People v. Thomas

97 Misc. 2d 845, 412 N.Y.S.2d 752, 1978 N.Y. Misc. LEXIS 2863
CourtNew York Supreme Court
DecidedDecember 21, 1978
StatusPublished
Cited by6 cases

This text of 97 Misc. 2d 845 (People v. Thomas) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Thomas, 97 Misc. 2d 845, 412 N.Y.S.2d 752, 1978 N.Y. Misc. LEXIS 2863 (N.Y. Super. Ct. 1978).

Opinion

[846]*846OPINION OF THE COURT

Norman J. Felig, J.

The issue before the court is whether the trial can commence in the absence of the defendant.

The defendant was indicted for the crime of murder in the second degree. He had been held on bail but was released on parole when the People failed to give him a speedy trial.

On November 29, 1978 both sides stated they were ready for trial. It was agreed that the case would be put on two days later, Friday, December 1, because defense counsel was actually engaged in another Trial Part. The parties were told that a Wade hearing would commence on Friday, to be followed by jury selection on Monday, December 4. The defendant was present and advised to appear Friday morning. On Friday, December 1, the defendant did not appear. Defense counsel and the District Attorney’s office attempted to locate him with no success. A hearing was held for the purpose of taking testimony as to the efforts the People had made in attempting to locate the defendant. The People’s witnesses, a detective and investigator, testified they had no success. The People rested on the efforts that had been made and moved the case to trial.

CPL 260.20 provides that "[a] defendant must be personally present during the trial of an indictment”. This right is embodied in the New York State and Federal Constitutions (US Const, 6th Amdt; NY Const, art I, § 6) and gives a defendant the right to be present at every stage of his trial. This constitutional and statutory privilege has been interpreted by the Court of Appeals to include a defendant’s presence at suppression hearings (People v Anderson, 16 NY2d 282; see People v Huggler, 50 AD2d 471).

Early New York cases reflected the common-law position that a defendant’s presence at his trial was absolute and could not be waived (Maurer v People, 43 NY 1; Stephens v People, 19 NY 549). However, this view has changed. The Supreme Court now holds that "[l]ike any constitutional guarantee, the defendant’s right to be present at trial may be waived, Snyder v. Massachusetts, 291 U.S. 97, 106, 54 S.Ct. 330, 78 L.Ed. 674 (1934), even if that waiver is implied from the defendant’s conduct, Illinois v. Allen, 397 U.S. 337, 90 S.Ct. 1057, 25 L.Ed.2d 353 (1970). The Supreme Court had long ago held that a defendant who knowingly absents himself from the court[847]*847room during trial 'leaves the court free to proceed with trial in like manner and with like effect as if he were present.’ Diaz v. United States, 223 U.S. 442, 455, 32 S.Ct., 250, 254, 56 L.Ed. 500 (1912).” (United States v Santoro, 464 F2d 1202, 1208, cert den 409 US 1063.) The modern view of our Court of Appeals is analagous to the Supreme Court’s position (People v Epps, 37 NY2d 343, cert den 423 US 999; People v La Barbera, 274 NY 339).

It must be pointed out, however, that a defendant’s absence alone, does not waive his right to be present. "The key issue is whether [he] knowingly, voluntarily and intelligently relinquished this known right. Johnson v Zerbst, 304 US 458, 464.” (People v Epps, supra, p 350.)

There have been several decisions handed down by the New York courts where the trial proceeded in the defendant’s absence when he was found to have knowingly and voluntarily waived his right to be present. For instance, the court in People v Aiken, (45 NY2d 394) chose to proceed when the defendant absented himself on the second day of trial after nine jurors had been sworn. In People v Epps (supra), the defendant was in custody but refused to appear during parts of the trial although he had been warned by the court that he would be tried "in absentia”. In People v Hicks (90 Misc 2d 609) the case had been moved for trial and the defendant absented himself after the Wade hearing, which was to be followed by jury selection, had commenced.

The issue in this case, however, appears to be one of first impression in this State. Although the case was not yet moved for trial, on November 29 both sides answered "ready” and the case was marked "ready and passed” to December 1. This court must address itself to the more specific issue of whether it is material that the case was not actually moved for trial. Can a defendant be deemed to have voluntarily and knowingly waived his right to a trial where no jury panel has been sent for and no evidentiary hearing has commenced but a firm date has been fixed for a hearing to be followed immediately by a trial?

The defense argues that we would be going far beyond the law set forth if we hold that the defendant was compelled to stand trial at this juncture. The District Attorney states that one of the reasons the defendant was released on parole was the inability of the People to proceed to trial because of the difficulty in securing the attendance of the eyewitness. Realiz[848]*848ing the witness was prepared to testify, the defendant absconded.

The issue in United States v Santoro (464 F2d 1202, supra) is strikingly similar. A firm trial date had been fixed but the trial had not commenced when the defendant failed to appear. Santoro combined two cases. The defendants had been indicted for violations of the Federal Extortion and Credit Statutes. There were problems in getting all of the attorneys together to agree upon a trial date. In April of 1971, the Judge set the date of August 10 for trial. On that date Santoro was not present. The facts disclosed that as of the night before they were to go to trial, Santoro knew he had to be there. He called his attorney about arranging a ride to court. There was no satisfactory reason that could be given for his failure to appear on the trial date. The court stated that "[although to date, with the exception of the court of one state [citation omitted] waiver has been found only if the defendant was present at least as late in the proceedings as the empanelment of the jury, we see no reason for a different result when the defendant absents himself, under the specific circumstances outlined herein, before the jury has been selected.” (464 F2d 1202, 1208, supra.)

The court found that Santoro’s failure to appear was a willful failure and that by so doing, he had waived his constitutional right to be present throughout the trial. The court held that because Santoro had voluntarily and knowingly absented himself from the trial there was no reason not to continue the case with him as the defendant. The case proceeded without the defendant Santoro’s presence but the court pointed out (p 1210) that: "We do not here lay down a general rule that, in every case in. which the defendant is voluntarily absent at the empanelment of the jury and the taking of evidence, the trial judge should proceed with the trial. We only hold that this is within the discretion of the trial judge, to be utilized only in circumstances as extraordinary as those before us. Indeed, we would add that this discretion should be exercised only when the public interest clearly outweighs that of the voluntarily absent defendant. Whether the trial will proceed will depend upon the trial judge’s determination of a complex of issues” (Santoro, supra, p 1210):

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Bluebook (online)
97 Misc. 2d 845, 412 N.Y.S.2d 752, 1978 N.Y. Misc. LEXIS 2863, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-thomas-nysupct-1978.