People v. Underhill

26 N.Y.S. 1030, 82 N.Y. Sup. Ct. 329, 58 N.Y. St. Rep. 220, 75 Hun 329
CourtNew York Supreme Court
DecidedJanuary 18, 1894
StatusPublished
Cited by2 cases

This text of 26 N.Y.S. 1030 (People v. Underhill) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Underhill, 26 N.Y.S. 1030, 82 N.Y. Sup. Ct. 329, 58 N.Y. St. Rep. 220, 75 Hun 329 (N.Y. Super. Ct. 1894).

Opinion

HAIGHT, J.

The defendant was the president of the Flour City Life Association, an insurance corporation having its principal place of business in the city of Rochester. In November, 1890, Philip Wareham, of Brooklyn, Mich., died, holding two policies in the association, numbered respectively 5,748 and 9,629, in which his son, Hamilton Wareham, was made the beneficiary, and who, by reason of the policies, became entitled to receive from the association the sum of about $2,000. It appears that after the death of Wareham was reported the defendant and one McCargo went to Michigan, called upon Hamilton Wareham, the beneficiary under the policies, and entered into ah agreement with him to compromise and settle his claim against the association for the sum of $400, which sum they then paid to him. The compromise agreement so entered into with Wareham was in writing, drawn by the defendant, and is as follows:

“Whereas, the undersigned, Hamilton Wareham, of Grand Ledge, Mich., the beneficiary named in certain certificates of insurance numbered 5,748 and 9,629, issued by the Flour City Life Association, and dated the 8th April and 12th August, 1889, upon the life of Philip Wareham, of Brooklyn, for 16 shares in Class B of said association; and whereas, eight shares would have matured thereon on approval of the same; and whereas, it is claimed upon the part of said association that by reason of certain omissions and misstatements in the application therefor, and the contradictions thereof which appears by the proof of loss filed with said association, that a legal defense exists against the payment of said policy, or any part thereof, and it is deemed expedient to compromise and adjust the same upon an equitable basis,—the undersigned, Hamilton Wareham, hereby, for value received, and in consideration of all the premises, agrees that he will accept the sum of fourteen hundred dollars in compromise of any and all claims and demands whatsoever due upon or hereafter to grow due by reason of said certificates; and upon payment of said sum in cash the undersigned does hereby receipt in full for the amount due on said policy. The said claim is hereby compromised and adjusted accordingly, and the above-named amount is accepted in full accord and satisfaction thereof. Witness the hand and seal of said party this Srd day of December, 1890.”

The above was signed' by Hamilton Wareham, with his seal affixed, and acknowledged before one E. O. Kelley. It is claimed that this instrument was forwarded by the defendant to the office of the association in Rochester, accompanied with a check on the association for $1,400, with a letter to the secretary directing him to take the check to the Central Bank, and get the cash on the same, and then, with the cash, to go to some other bank, and get New York drafts to the amount of $1,400, payable to the defendant’s order, and to forward them to him at Ionia, Mich.; that the secretary did as directed; that the drafts to the amount of $1,400 were re[1032]*1032ceived by the defendant, indorsed by him, and that he procured the money on the same. It is further claimed that after "the defendant returned to Rochester he presided at a meeting of the directors of the association on the 17th day of January, 1891, and that at that meeting the compromise contract settling the Wareham claim was presented to the board of directors, was approved, and ordered paid. The evidence tends to show that the compromise agreement was drawn in a room occupied by the defendant, in Michigan; that Wareham was unable to read it, because of impaired sight; that the defendant read it over to him before he signed it, and that in reading it he read the sum to be paid in the compromise as $400, instead of $1,400; that thereupon Wareham signed the same, and was paid $400.

The first count in the indictment was evidently drawn under section 511 of the Penal Code, and charges forgery in the second degree in this: that the defendant did feloniously 'and falsely make, forge, alter, and counterfeit the compromise agreement in question, with the intent to injure and defraud the Flour City Life Association. The second count in the indictment charges the defendant with the same crime in uttering the instrument. .The third count in the indictment was evidently drawn pursuant to the provisions of sections 514 and 515 of the Penal Code. It ■ charges the defendant with having falsely altered the instrument in question, being a writing belonging to the association, then and there being a corporation, by writing “teen” after “four” therein, so as to raise the amount from $400 to $1,400. The fourth count charges the defendant with the same crime in having uttered the instrument. In the third count of the indictment the formal conditions are for some reason omitted. It is not charged that the defendant was an officer or an employe of the corporation, or that he defrauded any person by his act. It is quite possible that this count is defective, but we discover no such defects with reference to the fourth count-, the count under which we understand the defendant to have been convicted. ■The evidence is of such a character as to make the-guilt or innocence of the defendant a question for the jury. We shall therefore discuss only the legal propositions presented.

The court, in its charge to the jury, at first submitted the nuestion as to whether the instrument alleged to have been altered was forged in the city of Rochester, with the instruction that, if the alteration was made in the state of Michigan, there could not be a conviction under the first and third counts in the indictment; but afterwards, at the request of the defendant’s counsel, the judge charged the jury that if they found the defendant guilty it must be of uttering the instrument, either in the second or third degree, as charged in the second or fourth counts of the indictment. With reference to the charge in the second degree, he instructed the jury that they could not convict unless they found as a fact that the alteration was made after the instrument was signed by Wareham; but with reference to the charge in the third degree he instructed the jury to the effect .that it was immaterial whether the letters “teen”.were written in before or after the signing by Wareham. To [1033]*1033this charge an exception was taken by the defendant. The question thus presented is one of interest, and does not appear to have been considered in any reported case to which our attention has been called. At common, law, the question as to whether it was "forgery to procure a genuine signature to an instrument by means •of false representations as to its contents, gave rise to conflicting •decisions. The text writers upon criminal law from Coke to Barber were of the opinion that the fabrication and false making of a written instrument, as well as the fraudulent insertion, alteration, or •erasure in a material part whereby a new operation was given to it, would amount to forgery, even though it were afterwards executed by a person ignorant of the deceit. 3 Co. Inst. 170; 1 Hawk. P. C. c. 21, § 2; 2 East, P. C. c. 19, & 2; 2 Russ. Crimes, c. 32, § 1, p. 319; 2 Deac. Crim. Law, 1402; 1 Barb. Crim. Law, 114. But in Reg. v. Collins, 2 Moody & R. 461, Baron Rolfe refused to follow this rule; and to the same effect is Reg. v. Chadwick, Id. 545. These cases have been followed by the more modern writers. 2 Whart. Crim. Law, § 1435; 1 Bish. (New) Crim. Law, § 584; 2 Bish. (New) Crim. Law, § 156. In Hill v. State, 1 Yerg.

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Bluebook (online)
26 N.Y.S. 1030, 82 N.Y. Sup. Ct. 329, 58 N.Y. St. Rep. 220, 75 Hun 329, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-underhill-nysupct-1894.