People v. Shields

805 P.2d 1140, 14 Brief Times Rptr. 1116, 1990 Colo. App. LEXIS 260, 1990 WL 125845
CourtColorado Court of Appeals
DecidedAugust 30, 1990
DocketNo. 88CA1710
StatusPublished
Cited by1 cases

This text of 805 P.2d 1140 (People v. Shields) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Shields, 805 P.2d 1140, 14 Brief Times Rptr. 1116, 1990 Colo. App. LEXIS 260, 1990 WL 125845 (Colo. Ct. App. 1990).

Opinion

Opinion by

Judge NEY.

Defendant, Bruce Shields, appeals from a judgment of conviction entered upon a jury verdict finding him guilty of first degree sexual assault and second degree burglary. We affirm in part, reverse in part, and remand.

On September 12, 1987, the sixteen-year-old victim was awakened by the defendant who placed his hand over her mouth. Using his other hand the defendant removed the victim’s undergarments, and put his fingers in her vagina. While his hand still covered the victim’s mouth, the defendant engaged in oral sex. When the defendant released the victim, she ran screaming to a family member who was in the residence. No weapons or overt threats were used to cause the victim’s submission.

I.

Defendant contends the trial court erred by failing fully to instruct the jury regarding second degree sexual assault, and by failing to respond adequately to a jury inquiry about the offense. We agree.

During deliberations, the jury sent the following inquiry to the court:

“1. Could we have further definition of the difference between 1st & 2nd degree sex assalt? [sic]
“2. If there were no ‘intercourse,’ can there still be first degree sexual assault?”

The trial court responded to the first question by stating, “I can only refer you to the instructions.” As to the second question, the trial court responded: “The answer to your second question can be found by applying the definitions in Instruction Number 17 [definitions of sexual intrusion and sexual penetration] to the elements of first degree sexual assault in Instruction Number 12 [elements of sexual assault in the first degree].”

Section 18-3-402, C.R.S. (1986 Repl.Vol. 8B), as relevant under the facts here, defines sexual assault in the first degree:

“Any actor who knowingly inflicts sexual intrusion or sexual penetration on a victim commits a sexual assault in the first degree if:
“(a) The actor causes submission of the victim through the actual application of physical force or physical violence; or
“(b) The actor causes submission of the victim by threat of imminent death, serious bodily injury, extreme pain, or kidnapping, to be inflicted on anyone, and the victim believes that the actor has the present ability to execute these threats.... ”

Sexual assault in the second degree is defined in § 18-3-403, C.R.S. (1986 Repl. Vol. 8B):

“Any actor who knowingly inflicts sexual penetration or sexual intrusion on a victim commits sexual assault in the second degree if:
“(a) The actor causes submission of the victim to sexual penetration by any means other than those set forth in section 18-3-402, but of sufficient consequence reasonably calculated to cause submission against the victim’s will, or
“(b) The actor causes submission of the victim to sexual intrusion by any means other than those set forth in section 18-3-402, but of sufficient consequence reasonably calculated to cause submission against the victim’s will.... ”

The instruction on second degree sexual assault given by the trial court reads in part as follows:

“The elements of Sexual Assault In The Second Degree are:
“(1) That the Defendant,
“(2) in the City and County of Denver, State of Colorado, on or about September 12, 1987,
“(3) knowingly inflicted sexual penetration or sexual intrusion on a person, and
“(4) caused submission of that person
“(5) by any means of sufficient consequence to reasonably cause submission against the victim’s will,
[1143]*1143“(6) reasonably calculated to cause submission against that person’s will,
“(7) without the affirmative defense of consent as set forth in Instruction No. 10.”

We note that this instruction is consistent with COUI-Crim. No. 12:05 (1990 Supp.) and its notes on use which contemplate that it is not necessary to include the first degree elements of causing submission through the application of physical force or physical violence as negative elements of second degree sexual assault. However, here, the jury by its inquiry indicated its confusion between first and second degree sexual assault.

In light of conflicting evidence concerning the use of physical force by defendant, a conviction of first degree sexual assault required a factual determination that the defendant had caused the submission of the victim through the actual application of physical force or physical violence. Section 18-3-402(l)(a), C.R.S. (1986 Repl.Yol. 8B). A conviction for second degree sexual assault would have been appropriate if the jury had determined that the defendant caused submission of the victim to sexual penetration or sexual intrusion by any means other than those set forth in § 18-3-402, but of sufficient consequence reasonably calculated to cause submission against the victim’s will. Section 18-3-403, C.R.S. (1986 Repl.Vol. 8B).

When the jury indicates to the court that it does not understand an element of the offense charged or some other matter of law central to the guilt or innocence of the accused, the court has an obligation to clarify that matter for the jury in a concrete and unambiguous manner. Leonardo v. People, 728 P.2d 1252 (Colo.1986).

The jury demonstrated a fundamental misunderstanding of the difference between first and second degree sexual assault and received no clarification other than being referred back to the instructions. A jury should be referred back to the instructions only when it is apparent that it has overlooked some portion of the instructions or when the instructions clearly answer its inquiry. Leonardo v. People, supra.

We conclude the trial court erred by failing to respond adequately to the jury’s first question regarding the difference between first and second degree sexual assault. The demonstrated misunderstanding on this issue required further instruction by the court, as opposed to the second question which was adequately answered by reference to the instructions.

The prosecution argues that the doctrine of invited error precludes review of defendant’s allegation. We disagree.

Under the doctrine of invited error, a party may not complain if he has been the instrument for injecting error into the case, and the invited error doctrine applies to jury instructions. People v. Zapata, 779 P.2d 1307 (Colo.1989). Contrary to the prosecution’s contention, the record does not indicate that the defendant’s tendered elemental instruction on second degree sexual assault, based on COUI-Crim. No. 12:05 (1990 Supp.), was the instruction which was given to the jury. Although we note that had the trial court given defendant’s tendered instruction, the confusion would not have been avoided. However, the inadequacy of COUI-Crim. No. 12:05 (1990 Supp.) did not become apparent until the jury indicated its inability to distinguish between first and second degree sexual assault.

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Related

People v. Shields
822 P.2d 15 (Supreme Court of Colorado, 1991)

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Bluebook (online)
805 P.2d 1140, 14 Brief Times Rptr. 1116, 1990 Colo. App. LEXIS 260, 1990 WL 125845, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-shields-coloctapp-1990.