People v. Tobler

91 Misc. 2d 69, 397 N.Y.S.2d 325, 1977 N.Y. Misc. LEXIS 2238
CourtNew York Supreme Court
DecidedJuly 19, 1977
StatusPublished
Cited by2 cases

This text of 91 Misc. 2d 69 (People v. Tobler) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Tobler, 91 Misc. 2d 69, 397 N.Y.S.2d 325, 1977 N.Y. Misc. LEXIS 2238 (N.Y. Super. Ct. 1977).

Opinion

Joseph J asp an, J.

The defendant moves to compel specific performance of a "letter of understanding” (more commonly referred to as a "co-operation agreement”) under which he would provide information to support indictments against "others” in exchange for a consent by the District Attorney to a plea to a lesser charge in satisfaction of the charges against him and a recommendation that he should not be incarcerated.

He also seeks a dismissal of the indictment because of: (a) legal insufficiency of the Grand Jury minutes; (b) prosecutorial misconduct; and (c) selective prosecution. Failing this relief he moves for a change of venue, and discovery and inspection.

The defendant was an insurance agent and included among his clients were the County of Suffolk and various governmental units and agencies within the county.

The indictment charges the defendant with 36 counts of grand larceny in the second degree, six counts of grand larceny in the third degree and 32 counts of criminal breach of the fiduciary responsibility of an insurance agent. In effect, it alleges that the defendant unlawfully appropriated corporate funds and unlawfully commingled trust funds which should [70]*70have been segregated for payment of premiums due to an insurance company.

I have read the Grand Jury minutes and find them legally sufficient to sustain the charges contained in the indictment. Accordingly, consideration must now be given to the other matters raised by the motion papers and answers submitted thereto.

THE CO-OPERATION AGREEMENT

The defendant was indicted on December 1, 1976 and as a result of discussions between his counsel and the District Attorney, a letter of understanding was prepared and signed on December 29, 1976 by each of the parties which provided in its essential parts as follows:

"george p. tobler agrees to supply the District Attorney with statements and documentary information, george p. tobler further agrees to testify, if subpoenaed, before a grand jury and upon the trial of any indictments resulting from this information, george p. tobler agrees to cooperate fully and to give truthful and honest information. In the event that the District Attorney, in his sole discretion, obtains an indictment or indictments, and further believes that george p. tobler has fully and completely cooperated with the District Attorney, the following actions regarding Indictment Number 1955-76 will take place:

"1. The District Attorney will recommend to the Court that the Court accept a plea of guilty to a single misdemeanor count of the outstanding indictment — (Insurance Law violation — not Grand Larceny or Attempted Grand Larceny) in satisfaction of entire indictment.

"2. The District Attorney will recommend no incarceration * * *

"4. Nothing that george p. tobler tells to the District Attorney will be used against mr. tobler in a criminal prosecution * * *

"mr. tobler fully understands the terms of this agreement. He has discussed the terms with his attorney and is fully aware that the recommendation for leniency as hereinafter set forth, and the plea agreement regarding Indictment Number 1955-76 lies within the sole discretion of the District Attorney.”

The series of events which preceded the understanding and within the two weeks thereafter culminated in a letter from [71]*71gounsel for the defendant dated January 13, 1977 in which he charged the District Attorney with a failure to live up to the terms of the agreement. It recited 33 areas of inquiry including questions as to the relationship and dealings of the defendant with political party officers, public officials and others in support of a claim that the defendant co-operated fully, answered every single question that was asked and provided documentation requested.

In view of the reference in the co-operation agreement to information leading to an "indictment or indictments” the defendant noted that while he did not and never represented that he could supply information leading to the indictment of named "political figures” he did supply information as to a usurious transaction involving two businessmen and a bank sufficient to warrant an indictment. He concludes that he has therefor fully met his obligation and is entitled to the District Attorney’s consent to the lesser plea and his recommendation as to sentence.

The District Attorney, on the other hand, argues that Tobler had not been totally honest and that, to date, Tobler had not supplied information sufficient to obtain an indictment against anyone and sets forth what he believes to be the legal reasons for not presenting the usury case.

Apparently efforts beyond January 13, 1977 and to mid-March did not break the foregoing impasse and this motion followed.

CPL 220.10 provides that a plea of guilty to one or more but not all of the offenses charged or pleas to a lesser included offense may be entered only "with both the permission of the court and the consent of the people(Emphasis added.)

No claim is made that the court participated in the "understanding” or in any way actually or impliedly promised to accept the plea or the recommendations as to sentence. To this extent, the agreement is admittedly unenforceable.

But apparently taking one step at a time, the defendant has placed in issue the question of whether the District Attorney may be compelled to consent or be deemed to have consented to the lesser plea by reason of the letter of understanding and the action taken with respect thereto.

The punishment to be imposed upon wrongdoers is an appropriate subject of negotiations (People v Selikoff 35 NY2d 227) but the right of the People to withhold consent is not a [72]*72violation of any constitutional right of the defendant nor does it offend due process. (People v Eason, 40 NY2d 297.)

The requirement that the People consent to a lesser plea has a rational basis as set forth in the dissenting opinion in the Appellate Division in the Eason case (49 AD2d 621, 624): "The prosecutor may, of course, withhold his consent to the acceptance of a plea of guilty to a crime lesser in degree than the crime for which the defendant is indicted (see Matter of McDonald v Sobel, 272 App Div 455, affd 297 NY 679). Essentially, this power of the prosecutor is no more than the right of any party to a litigation to refuse to compromise on terms less than the relief sought in the litigation. The prosecutor represents the People, the indispensable party in any criminal proceeding. As a representative of the People, it must lie within his power to determine whether the criminal proceeding should be terminated by the defendant’s offer to plead to a lesser crime. Once the case is tried and a determination reached as to guilt, however, it must then, under our system of government, be the prerogative of the court to declare the proper judgment and to impose the appropriate punishment, without the prior consent of any party to the litigation.”

The co-operation agreement itself did not amount to a consent by the District Attorney. In fact, the prosecutorial discretion was preserved by the language of the letter of understanding, which was signed by defendant and his attorney. It read in relevant sections:

"In the event that the District Attorney in his sole discretion obtains an indictment or indictments and further believes that George P.

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Related

People v. Stokes
165 Misc. 2d 934 (New York Supreme Court, 1995)
People v. Compton
157 A.D.2d 903 (Appellate Division of the Supreme Court of New York, 1990)

Cite This Page — Counsel Stack

Bluebook (online)
91 Misc. 2d 69, 397 N.Y.S.2d 325, 1977 N.Y. Misc. LEXIS 2238, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-tobler-nysupct-1977.