People v. Stefanovich

136 A.D.3d 1375, 25 N.Y.S.3d 492

This text of 136 A.D.3d 1375 (People v. Stefanovich) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Stefanovich, 136 A.D.3d 1375, 25 N.Y.S.3d 492 (N.Y. Ct. App. 2016).

Opinion

Appeal from a judgment of the Oswego County Court (James M. Metcalf, A.J.), rendered February 21, 2014. The judgment convicted defendant, upon a jury verdict, of rape in the first degree.

It is hereby ordered that the judgment so appealed from is unanimously reversed on the law and a new trial is granted.

Memorandum: On appeal from a judgment convicting him following a jury trial of rape in the first degree (Penal Law § 130.35 [1]), defendant contends that he was deprived of effective assistance of counsel at trial. According to defendant, his attorney was ineffective because he allowed the jury to learn that he was a registered sex offender who had previously been convicted of a felony sexual offense. We agree with that contention and grant defendant a new trial.

On the evening of July 30, 2005, the victim reported to the police in the Village of Phoenix that a young man whom she did not know dragged her into the woods and raped her. She had injuries consistent with a violent assault, and semen from the victim’s vagina was recovered at the hospital by use of a rape kit. In 2010, approximately five years after the attack, the police learned that the DNA from the semen matched defendant’s DNA profile, which was in the Combined DNA Index System (CODIS) because he was a convicted felon. When a police investigator interviewed defendant two years later, in December 2012, defendant said that he did not know or recognize the victim and never had sexual intercourse with her. Defendant agreed to give an oral swab, providing the police with his DNA, and subsequent testing conclusively established that defendant’s DNA matched that from the semen preserved [1376]*1376in the rape kit. Defendant was arrested on January 31, 2013 and charged with rape in the first degree.

At the outset of the jury trial, and before commencement of voir dire, defense counsel informed County Court that defendant would be testifying at trial. During the ensuing Sandoval hearing, the prosecutor stated that he wished to cross-examine defendant with respect to three criminal convictions: a 2008 misdemeanor conviction, for driving while intoxicated, a 2005 felony conviction, for sexual abuse in the first degree, and a 1994 felony conviction, for driving while intoxicated. With respect to the sexual abuse conviction, the prosecutor, acknowledging that “the nature of that offense” is “so similar to the present charge,” requested a Sandoval compromise pursuant to which he would be allowed to ask defendant “if he was convicted of a felony offense but not specify the title of that offense or the underlying facts.” The court agreed to that request, noting that the probative value of allowing the jury to know of defendant’s prior sex offense “would not outweigh [its] prejudicial effect.” With respect to the driving while intoxicated convictions, the court ruled that defendant could be impeached with the misdemeanor but not the felony, which the court deemed too remote.

The prosecutor then advised the court of a potential problem arising from the audio recording of the police investigator’s interview with defendant, i.e., that during the interview repeated mention was made of defendant’s status as a registered sex offender. Although the references to defendant being a sex offender could easily have been edited out of the recording, defense counsel stated that he did not object to the recording being played in its entirety for the jury inasmuch as the People would “probably introduce” documents pertaining to the testing of defendant’s DNA that refer to his status as a sex offender. Defense counsel evidently concluded that the jury would learn that defendant was a registered sex offender even if an edited recording were played to the jury.

During voir dire, defense counsel twice informed the prospective jurors that defendant had previously committed a sexual offense, asking whether that would affect anyone’s ability to be impartial. One prospective juror answered “Yeah,” explaining that, given defendant’s prior sexual conviction, he probably could not entertain the concept of defendant being not guilty of the sexual crime charged in this case. Defense counsel revealed his trial strategy during his opening statement, which was to argue that the police locked in on defendant as a suspect merely because he is a registered sex offender. “Ladies and [1377]*1377gentlemen,” defense counsel added, “my client, even though he is a registered sex offender, is presumed innocent.”

At trial, the investigator who interviewed defendant testified for the People, and the recording of that interview was played for the jury, including the parts that refer to defendant being a registered sex offender. The investigator testified that he developed defendant as a suspect because defendant’s DNA profile in CODIS matched the DNA profile of the rapist. During cross-examination of the investigator, defense counsel made reference once again to defendant being a registered sex offender. Defendant later took the stand in his own defense, acknowledging on direct examination that he pleaded guilty to a felony sexual offense in 2005, which required him to register as a sex offender. Defendant then testified that he met the victim on the day in question and had consensual sexual intercourse with her in the woods.

During his summation, defense counsel conceded that the victim had been raped in the woods, but maintained that defendant merely had consensual intercourse with her earlier that same day in those same woods. Defense counsel then made one last reference to defendant’s status as a registered sex offender: “The state thought that this was going to be easy. My client is a registered sex offender. He’s not here - - he’s not here to be judged on his morality.” The jury returned a guilty verdict.

It is well settled that “mere disagreement with trial strategy is insufficient to establish that defense counsel was ineffective” (People v Henry, 74 AD3d 1860, 1862 [2010], lv denied 15 NY3d 852 [2010]). At the same time, however, an attorney should not be deemed effective simply because he or she followed a strategy. Rather, there must be some examination of the reasonableness of the strategy. The Court of Appeals made that point clear when it wrote: “As long as the defense reflects a reasonable and legitimate strategy under the circumstances and evidence presented, even if unsuccessful, it will not fall to the level of ineffective assistance ... a claim of ineffective assistance of counsel will be sustained only when it is shown that counsel partook ‘an inexplicably prejudicial course’’ (People v Benevento, 91 NY2d 708, 712-713 [1998], quoting People v Zaborski, 59 NY2d 863, 865 [1983] [emphasis added]).

Here, we conclude that defense counsel’s strategy, i.e., to allow the jury to know that defendant was a registered sex offender and then argue that the police focused their investigation on defendant because he was a registered sex offender, was based on an obviously false premise. The police focused [1378]*1378their investigation on defendant because his DNA profile matched that of the rapist, not because he was a registered sex offender. Moreover, defendant’s DNA profile was in CODIS because he was a convicted felon, not because he had committed a sexual offense. This is not to say that defense counsel pursued an unreasonable defense theory at trial. The theory was that defendant had consensual intercourse with the victim on the same day that she was raped by someone else.

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697 N.E.2d 584 (New York Court of Appeals, 1998)
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People v. Hines
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People v. Crimmins
326 N.E.2d 787 (New York Court of Appeals, 1975)
People v. Zaborski
452 N.E.2d 1255 (New York Court of Appeals, 1983)
People v. Contes
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People v. Bleakley
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People v. Henry
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Bluebook (online)
136 A.D.3d 1375, 25 N.Y.S.3d 492, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-stefanovich-nyappdiv-2016.