People v. Torres

158 A.D.2d 62, 557 N.Y.S.2d 891, 1990 N.Y. App. Div. LEXIS 7716
Appellate Division of the Supreme Court of the State of New York·Decided June 26, 1990·Published·Cited by 1 cases

Opinions

OPINION OF THE COURT

Kassal, J.

The trial court’s robing room colloquy with a single juror, conducted in the absence of defendant, and consisting of a personal Allen charge (Allen v United States, 164 US 492), in the face of repeated assertions of reasonable doubt on the part of the juror, deprived defendant of due process of law, and thus mandates reversal and remand for a new trial.

At approximately 4:30 p.m. on March 26, 1988, defendant was apprehended by a police officer as he ran west toward Eighth Avenue on 42nd Street in Manhattan, with complainant, who was shouting for assistance, in pursuit. Moments earlier, defendant had allegedly put Ids hand into complainant’s pants pocket and, tearing the pocket as he grabbed bills totaling $120, made an apparent "handoff’ to a nearby accomplice before fleeing.

Jury deliberations in defendant’s trial, which commenced on September 8, 1988, began at 11:30 a.m. on September 15, 1988. After approximately three hours, the jury announced that it was deadlocked, and was instructed by the trial court to continue to deliberate and "make every diligent effort” to reach a verdict. Deliberations were thereafter resumed, and approximately one hour later, at 3:15 p.m., the jury sent a note stating that a verdict had been reached. Following the announcement of the guilty verdict, the jurors were polled and the first 10 acknowledged the verdict. However, when juror No. 11 was reached, he stated that this was not his verdict, and asked to speak with the Judge. Acceding, to this request, the Judge brought the juror into the jury room, together with the prosecutor and defense counsel, but not defendant, and the following colloquy took place:

"the court: Yes, sir.

"the juror: We came to the conclusion that when the Forewoman gave you a note to tell you that it was hopelessly deadlocked, we couldn’t reach a verdict for the defendant—I tried to explain to them that there wasn’t no [sic] reasonable doubt about his guilt and they explained that there was.

[64]*64"So we just came to the conclusion that if I found the defendant guilty in the jury room and they polled us, I would find him innocent, I mean not guilty. I would give him a not guilty verdict because I still believe there’s doubt as to the evidence and there wasn’t any other decision that we could make so that we wouldn’t be deadlocked and we would have to sit any longer.

"the court: Did you vote that he was guilty?

"juror: Did I vote that he was guilty? I voted to go along with that.

"the court: You voted he was guilty and you knew you had to come out and render your verdict.

"juror: I wasn’t aware of that and I said if we were—

"the court: Sir, we expect you of course to be honest and open.

"Are you saying now that you are not prepared to vote guilty as the other jurors have?

"juror: I’m saying I’m not prepared and the evidence, all the evidence doesn’t suggest to me that he is guilty.

"To me, in my opinion—

"the court: That’s what deliberations are for, to listen— "juror: Like I’m trying to explain to you, we can sit here forever and there’s no way that I’m going to feel all of the evidence finds him guilty.

"the court: We can sit here forever and you’ll never change your mind?

"juror: Not at that point, right.

"the court: In other words, you are not prepared to listen and to deliberate openly with the other jurors?

"defense counsel: I don’t think that’s what he’s saying. "juror: I have and we’ve done that.

"the court: You just said before that you will never change your mind.

"juror: I didn’t say I would never change my mind. "I said as long as we sit here and deliberate, as far as the evidence is concerned, I don’t see enough evidence to find him guilty.

"the court: You heard all the evidence that there will be.

"If I were to send the jury back here, are your prepared to be open?

[65]*65"You told the jurors that you were going to vote guilty and you came outside and voted not guilty.

"Are you prepared to come back here in an open way to deliberate—and to deliberate means to discuss it—and if you find fit to change your mind—are you prepared to do that, or there’s no way that anybody on the face of the earth or eleven people in this room can convince you to change your mind, or are you saying that you refuse to deliberate?

"juror: I’m not saying I refuse to deliberate.

"I’m saying we can deliberate for another hour or so and the same set of circumstances still exist.

"the court: There’s no way that you’ll change your mind?

"juror: Not with the evidence, not the way the situation presents itself, no.

"the court: Well, sir, obviously this is sort of unorthodox here. You came in. The jury said they reached a verdict. You voted guilty in the room.

"juror: Right.

"the court: Then you came out and said that he’s not guilty.

"the court: Now you are saying you feel he’s not guilty.

"juror: I said when I voted him guilty as a group, but I didn’t feel there was enough evidence to really prove him guilty. I’m trying to answer your question in the sense that when you asked individually did I think the defendant was guilty, I said, no, and that’s my opinion.

"the court: You have to be satisfied as a juror of your verdict, whatever that verdict is. You have to be satisfied.

"Now we have a deliberation process where people come in and they listen to the views of other jurors. Sometimes they change their mind if what the other person says makes sense to them. Sometimes they don’t change their minds if it doesn’t make sense.

"I could bring the jury back here but I want you to be able to promise me that you will be able to deliberate and listen and perhaps change your mind, or if you feel that there’s not enough evidence to change your mind—but are you prepared to deliberate?

"juror: Yes.

"the court: You’ll follow the law that I gave to you?

[66]*66"juror: Yes.

"the court: And your judgment will be based on the evidence or the lack thereof, right, and nothing else?

"juror: Right. What if the same scenario takes place?

"the court: I’ll worry about that.

"But you promised me here you are not going to say you made up your mind. You indicated before that you made up your mind and you can’t change. You just promised me that you will be open.

"juror: As open as I was before. I can’t see any difference.

"the court: Sometimes you listen to people and sometimes —whatever your view is—but as long as you promise me that you will abide by the law to be prepared to have a give and take in this room” (emphasis added).

At the conclusion of the trial court’s conversation with juror No. 11, defense counsel moved for a mistrial, urging that the juror was "saying he has a reasonable doubt and that he could talk about it for as long as you want but he’s not going to change his mind”.

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People v. Torres, 158 A.D.2d 62, 557 N.Y.S.2d 891, 1990 N.Y. App. Div. LEXIS 7716 (N.Y. Ct. App. 1990).

158 A.D.2d 62 (People v. Torres) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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