People v. Swan

130 A.D.2d 6, 519 N.Y.S.2d 581, 1987 N.Y. App. Div. LEXIS 45059
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 21, 1987
StatusPublished
Cited by5 cases

This text of 130 A.D.2d 6 (People v. Swan) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Swan, 130 A.D.2d 6, 519 N.Y.S.2d 581, 1987 N.Y. App. Div. LEXIS 45059 (N.Y. Ct. App. 1987).

Opinion

OPINION OF THE COURT

Per Curiam.

A reversal is required because the defendant was denied his constitutional right to waive a jury trial. Even in the absence of that obvious defect in these proceedings, a reversal would be required because defendant was denied his right to a fair trial.

On the evening of August 30, 1982, the defendant shot and killed New York State Trooper Gary Kubasiak who was responding to information that there was a domestic disturbance at defendant’s home in Cattaraugus County. After shooting Trooper Kubasiak three times with a rifle, defendant attempted to fire the weapon at two other officers who had accompanied Trooper Kubasiak to the scene. One of those officers shot and wounded defendant, who then surrendered. Defendant interposed an insanity defense and the critical issue at trial was defendant’s mental state at the time of the shooting. The jury convicted defendant of murder in the first degree (Penal Law § 125.27 [1] [a] [i]), murder in the second degree (Penal Law § 125.25 [1]), two counts of attempted murder in the first degree (Penal Law §§ 110.00, 125.27 [lj [a] [i]), two counts of attempted murder in the second degree (Penal Law §§ 110.00, 125.25 [1]), and two counts of criminal use of a firearm in the first degree (Penal Law § 265.09).

On April 9, 1984, during jury selection, defendant executed [8]*8in the presence of the Trial Judge a written waiver of jury trial, which was thereafter submitted in open court and is part of the record on appeal. The court disapproved the waiver, but failed to state upon the record its reasons for such disapproval. That was error.

A defendant has a constitutional right to waive trial by jury in all criminal cases, except those in which the crime charged may be punishable by death (NY Const, art I, § 2; People v Davis, 49 NY2d 114; People v Duchin, 12 NY2d 351). This defendant could not be subjected to the death penalty on conviction of any of the crimes charged in this indictment (see, People v Davis, 43 NY2d 17; see also, People v Smith, 63 NY2d 41, cert denied 469 US 1227). Thus, subject only to compliance with statutory conditions enacted pursuant to constitutional authority (see, NY Const, art I, § 2), and the exercise of limited discretion by the trial court, this defendant had an absolute right to a trial without a jury. Those conditions and the court’s discretionary power are found in CPL 320.10. Subdivision (2) thereof provides: "Such waiver must be in writing and must be signed by the defendant in person in open court in the presence of the court, and with the approval of the court. The court must approve the execution and submission of such waiver unless it determines that it is tendered as a stratagem to procure an otherwise impermissible procedural advantage or that the defendant is not fully aware of the consequences of the choice he is making. If the court disapproves the waiver, it must state upon the record its reasons for such disapproval.”

It is clear from that statutory language that the court’s discretion to reject the waiver is carefully circumscribed (see, People v Firestone, 111 AD2d 696, 698-699; see also, People ex rel. Rohrlich v Follette, 20 NY2d 297, 300-301; People v Duchin, 12 NY2d 351, 353, supra), and when such discretion is exercised, the court must state its reasons upon the record. If there was justification here for the court’s refusal to permit defendant to be tried by a Judge without a jury, it is not apparent in the record. Absent any statement by the court as to the basis for its action, we can only conclude that the defendant was denied a right guaranteed to him under the Constitution of this State.

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Cite This Page — Counsel Stack

Bluebook (online)
130 A.D.2d 6, 519 N.Y.S.2d 581, 1987 N.Y. App. Div. LEXIS 45059, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-swan-nyappdiv-1987.