People v. Sisneros

55 P.3d 797, 2002 WL 31235791
CourtSupreme Court of Colorado
DecidedOctober 7, 2002
Docket02SA117
StatusPublished
Cited by27 cases

This text of 55 P.3d 797 (People v. Sisneros) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Sisneros, 55 P.3d 797, 2002 WL 31235791 (Colo. 2002).

Opinion

Justice RICE

delivered the Opinion of the Court.

This original proceeding arises out of a criminal case currently pending in the Pueblo County District Court. The Petitioner, Dr. Nancy Aldrich, seeks to prevent the District Court from enforcing a subpoena duces te-cum requiring her to provide "[alny and all files, documents, and reports" relating to her treatment of the victim of the alleged sexual assault at issue in the criminal case. The trial court denied Petitioner's motion to quash the subpoena duces teeum. Instead, it ordered her to turn over the records for an in camera review. We issued a rule to show cause to Defendant.

We hold that the psychologist-patient privilege applies and shields the documents requested by Defendant from discovery-even in camera review by the trial court. Once the privilege attaches, the privilege holder must waive, explicitly or implicitly, the privilege before Defendant can obtain discovery. The victim's testimony at the preliminary hearing did not constitute a waiver of the privilege. Since there was no waiver, the subpoena duces teeum should have been quashed. The trial court did not have discretion to conduct an in camera review of the documents. The rule to show cause is made absolute.

I. FACTS AND PROCEDURAL HISTORY

Defendant, Aaron Dean Sisneros, has been charged with sexual assault on a child by one in a position of trust in violation of section 18-3-405.83(1), 6 C.R.S. (2002). Because this case is in the pre-trial stage, the facts of the alleged assault are based entirely on the victim's testimony at the preliminary hearing. The victim testified that she was sexually assaulted by the Defendant at his home during a sleepover with Defendant's daughter, a friend of the victim. Defendant's daughter, although in the same room, was asleep at the time and there were no other witnesses.

The victim remained largely silent regarding the incident until June 2001-some six or seven months later. At that time, she informed her parents who in turn reported the assault to law enforcement. After the alleged assault was revealed to the victim's parents and reported to authorities, the vie-tim began meeting with Dr. Nancy Aldrich, a state-licensed psychologist.

On the basis of the victim's accusations, the Defendant was arrested and charged. The information alleged that the incident oc *799 curred sometime in November 2000. However, during the preliminary hearing, the date of the incident became the subject of controversy. During cross-examination, defense counsel asked the victim when the assault took place and the following exchange occurred:

Victim:; I don't recall the exact date. But me and my counselor did go through it and figured out that it was somewhere-it was Christmas vacation and-but it was before Christmas came, so probably about the weekend before Christmas. Because I remember on the way to his house, we were all singing Christmas carols, and he was talking about the Jingle Bell Rock. And she helped me narrow things down like that, and-
Defense Counsel: Who is "she"?
Victim: Naney Aldrich.
Defense Counsel: So Nancy Aldrich helped you or told you-helped you find out what date this occurred?
Victim: Yes.

Based on this testimony, the prosecutor moved to amend the information to allege that the assault occurred in "November or December." The trial court allowed the amendment.

In March 2002, Defendant issued a subpoena duces tecum requesting that Dr. Aldrich produce "[alny and all files, documents and reports relating to [victim] ... regarding her therapy with you and or associates of your office." Dr. Aldrich filed a motion to quash the subpoena duces teeum, arguing that the records were protected by the psychologist-patient privilege. See § 18-90-107(1)(g), 5 C.R.S. (2002). At the hearing on the motion, the trial court recognized the existence of the psychologist-patient privilege and, rather than allow Defendant full, unrestricted access to the records, expressed its intention to review the documents in camera. It is unclear from the transcript of the hearing what the trial court intended to excise from the Petitioner's records. The court simply indicated that it planned to do a review to determine if there is "something that may be relevant." Petitioner's motion to quash was denied. Dr. Aldrich filed a petition for a rule to show cause pursuant to C.A.R. 21 and this court issued an order to show cause to the Defendant. The trial court received Dr. Ald-rich's records and placed them under seal, pending this court's decision on whether an in comera review is appropriate.

IL ORIGINAL JURISDICTION

In general, pretrial discovery orders are interlocutory in nature and not reviewable in an original proceeding. See Caldwell v. District Court, 644 P.2d 26, 30 (Colo.1982). However, this court has discretion under CAR. 21 to review whether a trial court abused its discretion in cireumstances where a remedy on appeal would prove inadequate. See Kerwin v. District Court, 649 P.2d 1086, 1088 (Colo.1982). In this case, if Petitioner is wrongfully required to disclose confidential records, the damage will occur upon disclosure, regardless of any ruling on appeal. Therefore, we find it appropriate to exercise our original jurisdiction.

III. ANALYSIS

The issue before this court is whether the trial court has discretion to review Petitioner's documents in camera absent a waiver of the psychologist-patient privilege. Petitioner argues that the documents requested by Defendant are covered by the psychologist-patient privilege and without a waiver by the privilege holder the trial court lacks discretion to review the documents. Defendant contends that the privilege is not absolute and the trial court has discretion to review Petitioner's documents to determine "which documents are covered by [the] privilege, whether the privilege is abrogated, and whether there are uses for the documents that do not implicate the privilege." Def's Resp. at 8-9.

The psychologist-patient privilege enjoys widespread acceptance, both in Colorado and throughout the country. See Jaffee v. Redmond, 518 U.S. 1, 12, 116 S.Ct. 1923, 135 L.Ed.2d 837 (1996) (noting that at the time of the opinion, all fifty states and the District of Columbia had some form of psychotherapist-patient privilege). In Colorado, the privilege was established by statute and is codified in *800 section 13-90-107(1)(g), which provides: 5 CRS. (2002),

A licensed psychologist ... or unlicensed psychotherapist shall not be examined without the consent of such licensee's or unlicensed psychotherapist's client as to any communication made by the client to such licensee or unlicensed psychotherapist, or such licensee's or unlicensed psychotherapist's advice given thereon in the course of professional employment....

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Cite This Page — Counsel Stack

Bluebook (online)
55 P.3d 797, 2002 WL 31235791, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-sisneros-colo-2002.