006
StatusPublished

This text of 13 Misc. 3d 166 (People v. Vazquez) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Vazquez, 13 Misc. 3d 166 (N.Y. Super. Ct. 2006).

Opinion

OPINION OF THE COURT

Anthony J. Ferrara, J.

[167]*167The defendant, a New York City school safety officer, was charged with two counts of unlawful imprisonment in the second degree (Penal Law § 135.05), forcible touching (Penal Law § 130.52), three counts of sexual abuse in the third degree (Penal Law § 130.55) and endangering the welfare of a child (Penal Law § 260.10 [1]). The charges arose out of two separate student searches. The defendant searched one student after a fight in the school cafeteria and searched a second student after the defendant encountered that student inside the school at an unauthorized time. After a four-day bench trial that concluded on December 9, 2005, the court convicted the defendant as to the two counts of unlawful imprisonment in the second degree in violation of Penal Law § 135.05 based upon the improper and unauthorized searches of each student. The court acquitted the defendant on all other charges.

On March 3, 2006, the court sentenced the defendant to three years’ probation, 30 days of community service and payment of a mandatory $160 surcharge. At sentencing, the People argued that the court, in accordance with its duties under Correction Law § 168-d, should certify the defendant as a sex offender pursuant to the Sex Offender Registration Act (SORA) because one of the victims of the unlawful imprisonment was under 17 years of age at the time of the offense (Correction Law § 168-a [2] [a] [i]). The only evidence presented at trial as to that victim’s age was conflicting testimony from the victim. The court found that the People had failed to carry their burden, using either the standard of proof beyond a reasonable doubt or the lower standard of proof by clear and convincing evidence, of establishing the victim’s age at the time of the offense and did not certify the defendant as a sex offender.

The People requested time to move the court to reconsider its decision. Defense counsel urged the court to sentence his client immediately and did not object to sentencing followed by the People’s submitting further argument concerning SORA certification. The court granted the People’s request.

The People moved, on May 2, 2006, that the court certify the defendant as a sex offender or, in the alternative, grant a hearing to determine the age of the victim at the time of the offense. Defense counsel responded on May 24, 2006. The People argue that, although the victim’s testimony during trial concerning his age was confused, he consistently testified to a date of birth that would make him 16 years and 10 months at the time of the offense. In support of their argument, the People attached to [168]*168their motion papers what the People asserted were copies of the victim’s birth certificate and passport. Both documents are in Spanish and no certificate of translation has been provided. The People suggest these copies list the victim’s birthday as the same date he testified to at trial. In response, defense counsel raises both double jeopardy and procedural concerns.

The court finds that the People have not met their burden of proving, using either the standard of proof beyond a reasonable doubt or the standard of clear and convincing evidence, that the victim was under 17 at the time of the offense. The victim was born in the Dominican Republic and both the alleged birth certificate and passport appear to originate from that country. In addition to there being no certified translation of the documents attached to the People’s papers, because the Dominican Republic was not a signatory of the convention abolishing the requirement of legalization for foreign public documents, these documents may only be evidenced by the procedure set forth in Civil Practice Law and Rules § 4542 (see Prince, Richardson on Evidence § 9-305 [Farrell 11th ed]). The People failed to follow the required procedure under CPLR 4542 in order to admit foreign public documents at trial. Therefore, the court considers these documents unreliable hearsay and not probative on the issue of the victim’s age. Moreover, because the People have not submitted any new arguments or competent evidence in support of their assertion that the victim was under 17 at the time of the offense, their request to register the defendant as a sex offender is denied.

While the People point out that SORA specifically permits the consideration of reliable hearsay at hearings (see e.g. Correction Law § 168-k [2]; § 168-n [3]; § 168-d [1] [b], [c]), SORA itself affords no such hearing for the People to prove the age of the victim. For the reasons stated more fully below, this court narrowly construes the statute and refuses to create such a procedure. The People’s request for a hearing to determine the age of the victim is also denied.

New York initially enacted its version of “Megan’s Law” in 1996. Since that time, the act has been the subject of various constitutional challenges and legislative amendments.1 In 1998, Federal District Court Judge Denny Chin granted a preliminary injunction that enjoined New York from enforcing level two or [169]*169level three SORA registration requirements as to two groups of plaintiffs: (1) convicted sex offenders who were on probation or parole the date the act took effect, and (2) individuals who were still incarcerated on the date the act took effect but who were or would be released and assigned risk levels pursuant to the act (see Doe v Pataki, 3 F Supp 2d 456 [SD NY 1998]). The court held that the plaintiffs were “entitled to due process in the classification proceedings under the Act and that plaintiffs [had] not been afforded the minimal due process protection required by the Constitution” (id. at 459). Judge Chin reasoned that the registration requirements of New York’s SORA not only harmed the reputation of defendants, but also encroached upon the liberty interests of convicted sex offenders to such an extent as to cause them to suffer an impairment of their rights (id. at 468). In response, the New York State Legislature amended the act by providing notice and hearings for individuals similar to those covered by the injunction (see L 1999, ch 453, § 6). The parties ended the litigation through a settlement agreement reached on June 4, 2004, granting hearings to the plaintiff classes in accordance with the procedures required by Judge Chin’s 1998 decision.

As part of amendments to SORA enacted by the New York State Legislature in 2002, two paragraphs detailing additional hearings were added to Correction Law § 168-d (1). The added paragraphs, Correction Law § 168-d (1) (b) and (c), require a court to hold a hearing when a defendant controverts an allegation of an additional factor, such as age of the victim, in order for the offense to be a sex offense as defined under SORA (see Correction Law § 168-a [2]). Under the amended statute, where the sex offense is defined under Correction Law § 168-a (2) (b) and the defendant challenges the allegation that the victim was under 18 years of age, a court must hold a hearing without a jury and determine whether that fact is established by clear and convincing evidence (Correction Law § 168-d [1] [b]). Where the sex offense is defined under Correction Law § 168-a (2) (c) and the defendant challenges the allegation that he or she was convicted of a prior sex offense, a court must hold a hearing without a jury and determine whether that fact is established by clear and convincing evidence (Correction Law § 168-d [1] [c]).

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Bluebook (online)
13 Misc. 3d 166, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-vazquez-nycrimct-2006.