People v. Spearman

128 Misc. 2d 112, 487 N.Y.S.2d 712, 1985 N.Y. Misc. LEXIS 3349
CourtNew York Supreme Court
DecidedApril 5, 1985
StatusPublished
Cited by5 cases

This text of 128 Misc. 2d 112 (People v. Spearman) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Spearman, 128 Misc. 2d 112, 487 N.Y.S.2d 712, 1985 N.Y. Misc. LEXIS 3349 (N.Y. Super. Ct. 1985).

Opinion

OPINION OF THE COURT

D. Bruce Crew, III, J.

Defendant moves to inspect the Grand Jury minutes and to dismiss the indictment on the grounds that the evidence before the Grand Jury was not legally sufficient to support the charges contained therein and that the Grand Jury proceeding failed to conform to the requirements of CPL article 190.

The indictment in the case at bar accuses the defendant, in 17 counts, of sexual abuse in the first degree and endangering the welfare of a child, the victims in each case being children under 11 years of age. Lack of consent of the victim is an element of the crime of sexual abuse in the first degree, and because the children here are all under the age of 17 the law deems them incapable of consent (Penal Law § 130.05). Since the children’s lack of consent is predicated solely upon their age, defendant could not have been indicted solely upon their testimony under the law at the time of the commission of the alleged crimes (People v Pawley, 71 AD2d 307; L 1974, ch 14 [Penal Law § 130.16]; CPL 70.10 [1]). Prior to the presentment of these matters to the Grand Jury, Penal Law § 130.16 was amended to remove the requirement of corroboration when the victims’ lack [113]*113of consent arises solely by reason of age (L 1984, ch 89). The defendant has been indicted, with regard to each count of the indictment, solely on the testimony of the infant victims without corroborating evidence as is now permitted by the Penal Law. The question is whether the repealing statute constitutes an ex post facto law as applied to this case. If so, the evidence before the Grand Jury is legally insufficient and the indictment must be dismissed.

US Constitution, article I, § 10 prohibits a State from passing any ex post facto law. It is not precisely clear what the constitutional import of this Latin phrase is, but. traditionally it has been understood to prohibit any law which punishes as a crime an act which was innocent when done; which enhances or enlarges the punishment for a crime after its commission; or which deprives one'charged with a crime of any defense available to him or her according to the law at the time the act was committed (e.g., Weaver v Graham, 450 US 24; Dobbert v Florida, 432 US 282; Beazell v Ohio, 269 US 167). It is very clear that the repealing statute in the case at bar does not offend the ex post facto clause of the Constitution in any of those ways.

Defendant urges that there is yet another way in which a statute, and the one at bar particularly, may offend the Constitution. In the early and oft-cited case of Calder v Bull (3 US 386, 390) the Supreme Court, in dicta, stated four types of changes which would be ex post facto. The fourth was: “Every law that alters the legal rules of evidence, and receives less, or different, testimony, than the law required at the time of the commission of the offense, in order to convict the offender.” If the pronouncement in that case could be said to precisely fix the parameters of acceptable legislation then the decision required in this case would be manifest. However, not only has that fourth prong been criticized by commentators (see, e.g., 1 Wigmore, Evidence § 7 [Tillers rev 1983]), but Supreme Court decisions subsequent to Colder cast doubt as to its continued vitality.

In Hopt v Utah (110 US 574) at the time of an alleged homicide a convicted felon was not a competent witness. Subsequent to the crime, but prior to trial, the law was changed and a convicted felon’s testimony was admitted at Hopt’s trial and was instrumental in his conviction. Similarly, in Thompson v Missouri (171 US 380), a defendant’s conviction of murder had been reversed and a new trial ordered because of the use of an inadmissible handwriting exemplar. Prior to the second trial the law was changed making the previously inadmissible evidence admissible, and Thompson was again convicted upon the use of [114]*114the handwriting exemplar. In both Hopt and Thompson the Supreme Court held that application of the new laws was not violative of the ex post facto clause. Yet, clearly, in each the new law altered a legal rule of evidence so that different evidence was received than the law required at the time the offense was committed. In Hopt {supra, p 590) the Supreme Court wrote: “Any statutory alteration of the legal rules of evidence which would authorize conviction upon less proof, in amount or degree, than was required when the offense was committed, might, in respect of that offense, be obnoxious to the constitutional inhibition upon ex post facto laws. But alterations which do not * * * change the ingredients of the offense or the ultimate facts necessary to establish guilt, but — leaving untouched * * * the amount or degree or proof essential to conviction — only remove existing restrictions upon the competency of certain classes of persons as witnesses, relate to modes of procedure only, * * * and which the State, upon grounds of public policy, may regulate at pleasure” (emphasis added).

Hopt (supra) and Thompson (supra) are distinguishable from the instant case in that there the changes could as easily have favored the defendant. The felon in Hopt could have given exculpatory testimony and in Thompson the handwriting exemplar may have convinced the jury that Thompson was not the author of the questioned document. Changes such as those may be argued to be not violative of the ex post facto clause simply because their application is neutral, neither favoring nor disadvantaging defendants. As the Supreme Court has observed, “[i]t is axiomatic that for a law to be ex post facto it must be more onerous than the prior law” (Dobbert v Florida, 432 US 282, 294, supra). However, even changes which can work only to the disadvantage of an accused, if they are to apply at all in a particular case, have been upheld as not violating the ex post facto clause. In Mallett v North Carolina (181 US 589) the court held not ex post facto a statute permitting the State to appeal from the grant of a new trial in certain criminal cases. It also appears well settled that the Legislature may extend the Statute of Limitations for a crime previously committed but for which the old Statute of Limitations had not then expired (United States v Richardson, 512 F2d 105; Clements v United States, 266 F2d 397; Falter v United States, 23 F2d 420, cert denied 277 US 590).

Defendant attempts to distinguish Hopt (110 US 574, supra) and Thompson (171 US 380, supra) upon the ground that here lesser evidence rather than different evidence is permitted to [115]*115obtain a conviction.1 Clearly though, no element of the crime has been altered. Each factual element of the offense must still be proven by competent and admissible evidence evincing guilt beyond a reasonable doubt. In that sense there has been no change in “the [quantum] or degree of proof essential to conviction” (Hopt v Utah, supra, p 590).2 Whether that is the sense in which the Supreme Court used those words is unclear since the court has never used that test as a basis to hold unconstitutional any change in a law before it. Thus it is appropriate to determine the parameters of that test by considering the other pronouncements of the court as to what constitutes an impermissible change.

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Cite This Page — Counsel Stack

Bluebook (online)
128 Misc. 2d 112, 487 N.Y.S.2d 712, 1985 N.Y. Misc. LEXIS 3349, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-spearman-nysupct-1985.