People v. Sommer

77 Misc. 2d 840, 353 N.Y.S.2d 892, 1974 N.Y. Misc. LEXIS 1251
CourtNew York County Courts
DecidedMarch 22, 1974
StatusPublished
Cited by4 cases

This text of 77 Misc. 2d 840 (People v. Sommer) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Sommer, 77 Misc. 2d 840, 353 N.Y.S.2d 892, 1974 N.Y. Misc. LEXIS 1251 (N.Y. Super. Ct. 1974).

Opinion

Alphonso M. La Pera, J.

In two motions numbered C-2638 and C-2639 the defendant seeks the following relief:

A. Inspection of the Grand Jury minutes that led to the instant indictment for legal sufficiency, and dismissal of the instant indictment on the ground that the evidence presented to the Grand Jury was legally insufficient to support the charges therein.
B. A suppression hearing concerning certain statements allegedly made by the defendant to the Attorney-General.
0. A Bill of Particulars.
D. Discovery and inspection of certain statements made by the defendant.
E. The return to the defendant of certain business records now in the possession of the Attorney-General.
F. A change of venue.”
G. Dismissal of the indictment on the ground that the Attorney-General is not the proper authority to prosecute this action.

The motions are disposed of as follows:

A. FOR INSPECTION OF GRAND JURY MINUTES AND DISMISSAL OF THE INDICTMENT.

The motion to inspect the Grand Jury minutes is granted to the extent that the court has inspected the Grand Jury minutes in this proceeding, and upon such inspection finds that there is [842]*842legally sufficient evidence contained therein to support the counts in the indictment. Therefore the companion motion for dismissal based on insufficiency of the Grand Jury minutes is denied.

B. for a hearing to suppress certain statements made by THE ATTORNEY-GENERAL.

The defendant states that he appeared at the office of the Attorney-General on four occasions during the course of an investigation into the Freeport Diagnostic and Treatment Center, conducted pursuant to article 23-A of the General Business Law. The Attorney-General confirms that the defendant appeared four times and testified on each occasion.

The defendant alleges that the Attorney-General denied him the right to counsel on each occasion, and therefore the statements made to the Attorney-General must be suppressed.

The Attorney-General has provided the court with the stenographic minutes of the inception of each session, and these clearly show that the defendant was made aware of the practice of allowing witnesses at these investigations to be accompanied by counsel. On each occasion the defendant acknowledged that he appeared without counsel voluntarily and then proceeded to answer questions.

On only one occasion was there any discussion of why the defendant was without counsel, and this consisted of the following:

mr. eogelson: You are further advised as you have been on numerous occasions that you are entitled at any hearings before this office to have counsel present to represent you. I note for the record you are appearing without counsel. Is that of your own free choice?
mr. sommer: Let me put it this way: The reason I haven’t got counsel is I have no money.
mr. eogelson: Do you wish to adjourn at this moment for the purpose of returning with counsel?
mr. sommer : The only way I can get counsel is if I get some money to give somebody.
(A discussion was held off the record.)
mr. eogelson: !Mr. Sommer, in light .of what you said you have the right and privilege to request an adjournment for the purpose of returning at a later date with counsel. If you would like to proceed at this time without counsel and adjourn at any time during the proceedings for the purpose of returning with counsel that will be acceptable—
[843]*843mb. sommee: (Interposing) Suppose I return and I still don’t have counsel, would it mean anything prejudicial that I came back without counsel because I couldn’t —
mb. fogelson : No. That’s your choice. I want you to be apprised of the fact you can request an adjournment and I will adjourn at any time during the hearing if you wish to adjourn for the purpose of returning with counsel. Is that understood?
me. sommer: Yes.

After this discussion the defendant proceeded to answer the questions asked him by the Assistant Attorney-General conducting the investigation.

The issue squarely presented is whether a “right” to be assisted by counsel existed when the defendant appeared before the Assistant Attorney-General conducting the investigation into the Freeport Diagnostic and Treatment Center. If there was such a “ right ” the facts, at least as far as one appearance is concerned, are in dispute as to the waiver of the right. In that case a hearing must be held in order to make the finding of facts essential to the determination of the suppression motion. (iCPL 710.60.) If, however, there is no right to counsel in an article 23-A investigative hearing, the grounds set forth by the defendant as the basis for this motion are without merit.

The recently decided case of Matter of Kanterman v. Attorney-General (76 Misc 2d 743) is directly in point. There, Justice Greenfield held (p. 746) that “it is clear that the Attorney-General’s proceeding pursuant to article 23-A of the General Business Law is investigative rather than adjudicative in nature, and there is no constitutional right to the assistance of counsel in administrative proceedings which are purely investigatory rather than adjudicative in nature ”.

Supporting this conclusion are the opinions in Matter of Groban (352 U. S. 330), Matter of Hentz Co. v. Lefkowitz (22 A D 2d 475, mot. to dismiss app. den. 15 N Y 2d 958, affd. 16 N Y 2d 544) and Hannah v. Larche (363 U. S. 420).

The consideration common to all these holdings is the effective investigation of matters of public concern, as differentiated from the adjudication of rights or responsibilities.

“ When governmental action does not partake of an adjudication, as for example, when a general fact-finding investigation is being conducted, it is not necessary that the full panoply of judicial procedures be used.” (Hannah v. Larche, supra, p. 442.)

[844]*844Obviously in these situations [Fire Marshal investigations] evidence obtained may possibly lay a witness open to criminal charges. When such charges are made in a criminal proceeding, he then may demand the presence of his counsel for his defense. Until then his protection is the privilege against self-incrimination.” (Matter of Groban, supra, p. 333.)

It should be noted here that the hearing minutes referred to above contained an explanation to the defendant of his right to refuse to make any self-incriminating statements.

Perhaps most compelling is the reasoning of Judge Rabin in his dissent to Matter of Hentz & Co. v. Lefkowitz (supra).

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Related

People v. Thomas
134 Misc. 2d 649 (New York Supreme Court, 1986)
Carmel v. Lunney
119 A.D.2d 50 (Appellate Division of the Supreme Court of New York, 1986)
People v. Taylor
74 A.D.2d 177 (Appellate Division of the Supreme Court of New York, 1980)

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Bluebook (online)
77 Misc. 2d 840, 353 N.Y.S.2d 892, 1974 N.Y. Misc. LEXIS 1251, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-sommer-nycountyct-1974.