People v. Simon

144 Cal. App. 3d 761, 193 Cal. Rptr. 28, 1983 Cal. App. LEXIS 1945
CourtCalifornia Court of Appeal
DecidedJuly 8, 1983
DocketCrim. 43163
StatusPublished
Cited by9 cases

This text of 144 Cal. App. 3d 761 (People v. Simon) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Simon, 144 Cal. App. 3d 761, 193 Cal. Rptr. 28, 1983 Cal. App. LEXIS 1945 (Cal. Ct. App. 1983).

Opinion

*764 Opinion

ABBE, J.

Appellant claims numerous errors were committed in the determination of sentence upon his negotiated plea to 12 of 37 counts of forgery. (Pen. Code, § 470.) Each count alleged a single forged check in a different amount. The dates alleged in the counts covered approximately 14 months and each count named as the victim a bank and the El Camino Real Soccer League. At the time of the commission of these offenses appellant was the treasurer of the soccer league.

Appellant was sentenced to serve six years in state prison, consisting of the upper term of three years on count I and an additional term of three years for unstayed consecutive terms on the remaining eleven counts. Appellant contends the court failed to properly utilize California Rules of Court in sentencing him by (a) misapplying certain factors in aggravation, (b) in failing to consider certain factors in mitigation, (c) in making dual use of facts to both impose the upper term and to impose consecutive terms, and (d) in erroneously finding that the forgeries were committed at distinctly different times. We find no error and affirm.

We reject respondent’s contention that the appeal is untimely in that sentence was actually imposed when the appellant was first placed on probation. While the court which placed him on probation made extensive findings on the record, both the transcript and the clerk’s minutes indicate the imposition of sentence was suspended and the appellant was placed on probation at that time. Therefore, this order imposing sentence upon probation revocation is the proper order from which to appeal. (Cal. Rules of Court, rule 435(b)(1); Pen. Code, § 1237.)

Factors In Aggravation

The appellant’s first contention regarding misapplication of factors in aggravation is that the court erred in finding the victim soccer league was particularly vulnerable. (Cal. Rules of Court, rule 421(a)(4).) Appellant’s contention is threefold: (1) that this factor only applies to victims of violent crimes, (2) that this factor only applies to persons and not to institutions, and (3) that even if it applies to institutions the victim here was the bank and not the soccer league and it was, therefore, error to find the victim particularly vulnerable.

There is no definition of “victim” in the California Rules of Court regarding sentencing. (Cal. Rules of Court, rule 401 et seq.) Definitions of “victim” contained in the Codes are not helpful because they are expressly limited to the chapters wherein they are found. (See Pen. Code, § 136, *765 subd. (3) and Gov. Code, § 13960, subd. (a)(1)-(4).) Subdivisions (b)(1) and (3) of Penal Code section 1203.04 (added by Stats. 1982, ch. 1413, § 5, p. 5403) provide some assistance in that they relate to sentencing and equate “victim” with “aggrieved parties” suffering financial losses of property, as well as losses due to physical injury, for purpose of restitution. Rule 410 of the California Rules of Court sets forth the objectives in sentencing. It includes the objective of “securing restitution for the victims of crime” (subd. f). Other rules use the word in a similar context (see, e.g., rule 419(a)(5).). While most reported cases have used this factor in relation to violent crimes, other courts of appeal have rejected attempts to limit this factor to the physical characteristics of persons injured by violent crimes. (See People v. Ramos (1980) 106 Cal.App.3d 591 [165 Cal.Rptr. 179].) In Ramos the court held that it was proper in applying this factor to “consider the total milieu in which the commission of the crime occurred.” (Ibid., at p. 607.)

The overall purpose of the determinate sentencing law (Pen. Code, § 1170 et seq.) and the rules of court enacted pursuant thereto is to assure “that prison terms are proportionate to the seriousness of the offense and uniform among persons committing the same offense under similar circumstances. ” (People v. McCart (1982) 32 Cal.3d 338, 340 [85 Cal.Rptr. 284, 649 P.2d 926]; Pen. Code, § 1170, subd. (a)(1).) This purpose is best served by defining “victim” as any sufferer of loss as a result of criminal activity whether the loss is to property or person. This definition enables the sentencing judge to look at the facts and circumstances of each case to determine whether the criminal activity was directed toward those who may be particularly vulnerable to losses and to select an appropriate term based on that determination in sentencing persons who commit crimes against either property or persons. It was not error for the court to consider the league a victim.

The phrase “particularly vulnerable” has been defined as follows: “Particularly, as used here, means in a special or unusual degree, to an extent greater than in other cases. Vulnerability means defenseless, unguarded, unprotected, accessible, assailable, one who is susceptible to the defendant’s criminal act.” (People v. Smith (1979) 94 Cal.App.3d 433, 436 [156 Cal.Rptr. 502].) It was appropriately used here.

The record indicates that the league is a volunteer organization made up of approximately 1800 boys and girls between the ages of 9 and 18 whose fund-raising drives and parents’ contributions generated the money on deposit. It lacked internal controls and was operated on trust. At the time sentence was pronounced the league had recovered only part of the loss sustained by the forgeries from the banks on which the checks were drawn. The league had to borrow funds and pay legal fees to recover at all *766 and to stay in existence. The contention that only the banks were victims is without merit.

Appellant’s other claimed errors regarding the misuse of factors in aggravation are also without merit. The contention that the court considered the amounts taken in other counts, including the dismissed counts, in finding the taking to have been of “a substantial amount of money” (Cal. Rules of Court, rule 421(a)(10)) is not supported by the record. The aggravated term was imposed on count I which involved a forged check in the sum of $2500, the largest amount taken in any of the counts. Such a fact is sufficient to support the finding.

The finding that appellant’s adjudications of criminal activity are of increasing seriousness (Cal. Rules of Court, rule 421(b)(2)) is supported by the record. The appellant had an earlier conviction involving forgery where the amount of the checks alleged in the single count averaged $49. The criminal activity in this case is more serious.

Violation of a position of trust is not an element of the offense of forgery. Therefore, the finding that the defendant took advantage of a position of trust in committing the offense (Cal. Rules of Court, rule 421(a) (10)) was not prohibited by the rule forbidding the use of an element of the crime in imposing the upper term. (Cal. Rules of Court, rule 441(d).) The fact that appellant held a position of trust as treasurer of the league enabled him to successfully forge the checks does not alter this result.

Factors In Mitigation

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Bluebook (online)
144 Cal. App. 3d 761, 193 Cal. Rptr. 28, 1983 Cal. App. LEXIS 1945, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-simon-calctapp-1983.