People v. Swig CA1/3

CourtCalifornia Court of Appeal
DecidedApril 29, 2022
DocketA163508
StatusUnpublished

This text of People v. Swig CA1/3 (People v. Swig CA1/3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Swig CA1/3, (Cal. Ct. App. 2022).

Opinion

Filed 4/29/22 P. v. Swig CA1/3 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FIRST APPELLATE DISTRICT

DIVISION THREE

THE PEOPLE, Plaintiff and Respondent, A163508 v. JULIAN SWIG, (Alameda County Super. Ct. No. 98046502) Defendant and Appellant.

Following a bench trial, the court found defendant Julian Swig met the criteria for a mentally disordered offender (MDO) and entered an order on August 18, 2021, extending his commitment to September 12, 2022. (Pen. Code, § 29701). Swig seeks reversal on the sole basis that the evidence was insufficient to support a finding, beyond a reasonable doubt, that at the time of trial he represented a substantial danger of physical harm to others. We affirm. FACTUAL AND PROCEDURAL BACKGROUND A. Background Swig was first diagnosed with schizophrenia in the 1970s. At the time of the 2021 trial, Swig was 78 years old and suffering from “schizophrenia continuous,” a major mental disorder that substantially impaired his

1 All undesignated statutory references are to the Penal Code.

1 cognitive and emotional processes and judgment, and his perception of reality. Swig’s primary symptom was delusions, i.e., “non-reality” or “fixed false” beliefs, which did not change in light of contrary information provided to him. “Continuous” meant the schizophrenia symptoms were present for greater than six months without a period of remission. Swig’s commitment offense occurred in 1997, when he wrote a letter to a now retired superior court judge threatening to kill her if she did not immediately dismiss a conviction for which he had been placed on probation. In 1998, Swig pleaded no contest to the felony offense of threatening a public official (§ 76). On July 19, 2003, Swig was civilly committed after being found to be an MDO. He was twice released for community outpatient treatment pursuant to the Conditional Release Program (CONREP) for significant periods of time – August 8, 2005 to February 8, 2012, and October 1, 2012 to September 15, 2016. In 2012, he was returned due to “an increase in psychiatric symptoms.” In 2016, he was returned due to “a worsening of symptoms, he was being hostile, agitated, threatened CONREP staff, and was not compliant with his recommended treatment.” Although Swig had not committed actual physical violence, one incident leading to the second return was Swig’s threat to use a box cutter to cut the throat of a CONREP supervisor. Swig’s status as an outpatient was formally revoked on November 1, 2017 and he has thereafter been recommitted as an MDO. In late November 2018, Swig began refusing psychotropic medications, with the exception of Diphenhydramine HCL (Benadryl). His treating psychiatrist petitioned for an involuntary medication order (IMO), which was granted by the court on January 22, 2019, and thereafter continued by court order.

2 B. Trial Court Proceeding On March 25, 2021, the prosecution filed a petition seeking a one-year commitment extension until September 2022. Swig waived his right to a jury. A bench trial was held on August 17 and 18, 2021 before the same judge that had adjudicated the immediately preceding petition. The court granted the prosecution’s request to admit into evidence Swig’s hospital records, and the parties stipulated under People v. Sanchez (2016) 63 Cal.4th 665, and People v. Burroughs (2016) 6 Cal.App.5th 378, to waive any objections to expert witness testimony based on “case specific hearsay” in the hospital records. Prosecution’s Case Dr. Ashley Wanner Dr. Ashley Wanner was qualified as an expert in psychology to testify regarding the diagnosis, evaluation and treatment of major mental illness, violence risk and risk of future dangerousness, and whether Swig met the criteria for continued commitment as an MDO. Wanner testified that for the two previous commitment extension periods (September 2018 to September 2019 and September 2019 to September 2020) she had evaluated and determined that Swig met the criteria for commitment as an MDO. The trial court took judicial notice of its decision, made after the hearing in late February or early March 2021, that Swig met the criteria for commitment as an MDO and that his commitment had been extended to September 2021. Since her prior testimony given in March 2021, Wanner had not observed anything that changed her opinion that Swig met the criteria for an MDO. Swig continued to demonstrate “fixed false” beliefs that were

3 consistent with the delusional beliefs he held since 1997.2 Wanner conceded people could have odd or extreme beliefs, but Swig’s beliefs met the criteria of a mental disorder because of the severity of their impact – he was not able to maintain a job or long-term relationships, he was not able to successfully live independently, and he had repeated contact and involvement with law enforcement and the criminal justice system. Wanner had been Swig’s treating psychologist for “nearly three years”; she was available to see Swig four days a week but did not interact with him every day. Swig resided in a unit for “elderly males” where he was placed due to his age. “[A] great majority of the year” Swig was ambulatory, moving around without the use of a walker or wheelchair. In the previous six months Swig had not engaged in any treatment offered by Wanner, had not worked on a required relapse prevention plan, and had refused to discuss his diagnosis, medications, or plans for transitioning to the community with his treatment team. Wanner opined that, without treatment, it was very unlikely Swig’s schizophrenia would go into remission because schizophrenia required psychotropic treatment in the long term, particularly for an individual who had demonstrated continuous symptoms for nearly 50 years. During the past year, Swig’s symptoms had responded at least in part to

2 Wanner explained some of Swig’s fixed false beliefs. For example, Swig had an issue with capital letters and how his name was documented in court orders and hospital documents – if his name was capitalized or written last name, first name, Swig did not believe the document referred to him and would refuse to comply with the court orders or hospital documents. Swig also believed there were two United States constitutions and that our current government was not operating in a legal way under the legitimate constitution. Swig also believed our current monetary currency was not legitimate because it differed from the federal reserve note; he consequently believed it would be illegal for him to use dollars to pay bills, debts, and bus and train fares.

4 medications and he had benefited from the structure and supervision inherent in the in-patient hospital setting, but not to the extent that he had demonstrated a remission of his symptoms or that he could be safely transitioned to the community. Wanner further testified that Swig had not accepted that he suffered from schizophrenia and required medication and psychological services. Swig denied he had any “triggers,” i.e., “stressor[s],” which brought on unwanted or unpleasant emotions or thoughts that could result in unhealthy behaviors. In a relapse plan that Swig provided to Wanner over a year before the trial, Swig indicated he did not have any triggers because he did not have a mental illness, but if he did have triggers “they might be homicidal ideation or thoughts about killing people.” Wanner opined that Swig knew why he was committed and understood what he had to do in order to be discharged as he had been successfully discharged in the past.

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Bluebook (online)
People v. Swig CA1/3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-swig-ca13-calctapp-2022.