People v. Upton

500 N.E.2d 943, 114 Ill. 2d 362
CourtIllinois Supreme Court
DecidedDecember 1, 1986
Docket62756
StatusPublished
Cited by30 cases

This text of 500 N.E.2d 943 (People v. Upton) is published on Counsel Stack Legal Research, covering Illinois Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Upton, 500 N.E.2d 943, 114 Ill. 2d 362 (Ill. 1986).

Opinion

CHIEF JUSTICE CLARK

delivered the opinion of the court:

This case presents a challenge to the validity of section 404 of the Illinois Controlled Substances Act (Ill. Rev. Stat., 1982 Supp., ch. 56V2, par. 1404). The penalty provision of section 404, section 404(b), fixes a maximum fine for distribution of a “look-alike,” or fraudulent, controlled substance, higher than the maximum fine provided for the distribution of certain bona fide controlled substances. It is claimed that this disparity in maximum fines offends the due process clause of the Illinois Constitution (Ill. Const. 1970, art. I, sec. 2).

This case also involves a broader question, stemming from the history of section 404 and its predecessors. Section 404 states:

“(a) For the purposes of this Section:
(1) ‘Advertise’ means the attempt, by publication, dissemination, solicitation or circulation, to induce directly or indirectly any person to acquire, or enter into an obligation to acquire, any substance within the scope of this Section.
(2) ‘Distribute’ has the meaning ascribed to it in subsection(s) of Section 102 of this Act but as relates to look-alike substances.
(3) ‘Manufacture’ means the producing, preparing, compounding, processing, encapsulating, packaging, repackaging, labeling or relabeling of a look-alike substance.
(b) It is unlawful for any person knowingly to manufacture, distribute, advertise, or possess with intent to manufacture or distribute a look-alike substance. Any person who violates this subsection (b) shall be guilty of a Class 3 felony, the fine for which shall not exceed $20,000.
(c) It is unlawful for any person knowingly to possess a look-alike substance. Any person who violates this subsection (c) is guilty of a petty offense. Any person convicted of a subsequent offense under this subsection (c) shall be guilty of a Class C misdemeanor.
(d) In any prosecution brought under this Section, it is not a defense to a violation of this Section that the defendant believed the look-alike substance actually to be a controlled substance.
(e) Nothing in this Section applies to:
(1) The manufacture, processing, packaging, distribution or sale of noncontrolled substances to licensed medical practitioners for use as placebos in professional practice or research.
(2) Persons acting in the course and legitimate scope of their employment as law enforcement officers.
(3) The retention of production samples of non-controlled substances produced prior to the effective date of this amendatory Act of 1982, where such samples are required by federal law.” (Ill. Rev. Stat., 1982 Supp., ch. 56V2, par. 1404, as amended by Pub. Act 82-968, eff. Sept. 7, 1982.)

Section 404 is virtually identical to a similar provision previously held violative of due process in People v. Wagner (1982), 89 Ill. 2d 308, 311. The crucial difference between section 404 and the provision held unconstitutional in Wagner is that, in conjunction with the passage of section 404, the legislature promulgated a preamble which: (1) indicates that the legislature intends the disparity in penalties, and (2) attempts to justify and explain the disparity. This case therefore poses the question of whether certain legislation previously held unconstitutional may be upheld if, when reenacted, it is accompanied by a preamble which expresses a new and different legislative intent.

On June 16, 1983, an information was filed in the circuit court of Jackson County charging defendant Lori E. Upton with three counts of distribution of a look-alike substance, in violation of section 404 of the Illinois Controlled Substances Act (Ill. Rev. Stat., 1982 Supp., ch. 56V2, par. 1404). Before trial defendant moved to dismiss the information on the ground that the higher potential fine found in section 404(b) violates the due process clause of the Illinois Constitution (Ill. Const. 1970, art. I, sec. 2). The trial court denied the motion.

At trial, agents of the Southern Illinois Enforcement Group and others testified that the defendant, on three occasions in November and December 1982, sold them tablets resembling tablets which usually contain either methaqualone (a Schedule I controlled substance) or amphetamine (a Schedule II controlled substance). Defendant testified, admitting the sales but denying that she had represented the tablets to contain controlled substances. While the record does not reveal the actual composition of these tablets, they did not contain any controlled substances.

A jury found defendant guilty on all counts. On September 21, 1984, she was sentenced to serve one year of conditional discharge, fined $300, or $100 per count, and ordered to pay $39 restitution, an amount equal to the total price of the tablets. The appellate court, relying on People v. Wagner (1982), 89 Ill. 2d 308, reversed her conviction. (136 Ill. App. 3d 1075, 1077.) We granted the People’s petition for leave to appeal (103 Ill. 2d R. 315(a)).

The People first argue that since defendant has not received the maximum potential fine of $20,000, she has no standing to challenge section 404. This argument is without merit. Having risked the maximum penalty, defendant is a member of the aggrieved class and therefore has standing. People v. Wagner (1982), 89 Ill. 2d 308, 311.

The People next argue that, People v. Wagner (1982), 89 Ill. 2d 308, notwithstanding, section 404’s provision of a higher potential penalty does not violate due process. To understand the basis of the People’s argument, it is necessary to review the history of section 404 and its predecessors in detail.

Section 404, the “look-alike” drug statute under challenge here (Ill. Rev. Stat., 1982 Supp., ch. 56V2, par. 1404), is the descendant of an earlier statute (Ill. Rev. Stat. 1961, ch. 38, par. 22 — 40) which penalized the sale of a nonnarcotic substance represented to be a narcotic. This provision carried a penalty of a term of imprisonment from one year to 10 years; at that time the penalty for actual sale was a term of 10 years to life. This court held that this “misrepresentation” narcotics statute was a proper exercise of the police power, and therefore consistent with due process, because it was reasonably related to the legitimate purpose of discouraging illicit traffic in narcotics. People v. Calcaterra (1965), 33 Ill. 2d 541, 545.

However, in 1973 the legislature amended the statutes governing the penalties for all controlled substances in such a way as to penalize “misrepresentation” offenses more severely than certain other narcotic offenses. As a result of these amendments, the fraudulent sale of a controlled substance was made a Class 3 felony with a potential $15,000 fine (Ill. Rev. Stat. 1973, ch. 56V2, par. 1404), a penalty equal to that provided for sale of a Schedule III controlled substance (Ill. Rev. Stat. 1973, ch. 56V2, par. 1401(d)).

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Bluebook (online)
500 N.E.2d 943, 114 Ill. 2d 362, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-upton-ill-1986.