People v. Stephens

51 How. Pr. 227
New York Supreme Court·Decided April 15, 1876·Published·Cited by 1 cases

Opinion

Westbrook, J.

This action was commenced in November, 1868, by Mr. Marshall B. Champlain, then attorney-general, under chapter 569 of the Laws of 1868, to annul a contract, made by the state with Stephens and assigned to [228]*228Gale, to keep in repair section one of the Erie canal for the period of five years from January 1, 1867, and to do certain dredging in the Albany basin, upon the ground of fraud; and also to recover the damages which the state had sustained by the making of the contract, in addition to the moneys which it had paid in execution thereof, which were in excess of all benefits received thereunder.

The defendants demurred to the complaint, alleging as grounds thereof: “ First. That there is a defect of parties defendant, viz.: That the persons alleged to have combined and confederated with said defendants should have been named, and should have been made parties defendant. Second. That several causes of action have been improperly united. Third. That the complaint does not state facts sufficient to constitute a cause of action.”

The demurrer was argued at the Albany special term, on June 2, 1872, Mr. justice Miller presiding,.bv Mr. Champlain, attorney-general, for the plaintiffs, and Mr. Sanford E. Church for the defendants, and upon' a decision then made, sustaining the demurrer, an order was on the same day (June 2, 1870) entered, providing: That judgment be given for the defendants upon said demurrer, with leave to the plaintiff to amend in twenty days, upon payment of costs.” The original order produced on the motion and the minutes of special term show the actual entry of the order upon the day stated.

In April, 1872, the then attorney-general, Francis C. Barlow, appealed to the supreme court at general term, which appeal was dismissed by the court in May, 1872. On appeal to the court of appeals from the order of the general term dismissing the appeal, such order of dismissal was sustained.

On April 5, 1876, a judgment roll was filed, which contains a judgment reciting the decision of the special term of June 2, 1870, the appeal to the general term, and the dismissal thereof, and the aforesaid affirmance thereof in the court of appeals, and ordering and adjudging that judgment [229]*229be and the same is hereby had in that action for and in favor of defendants aforesaid, upon their demurrer, and the issues thereby joined in this action, and against the plaintiff, without costs.” The plaintiffs now move to set aside said judgment mainly on two grounds: First. That the cause was settled on June 2, 1870, and it was then agreed that no further proceedings should be taken therein, and that the act of filing the judgment roll was a violation of such agreement, upon the faith of which the general term had refused to entertain the appeal, and in which refusal it had been sustained by the court of appeals. Second. That the judgment is not warranted by, and is broader than, the order of June 2, 1870, sustaining the demurrer. The points made will be discussed and considered in the order just stated.

The validity of the first point, of course, depends upon the terms of the agreement made in June, 1870, which, and the conduct of the parties under it, were certainly efficacious to end that litigation. But though the stipulation then made arrested, and was effectual to prevent a review of the decision of the special term, it does not necessarily follow that the agreement went so far as to provide that the effect of the decision of the special term upon the rights of the parties was abandoned ; and it is now urged by the defendants, that so far from surrendering any rights acquired by the decision, the parties agreed to be bound by it and regard it as final. It is also further urged that the court of appeals sustained the dismissal of the appeal by the general term, upon the ground, not that the parties had agreed to abandon and surrender the rights acquired by the decision of the special term, but because they had agreed to acquiesce in the order made, and regard that as finally establishing and settling their rights.

Both Mr. Champlain and Mr. Church made an affidavit upon the motion at general term, and no other was read. The former states that immediately after the result of the demurrer wras announced by the special term, the counsel [230]*230of the defendants, Mr. Church, who had just been elected chief judge of the court of appeals, asked him if he (Mr. Champlain) “ designed to appeal said action, as, if any appeal was contemplated, he desired to place the case in proper hands, as he was going out of practice; ” to which question the attorney-general replied that “ he did not intend to appeal from such decision, and that the considerations which induced deponent so to conclude were that tire act aforesaid” (meaning chapter 55 of the Laws of 1870, to which reference had been made in the affidavit, as controlling the opinion of the judge rendering the decision), “furnished a remedy, by empowering the canal board to annul such contract, and settle with the contractor, which was quite as prompt and effectual a remedy as by action; and, farther, deponent was not so clear in his opinion as to the correctness of such decision as to feel justified in appealing therefrom.” Mr. Champlain further said that “while he remained in office he did not take any steps to appeal from such decision, and regards the action as at an end.” Mr. Church swears that Mr. Champlain informed him “ that he should not appeal or take any further steps in the action, as stated in his affidavit, and requested deponent to waive any claim for costs, and it was then arranged between said Champlain and deponent that no claim for costs should be made, and no further proceedings should be taken in the action, but the same should he considered at an end and finally disposed of.” Very evidently the affidavit of Mr. Champlain indicates no settlement which goes any further than a promise, or rather an announcement by him, in response to a question asking his further intentions as to the suit, that he should not appeal, because he had a better remedy through the canal board, and also because he had not sufficient confidence as to the incorrectness of the decision just made to justify an appeal. It is claimed, however, that the affidavit of judge Church goes further, and establishes that the parties agreed “ that no further proceedings should be taken in the action,” [231]*231and that this prevented the filing of the roll, because that act is a proceeding in the cause.” This, it seems to me, is a strained and not a natural conclusion from his words. It places an undue force upon the expression “ that no further proceedings should be taken in the action,” and does not construe it in connection with the entire affidavit, and with that of Mr. Champlain, who states the same understanding. Mr. Church first says that Mr. Champlain informed him “ that he should not appeal, nor take any further steps in the action, as stated in his affidavit,” and then, upon the promise of Church that he would waive all claim for costs, it was agreed that “ no further proceedings should be taken in the action, but that the same should be considered at an end, and finally diposed of.” A disposition of the cause had just been reached, the parties agree that that disposition shall be final, and consequently no “ further proceedings ” were to be taken.

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People v. Stephens, 51 How. Pr. 227 (N.Y. Super. Ct. 1876).

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