People v. Sullivan

34 A.D. 544
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 1, 1898
StatusPublished
Cited by6 cases

This text of 34 A.D. 544 (People v. Sullivan) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Sullivan, 34 A.D. 544 (N.Y. Ct. App. 1898).

Opinion

O’Brien, J.:

The principal questions presented on this appeal are, whether the verdict is warranted by the evidence, and whether the court erred in' admitting evidence of the appellant’s record as a police officer.

A review . of the testimony discloses that the questions upon the merits as to the defendant’s guilt were disposed of by the jury upon close and conflicting evidence, and in view of the contradictory versions of the alleged assault, -it is apparent that a slight variance in .favor of the defendant would have turned the judgment the other way. The character and credibility of the witnesses were, therefore, important factors, and the admission of incompetent evidence relating thereto would have an especial bearing upon the conclusions to. be reached! As affecting the defendant’s testimony, his record as a police officer was introduced in evidence, and the'substance of such evidence, and the grounds upon which it was admitted, may be seen from the following questions and answers, with the objections interposed by counsel and the rulings thereon by the the learned judge presiding at the tidal: “Q. You have been disciplined for clubbing have you not, before? [Objection.] By the Court: If he was convicted before of clubbing anybody or assaulting anybody, you may show it. [Exception.] Q. Haven’t you been convicted of clubbing before ? A. I was fined ten days’ pay; yes. Q. When was that? A. 1892; I ain’t sure. Q. See if this is right. On November 27th, 1891, you assaulted a citizen with a club and called him vile names, and were convicted of it and fined ten days? [Objection. Exception.] A. That is right; I was convicted of it. Q: Weren’t you, on April 27th, 1894, convicted as follows: You [547]*547assaulted and arrested and failed to convey a prisoner to the station house; fined five days ? [Objection.] By the Court: That is a conviction. * * * A. The assault part was dismissed. Q. Weren’t you convicted of that, no matter what you did ? A. I was fined five days for allowing a prisoner to escape. By the Court: Q. What were you fined five days for? A. For allowing a prisoner to escape. Q. Then you were convicted for allowing a prisoner to escape and you were fined five days’ pay; isn’t that right? [Objection.] A. Tes, sir. " By Mr. Carpenter: Q. Isn’t this the charge that -was made against you: ‘Assaulted and arrested and failed to convey a prisoner to station house?’ A. Yes, sir. Q. And on that you were convicted? [Objection. Exception.] A. Yes, sir. * * * Q. On June 25th were you convicted and fined three days on this charge : Absent from post and in liquor store ? [Objection. Exception.] A. Yes, sir. Q. And on March 3rd, 1892, convicted and ' fined one day on this charge: ‘Did.not properly patrol?’ [Objection. Exception.] A. Yes, sir. Q. And on March 26th, 1895,. convicted and fined one day for being absent from post? A. What is that? Q. March 26th, 1895, absent from post one day ? A. Yes, sir; one day. Q. November 2Gth, 1895, loitering, fined one day? A. Yes, sir. * * * Q. Failed to return memoranda book at desk at expiration of duty, and fined one-half day for that? [Objection. Exception.] A. Yes, sir.” After the judge had charged the jury, the request was made that, in considering Sullivan’s evidence, the jury was entitled to take into consideration his record. To which request the 'court replied : “ That, gentlemen, you are entitled to take into account on the question of his credibility— Sullivan’s record which was read to you yesterday, or proved.”

It will be noticed that the ground upon which the rulings were based was that the proceedings before the police commissioners, which resulted in fines or other punishment for dereliction of duty or infractions of police rules, were convictions, and, therefore, proof thereof on the defendant’s cross-examination was proper, as affecting his credibility, under section 832 of the Code of Civil Procedure and section '714 of the Penal Code. The Codes provide in these sections that a person who has been convicted of a crime or misdemeanor is, notwithstanding, a competent witness, but that [548]*548the conviction may be proved for the -purpose of 'affecting the weight of his testimony by his cross-examination, upon which he must answer any. question relevant to that inquiry. It appears, to us that the learned judge quite misapprehended the purpose arid meaning of these provisions* and applied them to determinations which in no legal sense could be regarded as convictions. The reason for the enactment of the sections referred to is that,, prior to the adoption of the Codes, a person convicted of a crime was entirely disqualified from testifying * and it was with the view to-remove such disqualification and to make the person convicted of a.. ■ crime competent to testify that they were passed,, with, the limitation, however, that “ the conviction may be proved for the purpose of affecting the weight of his testimony.”

The conviction mentioned in the Code provisions is the same as-would formerly have disqualified a person from testifying. But, as. held in many cases,, it is only such conviction as is reached after an ■ orderly trial in a court of law, before a judge or petit jury. The. cases have further held that an actual judgment of. the court is-necessary, to constitute a conviction. Thus, in Blaufus v. People (69 N. Y. 107), tried before the Code was enacted, in commenting-upon the use of the word conviction ” in a statute against the subornation of perjury, it was said : “ In ordinary phrase, the meaning-'of the word conviction is, the finding by the jury of a verdict that, the accused is guilty. But in legal parlance it often denotes the the final judgment of the court; * * * to shut a person from the witness box * * * guilt must be shown by a judgment ;. * * * until a person found guilty of perjury by the verdict of a. jury.has received.judgment and sentence from the- court, he is not incompetent to speak as a witness.” As stated, also in Schiffer v. Pruden (64 N. Y. 52), “ doubtless the word conviction ordinarily signifies the finding of the jury by a verdict that the accused is-guilty, yet the word sometimes d.enotes the final judgment-of the-court. * * ' * Thus the case of a witness rendered incompetent to testify by conviction for an infamous crime, has an analogy. The-language of the law is that he is rendered incompetent, by his conviction of treason, felony or crimen falsi, but to shut him from the witness box-his conviction must be shown by a judgment.” ■

Since the provisions of the Codes came into effect, making per[549]*549sons competent witnesses, notwithstanding their conviction for crimes or misdemeanors, a similar construction has been given the word conviction, and, as defined in the case of Sacia v. Decker (1 Civ. Proc. Rep. 56), In legal parlance conviction denotes the final judgment of the court in passing sentence.”

That the proceedings before the police commissioners are not of that nature, and that their conclusions can in no sense be properly regarded as legal convictions is evident, and thus the foundation upon which the rulings admitting such evidence were "based was wanting.

Notwithstanding the fact, that a wrong ground was assigned for admitting such evidence, we should not reverse the rulings made if, for any other good reason, the testimony was competent or it was made clearly to appear that the defendant was not prejudiced thereby.

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Bluebook (online)
34 A.D. 544, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-sullivan-nyappdiv-1898.