People v. Stevens

133 Misc. 2d 407, 506 N.Y.S.2d 995, 1986 N.Y. Misc. LEXIS 2872
CourtOswego City Court
DecidedSeptember 19, 1986
StatusPublished
Cited by2 cases

This text of 133 Misc. 2d 407 (People v. Stevens) is published on Counsel Stack Legal Research, covering Oswego City Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Stevens, 133 Misc. 2d 407, 506 N.Y.S.2d 995, 1986 N.Y. Misc. LEXIS 2872 (N.Y. Super. Ct. 1986).

Opinion

[408]*408OPINION OF THE COURT

Frank M. Klinger, J.

This case presents some unique questions of law pertaining to the recently enacted CPL 530.12 (8) and (11).

In this case, the defendant was arraigned on April 8, 1986 on two serious charges, the felony of burglary in the second degree and also assault in the third degree. It was alleged that the defendant, armed with a baseball bat, unlawfully entered the residence of his wife Carolyn Stevens who allegedly had an order of protection from Family Court, broke the door open and choked and physically assaulted one Edward J. Scruton who was then and there present and threatened to kill his wife Carolyn Stevens and their children by setting the place on fire.

The defendant was arraigned before this court, bail was set at $5,000 and a transcript of the arraignment reveals that the defendant was informed verbally that an order of protection was being entered. This court informed the defendant that he was to have absolutely no contact whatsoever with Carolyn Stevens and to stay completely away from her residence and place of employment. He was further told that if he returned to that residence or bothered Carolyn Stevens that he would go to jail. He was admonished that he was not to go anywhere near her and that if he had any problems with regard to his family, he was to go to Family Court. On August 21, 1986 the District Attorney refused the defendant a preliminary hearing and he was released on his own recognizance.

On the 5th day of September 1986, the defendant was charged with criminal contempt in the second degree, resisting arrest, two counts of disorderly conduct and escape in the second degree arising out of an incident in which he is alleged to have returned to the home of Carolyn Stevens and their children.

This court ordered a hearing pursuant to CPL 530.12 (8) and (11).

At this hearing, only one witness testified. Carolyn Stevens stated that on the date and time in question the defendant knocked on the door of her house and asked to see their son. She locked the door and called the police. He remained in front of her house and called her several specified obscene and derogatory names. No further witnesses were called by the prosecutor or the defense and no proof was presented on the record that the defendant had ever been served with the order [409]*409of protection. The prosecutor did not request any transcript of the testimony at the April 8, 1986 arraignment nor did the prosecutor ask the court to take judicial notice of such proceedings.

However, the record does indicate that prior to presentation of the proof Mr. Grose, the prosecutor, did ask "does Mr. McGrath and the defendant waive a reading of the accusatory instrument as well as the Order of Protection promulgated by this Court and attached to the accusatory?” The record does not indicate an answer on the part of Mr. McGrath, but rather a request by Mr. McGrath that any potential witnesses be excused.

The prosecutor introduced no other proof that the order of protection was in fact "issued” to the defendant. Defense counsel contends that the issuing of the order of protection is in fact an essential element of the prosecutor’s proof, which precludes a finding of willful violation.

Three basic questions presented are: First, whether CPL 530.12 (8) and (11) require complete proof of all of the elements of those sections by the prosecutor according to standards of proof normally required in contested trials or whether a lesser standard may be acceptable. Second, may the court for purposes of such a hearing take judicial notice of its own records and procedures and a transcript of a previous hearing, even without specific request by a party that it do so? Third, is there a conflict between CPL 180.80 which required R.O.R. for the defendant when the District Attorney refused the preliminary hearing and CPL 530.12 which provides that he may be committed to jail for a violation of the order of protection?

There is no question that if this were a jury trial on the misdemeanor charge of criminal contempt in the second degree that the proof would have to establish all the elements of that charge. The prosecutor would have had to request as part of his proof that the court take judicial notice of its prior proceedings, introduce a transcript of the same, call witnesses and/or in some other manner establish the salient facts as to the existence of the order of protection and the defendant’s knowledge of it. Here, the prosecutor did make such a request that the court take notice of its own orders and proceedings in response to defense counsel’s motion at the close of proof, but this was of course after the "proof’ had been closed and the parties had rested.

[410]*410If we may take judicial notice of our own records, we would note that while orders of protection are routinely mailed by the clerk to complainant and defendant, and the court had no reason to doubt that this was done in this case, there is no written proof in the file that the order of protection was in fact mailed to this defendant.

Thus, we rebound to the simple question: How stringent must we be in holding the prosecutor to his burden of proof for this particular hearing? Must he prove beyond a reasonable doubt or even by the preponderance of the evidence, each and every element stated in CPL 530.12 (8) and (11)? A simple reading of those two subdivisions might lead one to that conclusion.

However, upon reflection, I believe it is clear that such an interpretation is incorrect. It would be highly unrealistic to take technicalities so as to speak from the sublime to the ridiculous — unless required by the statute.

The hearing we have held essentially is not a trial on the merits to determine the defendant’s guilt or innocence, for which the prosecutor would be duty bound to prove all of the elements of the crime from beginning to end and for which of course the finder of fact should not take judicial notice of matters unless so requested as part of the proof. The remedies set forth under subdivision (11) (a) through (d) make it clear that the hearing is essentially one concerning bail — either its issuance or denial.

Although one does not of course wish to minimize the significance of such a determination to the defendant, the fact of the matter is that it seems clear from a reading of the remainder of the Criminal Procedure Law that full-fledged hearings and proof for which a prosecutor must dot every "i” and cross every "t” or else have his case dismissed are in no way required for hearings concerning bail.

For example, the question of bail is considered for virtually every defendant who is arraigned. The criteria for making that determination are set forth in CPL 510.30 (2). Certainly both prosecutor and defendant are entitled to comment upon the criteria so stated and it is apparent from the case law that upon request a full adversary hearing is required. (People v Terrell, 62 Misc 2d 673 [County Ct, Monroe County 1970]; People v Bach, 61 Misc 2d 630 [County Ct, Dutchess County 1970]; People v Derisi, 110 Misc 2d 718 [Dist Ct, Suffolk County 1981].)

[411]

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Related

People ex rel. Doyle v. Jacquin
186 A.D.2d 235 (Appellate Division of the Supreme Court of New York, 1992)
People v. Forman
145 Misc. 2d 115 (Criminal Court of the City of New York, 1989)

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Bluebook (online)
133 Misc. 2d 407, 506 N.Y.S.2d 995, 1986 N.Y. Misc. LEXIS 2872, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-stevens-nyoswegocityct-1986.