People v. Sullivan

244 A.D. 469, 280 N.Y.S. 48, 1935 N.Y. App. Div. LEXIS 5850
Appellate Division of the Supreme Court of the State of New York·Decided May 13, 1935·Published·Cited by 4 cases

Opinion

Hagarty, J.

Article 22 of the Agriculture and Markets Law (Laws of 1927, chap. 207, in effect March 19, 1927) provides for the establishment of a department of markets in the cities of the State to assume control of local public markets and, among other things, to make rules for the government of market places (§ 261, subd. 3, § 269). Pursuant to these provisions and upon the requisite approval of the board of estimate and apportionment, on the 16th day of June, 1933, the department of public markets, weights and measures of the city of New York promulgated certain rules and regulations governing the conduct of city markets, including therein a provision requiring the registration and licensing of watchmen in such markets.

A license was issued to the defendant as a watchman in the Wallabout Market on the 1st day of July, 1933, but that license was revoked by the deputy commissioner of markets pursuant to instructions from the commissioner of markets on the 23d day of January, 1934. Nevertheless, the defendant persisted in continuing in that capacity and in securing payment for his services at the rate of fifty cents a night from farmer customers displaying their wares at the market. . Although the defendant questions the reasonableness of the revocation, for the purpose of this appeal and in the absence of the appropriate license it will be assumed that that was a violation of the rules and regulations of the city department.

Article 22 of the law {supra) provides punishment for violation of such rules and regulations of a city department, viz.:

§ 270. When rules to take effect; punishment for violation. * * * A violation of such rules or the orders of the commissioner of public markets, which he is hereby authorized to issue in pursuance thereof, shall constitute a violation of this article and the commissioner of markets may revoke or suspend the license or permit of the offender to do business in any market heretofore issued by any other officer or hereafter issued by the department of public markets.”

Although this statute provides for revocation within the discretion of the commissioner as a punishment for a violation, and perhaps because this result already had been accomplished and was futile as a punishment, it was sought to enlarge the offense into a crime. Accordingly, on the 1st day of August, 1934, an informa[471]*471tion was filed charging the defendant with the commission of a misdemeanor in that he violated the aforesaid rules and regulations of the city department. The defendant was convicted after a trial before the Court of Special Sessions on the 19th day of November, 1934, but thereafter, and on his motion, an order in arrest of judgment was made by the court on the 17th day of December, 1934, on the grounds prescribed in section 331 of the Code of Criminal Procedure, namely, that the court was without jurisdiction of the subject-matter and that the facts stated in the information did not constitute a crime.

The appellants seek to justify the conviction on the ground that the violation here constitutes a misdemeanor under the provisions of article 3 of the Agriculture and Markets Law. It should be noted that the entire chapter consists of twenty-six articles having to do with the standardization and regulation of dairy and farm products, weights and measures and kindred subjects, under the jurisdiction of the State Department of Agriculture and Markets. Indeed, wherever throughout the chapter the word department ” is used it means the State department (Art. 1, § 2, subd. 1). The only notable exception to this general jurisdiction of the State department is to be found in the aforesaid provisions of article 22 dealing with Departments of markets in cities.” Article 3 of the law deals with “ Investigation; practice and procedure; violations; penalties,” all of which are within the jurisdiction of the State department generally. Nevertheless, the appellants invoke section 41 thereof, which reads:

§ 41. Violation of chapter a misdemeanor. Except as otherwise provided by the penal law, a person who by himself or another violates any of the provisions of this chapter or of any other law the enforcement of which is within the jurisdiction of the department, is guilty of a misdemeanor, and upon conviction shall, except as otherwise provided in this chapter, be punished by a fine of not less than twenty-five dollars, nor more than two hundred dollars, or by imprisonment for not less than one month, nor more than six months, or by both such fine and imprisonment, for the first offense; and by not more than one year’s imprisonment for the second offense.”

It is reasonably clear that the violations comprehended by the Legislature were statutes within the jurisdiction of the department, namely, the State department, to enforce. As accentuating the exclusion of violation of rules and regulations from classification as misdemeanors, it will be noticed that prior to the amendment of section 41 by chapter 77 of the Laws of 1932, in effect the 1st day of March, 1932, this section read as follows:

[472]*472§ 41. Violation of chapter or rule a misdemeanor. Except as otherwise provided by the penal law, a person who by himself or another violates any of the provisions of this chapter or of any other law the enforcement of which is within the jurisdiction of the department, or of any lawful rule of the department is guilty of a misdemeanor.”

By the amendment of 1932, the words “ or rule ” were omitted from the heading, and the italicized provision respecting rules and regulations of the department, namely, the State department, was repealed, so that violation thereof no longer constitutes . a misdemeanor. Punishment for violation of such rules and orders of the department or its Commissioner is now limited to the penalty, provided by section 40 of the law, in a sum not to exceed $200 for each offense.

Nevertheless, and although it is conceded that violations of the rules and regulations of the State department do not constitute a crime, it is argued that because section 270 provides that a violation of the rule of a city department shall constitute a violation of article 22, it is within the purview of section 41 as a violation of “ the provision of this chapter.”- I am of opinion that this phrase may not be so separated from its context as to afford a basis for such a strained construction. It must be read in the light of the limitation “ or of any other law the enforcement of which is within the jurisdiction of the department,” so that the section has application solely to those statutes which are within the jurisdiction of the State department. Nowhere in section 41, neither prior nor subsequent to the amendment of 1932, was there any reference to or contemplation of rules and regulations promulgated by a city department.

Even if it were to be held, in accordance with appellants’ contention, that section 41 contemplated provisions of the chapter without limitation, there is no provision which has been violated by the acts for which the defendant has been convicted. The nebulous wording of section 270 constituting a violation of a rule as a violation of the entire article still leaves the appellants without a single specific provision of the chapter to which they can point as having been the subject of violation. Crimes are not to be imputed upon so indefinite and vague a foundation.

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People v. Sullivan, 244 A.D. 469, 280 N.Y.S. 48, 1935 N.Y. App. Div. LEXIS 5850 (N.Y. Ct. App. 1935).

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