People v. Smith

34 Cal. Rptr. 3d 472, 132 Cal. App. 4th 1537, 2005 Daily Journal DAR 11852, 2005 Cal. Daily Op. Serv. 8758, 2005 Cal. App. LEXIS 1538
California Court of Appeal·Decided September 29, 2005·No. C044191·Published·Cited by 34 cases

Opinion

*1540 Opinion

DAVIS, J.

Confronting a “perfect storm” of prejudicial legal error, we face, yet again, the consequences of the inexplicable reluctance of a prosecutor to request, and a trial court to give, a unanimity instruction when there is a risk that the defendant will be convicted even though there is no agreement among the jurors as to which act constituting the crime defendant committed. Here, the result is not only a reversal of the one count defendant was convicted of committing, but also a likely dismissal of charges should the prosecutor elect to retry the defendant. In arriving at our conclusions, we address when a specific acts unanimity instruction should be given, the standard of review to use in measuring any prejudice caused by the failure to give such an instruction, and the procedure to follow upon retrial if defendant enters a plea of once in jeopardy.

Defendant was charged with 10 counts of lewd and lascivious conduct with V.P., a child under 14 years of age. (Pen. Code, § 288, subd. (a).) 1 Attached to each count was an allegation that defendant engaged in substantial sexual conduct within the meaning of section 1203.066, subdivision (a)(8). The prosecution used identical generic statutory language to describe each of the 10 counts and their associated allegations of substantial sexual conduct. 2

Electing not to follow the court’s instruction that before returning a guilty verdict “the jury must unanimously agree that the prosecution proved beyond a reasonable doubt that the defendant committed all the acts described by the alleged victim” (italics added), the jury convicted defendant of count one; was unable to reach a unanimous verdict on whether the associated substantial sexual conduct allegation was true; failed to reach a verdict on count two; and found defendant not guilty of counts three through ten.

Claiming that the jury’s mixed verdicts confirmed that the court prejudicially erred in refusing his requests for a specific acts unanimity instruction, defendant unsuccessfully moved for a new trial and was then sentenced to *1541 state prison. He now renews his claim that the court erred prejudicially in failing to give a unanimity instruction. We agree with defendant and therefore will not address his other contention. 3

Facts

Between January 1996 and March 1999, V.P. lived with her parents and siblings in a home across the street from defendant’s residence. Because V.P.’s parents were involved with drugs, V.P. and her brother M. typically spent four to five days a week at defendant’s home watching television and playing computer games.

According to V.P., in March 1999, when she was 11 years old and in the sixth grade, she and her siblings were removed from their parents’ home by CPS (child protective services) and she was placed with her grandmother. V.P. lived with her grandmother for six to eight months and then with her grandfather for about two months. In October 1999, V.P. was placed in foster care with Mr. and Mrs. T. On December 21, 2000, V.P. told Mrs. T. that V.P. had been sexually molested by defendant and the matter was reported to the police. All of the alleged molestations occurred before V.P. was removed from her parent’s residence in March 1999 and she went to live with her grandmother.

At trial, V.P., who was by then 15 years old, testified that when she was 10 and 11 years old she went to defendant’s residence about five days a week. It was during some of these visits that defendant molested her. She described three different types of sexual molestation that defendant engaged in; each occurring at a different location in his residence.

On 5 to 10 occasions, defendant took her into the bathroom and molested her. These molestations were always the same—defendant would lift her shirt and bra and place his mouth on her chest.

On more than 10 occasions, defendant molested V.P. in the living room. Again, the molestations were all the same—defendant would have V.P. sit on his lap, he would undo her pants and rub his hand on her vagina.

On more than 10 occasions, defendant molested V.P. in each of the two bedrooms in his residence. These molestations occurred after defendant first molested V.P. in the living room as previously described. He would then take her into one of the two bedrooms where he would have her remove her *1542 clothes and lie on the bed. Defendant would get on his knees and lick her vagina while he kept one hand on his penis. About half of the time defendant would put his hand on her breasts while licking her vagina. Other than the occasional variation involving putting his hand on V.P.’s breasts while licking her vagina, these molestations were also always the same. 4

In addition to V.P.’s trial testimony, the jury heard evidence of a pretrial statement she gave at the Multi-Disciplinary Interview Center (MDIC). During that interview, V.P. described two separate discrete times when defendant had molested her: V.P. told the interviewer that while she could not remember when defendant started molesting her, she clearly recalled the last time that he did so, which was about two years before the present MDIC interview, when she was 11 and one-half years old. She was in defendant’s living room and he had her sit on his lap. He rubbed her vagina and then took her into one of two bedrooms where, at his direction, she removed her pants and lay on the bed on her back. Defendant got onto his knees on the floor and licked her vagina. While licking her vagina, defendant had his hand in his pants.

V.P. also clearly remembered that on one occasion when she was 11 years old, defendant took her into the bathroom, lifted her shirt and sucked on her breast, leaving a red mark. Defendant told her not to show it to anyone.

On February 7, 2001, during a tape-recorded pretext call, V.P. confronted defendant with his having licked her vagina. He apologized for doing so. He also assured her he would not do it again.

V.P.’s brother, M., who was three years older than V.P., testified that he was at defendant’s residence with V.P. several times during the week and never observed defendant touch V.P. in a sexual manner. Defendant, who was 56 years old at the time of trial, denied ever touching V.P. sexually. He denied that he intended his statements during the pretext call to be an apology for molesting V.P., nor did he intend that his assurance to her that he would not do it again would be understood by her as an admission that he molested her.

Discussion

I. Failure to Give a Specific Acts Unanimity Instruction

During discussions on jury instructions, defendant, citing People v. Jones (1990) 51 Cal.3d 294 [270 Cal.Rptr. 611, 792 P.2d 643] (Jones), requested *1543 that the court give a specific acts unanimity instruction.

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People v. Smith, 34 Cal. Rptr. 3d 472, 132 Cal. App. 4th 1537, 2005 Daily Journal DAR 11852, 2005 Cal. Daily Op. Serv. 8758, 2005 Cal. App. LEXIS 1538 (Cal. Ct. App. 2005).

34 Cal. Rptr. 3d 472 (People v. Smith) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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