People v. Smith

51 Barb. 360, 1868 N.Y. App. Div. LEXIS 32
CourtNew York Supreme Court
DecidedSeptember 7, 1868
StatusPublished
Cited by2 cases

This text of 51 Barb. 360 (People v. Smith) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Smith, 51 Barb. 360, 1868 N.Y. App. Div. LEXIS 32 (N.Y. Super. Ct. 1868).

Opinion

Daniels, J.

This action was brought upon a recognizance taken before the special county judge of Chautauqua county and filed in the office of the clerk of that county. Sufficient was shown upon the trial to render the defendant liable for the amount of the recognizance, unless the plaintiff was precluded' from maintaining the action by reason of a former judgment. That judgment was rendered in the defendant’s favor in an action brought upon, and to recover the amount of, the same recognizance. The plaintiff, on the trial of that action, was unable to prove that the recognizance, which was in fact filed, before it was commenced, had been filed in the office of the county clerk, or that it had ever become in any sense a record of the court. And without proof of that fact, no action could lawfully be maintained upon it. (People v. Van Eps, 4 Wend. 388. People v. Huggins, 10 id. 465. People v. Kane, 4 Denio, 531, 535, 536.)

That action was tried upon an agreed statement of facts, before the court, without a jury, which with the plead[362]*362ings, were submitted to the court for its decision. After due deliberation upon the case, the court found and decided “ that the recognizance was never filed in, or made a record of, any court; that no record of such recognizance had been made in any court; that to maintain an action upon a recognizance it must appear that it was filed in or made a record of the court in which it is returnable; and that the complaint of the plaintiff be dismissed with costs.” The judgment entered upon the decision recited and stated these findings and conclusions of fact and law, and then adjudged and directed that the complaint be dismissed with costs.

' As the liability of the sureties in the recognizance was imperfect as long as the recognizance was not filed in the county clerk’s office, or in any manner made a record of the court in which it was taken, the facts found and mentioned in the decision were of the very substance of the issue made by the pleadings. The ease presented by the judgment in the former action is not merely one where the complaint was directed to be dismissed, but one in which the merits of the controversy were litigated, submitted and decided, and as a consequence thereof, the complaint was dismissed. In substance, therefore, it was a decision that the plaintiffs had no cause, or right of action, and that the defendant was therefore entitled to judgment. In order to justify or warrant a recovery in this action under the law as it is settled by the authorities already mentioned, it would be necessary that the court before which the trial was had should' find that the conclusions contained in the decision and judgment in the first action were not true in point of fact, and that the converse of them was true. So that after a full hearing and consideration of the merits of the action as they were developed and exhibited by the proofs, it would appear from the records of this court, that the recognizance was not filed, [363]*363and was not made a record of the court in which it was intended to be taken.

Under the law relating to this subject, that cannot be permitted. The first decision, as long as it remains unreversed, and not in any manner vacated or annulled, is not only binding, but it is positively conclusive upon the parties to the action. B~either of them can be at liberty either to allege or prove that the facts put in issue in the previous action, and upon the trial of it adjudged and determined against the plaintiffs, were not true. And such an allegation, and the support of it by evidence, were necessarily required to maintain the plaintiff’s right to recover in the present case. It would violate a long established and well settled rule of law to permit this to be done.

Where the decision and judgment contains but a simple direction that the complaint be dismissed, without any express finding of facts required to be negatived in order to warrant a recovery in the second action, it may be that the judgment should not be held to be a bar, which is all that was decided in the case of Coit v. Beard, (33 Barb. 357; 12 Abb. 462.) But even in a case like that, the question is not free from embarrassment and doubt, as will appear by what is said in the decision of the cases of Robbins v. Wells, (26 How. 15;) and Audubon v. Excelsior Ins. Co. (27 N. Y. Rep. 216, 221.)

But where the facts themselves are adjudicated and found, every reason exists, that the principle of evidence is founded upon, for concluding parties by the result of their previous litigation, for holding them to be estopped by such finding, so far as those facts themselves may be brought in controversy in thó second action, and may be essential to the right of recovery therein. For as to such facts the parties have had their day in court, with a definite decision rendered upon them.

In the case of Eastmure v. Laws, (5 Bing. N. C. 444,) where it was insisted that a verdict in .a previous action [364]*364was not conclusive as to the facts found by it, Tindal, chief justice, said in the course of his opinion, that “ The question is whether after a precise issue on the same point has been found against the plaintiff he may bring an action, and agitate the whole matter over again. There can be no doubt, if the plaintiff had sued the defendant for this sum in a former action, and after plea a verdict had been found against him, he could never have brought the matter again in question on the ground that he was not then prepared with evidence. Consistently with the decision of Outram v. Morewood, I cannot see how an estoppel can be set aside on the ground set up by this replication. In the case cited, which is reported, (3 Hast, 346,) Lord Bllenborough held that a recovery in any suit, upon issue joined on matter of title, is conclusive upon the subject matter of such title. “ A finding upon title in trespass, not only operates as a bar to the future recovery of damages on the former injury, but also operates byway of estoppel to any action for an injury to the same supposed right of possession.” “It is not the recovery, but the matter alleged by the party, and upon which the recovery proceeds, which creates the estoppel. The recovery of itself, in an action of trespass, is only a bar to the future recovery of damages for the same injury; but the estoppel precludes parties from contending to the contrary of that point, or matter of fact which having been once distinctly put in issue by them, has been on such issue joined, solemnly found against them.” In Marsh v. Pier, (4 Rawl. 273,) it was held that “When a subject or question in controversy has been once settled by the judgment of a competent tribunal, it never ought to be permitted to be made the ground of a second suit between the same parties, or those claiming under them,, as long as the judgment in the first suit remains unreversed. The case of Smith v. Sherwood, (4 Conn. Rep. 276,) is to the same effect. And so is Demarest v. Darg, (32 N. Y. Rep. 281.) (See [365]*365also, 1 Greenleaf on Evidence, § 530; and Miller v. Manice, 6 Hill, 115.)

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Bluebook (online)
51 Barb. 360, 1868 N.Y. App. Div. LEXIS 32, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-smith-nysupct-1868.