People v. Shiu Yan Yee

114 Misc. 2d 515, 451 N.Y.S.2d 965, 1982 N.Y. Misc. LEXIS 3508
CourtNew York Supreme Court
DecidedJune 10, 1982
StatusPublished
Cited by1 cases

This text of 114 Misc. 2d 515 (People v. Shiu Yan Yee) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Shiu Yan Yee, 114 Misc. 2d 515, 451 N.Y.S.2d 965, 1982 N.Y. Misc. LEXIS 3508 (N.Y. Super. Ct. 1982).

Opinion

OPINION OF. THE COURT

Gloria Goldstein, J.

Defendant Billy Shiu Yan Yee moves for an order dismissing the indictment against him in the interests of justice, pursuant to CPL 210.20 (subd 1, par [i]) and 210.40, and on the ground that the prosecution of the indictment is [516]*516barred by reason of a previous prosecution, pursuant to CPL 210.20 (subd 1, par [e]) and 40.20.

FINDINGS OF FACT

On the basis of motion papers, answering affidavits, a hearing, a certified copy of the Criminal Court record, and tape recordings of two conversations between the defendant and an Assistant District Attorney, the court makes the following findings of fact.

In early September, 1981, the police raided a social club in Brooklyn and arrested several men for, inter alia, possession of narcotics and a weapon. The day after the arrests, defendant Billy Yee called an Assistant District Attorney, with whom he had a first-name-basis acquaintance, to ask her advice. Defendant Yee, who had cooperated with this Assistant District Attorney in an unrelated investigation, informed her that he, and not the man whom the police had arrested and charged with possession of the weapon, owned the gun which the police had recovered. He told the assistant that he had bought the gun the day before the raid to protect himself from gang threats and that he had left the gun in the social club. He asked the assistant what he should do to prevent his friend from being wrongfully prosecuted for gun possession.

In two lengthy telephone conversations, the second of which the assistant tape recorded without defendant Yee’s knowledge, defendant repeatedly sought the assistant’s legal advice about the best course of conduct for him to take to protect his friend. Although she reminded him that she was a prosecutor and that he was confessing to the serious crime of criminal possession of a weapon, at no time during the calls did the assistant advise the defendant to stop talking and get a lawyer. In fact, she led him on by repeatedly suggesting that the defendant could best help himself by telling her where he got the gun.

At the end of the second call, the assistant advised defendant Yee to turn himself over to the police, which he did. The police prepared a felony complaint charging defendant with criminal possession of a weapon in the third degree, a class D felony (Penal Law, § 265.02).

[517]*517At his Criminal Court arraignment on September 5, 1981, defendant Yee’s attorney moved for a reduction of the felony charge against defendant on the ground that the felony complaint included no allegation that the gun was loaded. The court granted the motion, reducing the charge against defendant Yee to criminal possession of a weapon in the fourth degree, a class A misdemeanor (Penal Law, § 265.01) and adding a charge of disorderly conduct (Penal Law, § 240.20). The yellow back on the file — signifying a felony case — was replaced with a blue back — signifying a misdemeanor case. The Criminal Court Judge himself made the notation on the blue back of the new charges against defendant. The Assistant District Attorney representing the People at the arraignment did not move to amend the complaint nor did he object to the reduction of the gun possession charge to a misdemeanor or to the addition of the disorderly conduct charge.

On September 21, 1981, following a Bench conference, defendant Yee pleaded guilty to disorderly conduct (Penal Law, § 240.20) in full satisfaction of the charges against him and was given a conditional discharge. The assistant representing the People at this appearance also made no objection or exception to this disposition of the case.

Three weeks later, on October 16, 1981, the Grand Jury issued an indictment charging defendant with the felony offense of criminal possession of a weapon in the third degree (Penal Law, § 265.02). Defendant seeks an order dismissing this indictment on the ground that his plea and sentence in Criminal Court terminated the prosecution against him and foreclosed a second prosecution for the same offense.

The People argue that the prohibition against double jeopardy does not bar a second prosecution by indictment in this case because defendant’s guilty plea in Criminal Court was unlawful and thus a nullity. Relying on a proviso in CPL 180.50 (subd 2, par [b]; see infra), the People claim that the Criminal Court had no authority to reduce the felony gun possession charge against defendant to a misdemeanor and that the Criminal Court, without such a reduction, had no jurisdiction to accept a guilty plea because the offense charged was a felony (CPL 10.30).

[518]*518The People also argue that because the minutes of defendant’s Criminal Court arraignment do not reflect a motion and order, the addition of the disorderly conduct charge was improper and the court could not accept a guilty plea to that charge.

CONCLUSIONS OF LAW

New York’s statutory protection against double jeopardy is set forth in CPL article 40. This article provides that “[a] person may not be twice prosecuted for the same offense” (CPL 40.20, subd 1). A person Is “ ‘prosecuted’ for an offense” when he or she is charged with the offense in an accusatory instrument and when the action terminates in a conviction upon a plea of guilty or proceeds to the trial stage and a jury has been impaneled or sworn (CPL 40.30, subd 1). A person is not considered to have been prosecuted for an offense if the court lacked jurisdiction over the defendant or the offense (CPL 40.30, subd 2, par [a]).

There is no question that an unlawful guilty plea is null and therefore does not bar a second prosecution for the same offense (People v Bartley, 47 NY2d 965). If the Criminal Court had lacked jurisdiction to accept defendant Yee’s plea or if the plea had violated any statute, then the plea and sentence would not bar this prosecution by indictment. This court finds, however, that the Criminal Court properly reduced the felony charge against defendant to a misdemeanor, properly added the charge of disorderly conduct, and accepted a valid plea of guilty to disorderly conduct (Penal Law, § 240.20) in satisfaction of the misdemeanor gun possession charge.

Accordingly, the statutory and constitutional prohibitions against multiple prosecutions for the same offense bar the prosecution of defendant Yee by this indictment and the indictment must be dismissed. In addition, the court finds that the Assistant District Attorney’s conduct during the telephone conversations with defendant verged so close to the unethical that the interests of justice also mandate dismissal.

CPL 140.45 authorizes the Criminal Court to dismiss a misdemeanor or felony complaint and discharge the defendant if the complaint is not sufficient on its face and “if the [519]*519court is satisfied that on the basis of the available facts or evidence it would be impossible to draw and file an accusatory instrument which is sufficient on its face”. In order for a felony complaint charging an armed felony to be sufficient on its face, the accusatory part of the complaint must designate the offense as an armed felony, and “the factual part of the instrument must allege facts of an evidentiary character supporting or tending to support such designation” (CPL 100.15, subd 4; 100.40, subd 4).

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Bluebook (online)
114 Misc. 2d 515, 451 N.Y.S.2d 965, 1982 N.Y. Misc. LEXIS 3508, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-shiu-yan-yee-nysupct-1982.