People v. Shapiro

139 Misc. 2d 344, 527 N.Y.S.2d 337, 1988 N.Y. Misc. LEXIS 173
CourtCriminal Court of the City of New York
DecidedMarch 2, 1988
StatusPublished
Cited by5 cases

This text of 139 Misc. 2d 344 (People v. Shapiro) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Shapiro, 139 Misc. 2d 344, 527 N.Y.S.2d 337, 1988 N.Y. Misc. LEXIS 173 (N.Y. Super. Ct. 1988).

Opinion

[345]*345OPINION OF THE COURT

Michael A. Gary, J.

Defendants each are charged in separate informations, with violating Administrative Code of the City of New York § 20-453 (formerly § B32-491.0), peddling without a license. Defendants both moved for dismissal of the charges pursuant to CPL 170.30 (1) (f) on the ground that there is a legal impediment to their prosecution. They contend the statute under which they have been charged is inapplicable to them as they fall within the stated exemption to the license requirement: "§20-453 License required. It shall be unlawful for any individual to act as a general vendor without having first obtained a license in accordance with the provisions of this subchapter, except that it shall be lawful for a general vendor who hawks, peddles, sells or offers to sell, at retail, only newspapers, periodicals, books, pamphlets or other similar written matter, but no other items required to be licensed by any other provision of this code, to vend such without obtaining a license therefor.” (Emphasis added.)

In both cases before the court, defendants do not raise a constitutional challenge to the statute under which they are charged. Rather, they seek the protection of its 1982 amendment, which provides an exemption to the licensing requirement for those who peddle "only newspapers, periodicals, books, pamphlets or other similar written matter” (Administrative Code § 20-453). Specifically, defendants allege that calendars and datebooks may be peddled without a license pursuant to .the statutory exception.

Defendant Shapiro claims that his calendars are periodicals, in that they come out regularly once a year, and pamphlets, in that they inform the reader of the day of the week on which a particular date falls, and provide information about when national and religious holidays are celebrated. Defendant Sutton argues that his datebooks are quite simply books according to a dictionary definition and that if the City Council sought a stricter definition of the word it should have used more precise language. The People respond that just because the items in question are composed of paper and have some writing on them, it does not mean that they fall within the written matter exemption of the statute.

Though a determination of this sort is usually reserved for the trier of fact, this court, sua sponte and in response to defendants’ motion to dismiss has viewed the evidence in [346]*346question to reach its decision. After a thorough examination of such evidence in the presence of both defendants’ counsel, review of the motions, the responses and the relevant law, this court must deny the defendants’ motions for the reasons that follow.

This court has researched the sparse legislative history of Administrative Code § 20-453 (formerly § B32-491.0) and specifically its amendment by Local Laws, 1982, No. 33 of the City of New York on June 15th of that year. Up until this amendment the law treated all vendors the same but in that form, it was criticized for its potentially chilling effect upon the dissemination of newspapers and self-published books, poetry and pamphlets, which as "pure speech” all enjoy First Amendment protection. In response to these criticisms, the City Council passed, and the Mayor signed, the "written matter” exception to Administrative Code § 20-453. As the People contend, the legislative history of the 1982 amendment, including the minutes of hearings on the bill, clearly demonstrates that the City Council’s intent was to permit only vendors of a narrowly defined category of written matter to sell their materials without complying with the legal requirements for a license.

In a variety of contexts the United States Supreme Court has referred to a First Amendment right to both impart and receive information and ideas relatively unimpeded by legislative intervention. It has consistently invoked the First Amendment for the purpose of preserving a marketplace of ideas in our society uninhibited by legislative or administrative restraint. (See, Kleindienst v Mandel, 408 US 753 [1972]; Schad v Borough of Mount Ephraim, 452 US 61 [1981]; Tinker v Des Moines Ind. Community School Dist., 393 US 503 [1969].) Every medium for the communication of ideas which may affect public attitudes and behavior, from nude dancing (Schad) to motion pictures (Joseph Burstyn, Inc. v Wilson, 343 US 495 [1952]), is entitled to First Amendment protection.

The specific language in Administrative Code § 20-453 must be analyzed in the context of the City Council’s intent to allow vendors to exercise their right of free speech within the United States Supreme Court’s delineation of the First Amendment’s scope. The common characteristic of "newspapers”, "periodicals”, "books” and "pamphlets”, which are set forth in the statute as exempt, is the ability to communicate in a manner that contributes to or generates the exchange of [347]*347ideas that trigger constitutional protection and are fundamental to a democratic society.

The calendars and datebooks which are the subject of these motions are ordinary calendars and ordinary datebooks. Their primary purpose is the mere listing of the days of each week and month in a given year. While they may both contain other items of information, this information is more akin to the type given by a thermometer rather than a newspaper or a book.

Defendant Shapiro argues that some authority for the proposition that calendars come within the statutory exemption comes from a decision by the New York City Environmental Control Board (E.C.B.). In City of New York v Hogan (appeal No. 0127, decided June 24, 1987) the Board reversed an Administrative Law Judge’s decision that a peddler vending calendars on the street without a license violated Administrative Code § 20-453. Hogan had been issued a summons and fined $100. The People contend that the District Attorney’s office did not actually litigate the disputed issue before the E.C.B. and so should not be precluded from litigating against defendant Shapiro the issue determined by that tribunal. The People point out that in Hogan, although the city through the Department of Consumer Affairs was nominally a party to the E.C.B. case, it did not submit papers, and its position was otherwise unknown to the Board. Moreovér, the E.C.B. adjudication against Hogan was a relatively insignificant matter, summarily disposed of on the basis of only Hogan’s papers, affording other parties little incentive to fully litigate the issues.

The E.C.B. determination in Hogan (supra) does not preclude the People from litigating the same issue before this court for two reasons. First, the People never had a full and fair opportunity to contest the prior determination. (See, Kaufman v Lilly & Co., 65 NY2d 449 [1985]; Ryan v New York Tel. Co., 62 NY2d 494 [1984].) Second, the- issue here is one of statutory construction. The courts, not administrative boards, are the final arbiters of matters of statutory construction and apparently no court has yet passed on the issue presented here.

While not binding on this court, the question remains as to what authority is to be accorded to the E.C.B.’s decision in Hogan (supra). Examination of the actual decision shows that it is three paragraphs in length and devoid of any reasoning. [348]*348It merely states a conclusion: "Printed material may be sold without a vendor’s license regardless of its content.

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Bluebook (online)
139 Misc. 2d 344, 527 N.Y.S.2d 337, 1988 N.Y. Misc. LEXIS 173, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-shapiro-nycrimct-1988.