People v. Shanley

14 N.Y. Crim. 477

This text of 14 N.Y. Crim. 477 (People v. Shanley) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Shanley, 14 N.Y. Crim. 477 (N.Y. Ct. App. 1900).

Opinion

HATCH, J.

The evidence was amply sufficient to sustain the charge contained in the indictment, and justified the conviction of the defendant thereunder. The shooting upon which conviction was predicated was admitted, and the answer made thereto was a justification that it was done in self-defense. The only question upon which error is predicated arose upon the proceedings had upon the trial, and in the submission of the case by the court to the jury. Considering the latter question first, we find that the court, after stating the offense with which the defendant was charged in the indictment, and discussing the question of intent as essential to be found as a necessary ingredient of the crime, called attention to the answer made by the defendant, and said: “ How, where a defendant sets up this as a defense, then the principle of law governing a criminal case is changed. Ordinarily in all criminal cases the burden is upon the people to establish by a preponderance of evidence the crime charged. * * * But where a defendant comes into court and sets up self-defense as a plea, then the rule of law is changed, for the reason that the burden of proof is upon the defendant to show that he did commit the act in self-defense. Therefore, if you consider his defense as being one entitled to serious consideration, you must find that this defendant has established it, on his part, by a preponderance of evidence,” Counsel for the defendant excepted to that part of the charge wherein the court said: “ that the burden ever shifts from the people, even in the case of self-defense,” and in that connection asked the court 11 to charge that the burden of proof is upon the people from the beginning to the end.” The court declined so to charge, and exception was taken. Subsequently, upon the request of counsel for the defendant, the court charged : “ The defendant [479]*479need not show beyond a reasonable doubt or by a preponderance of proof that he committed the shooting in self-defense ; it is sufficient if the evidence to that effect raises a reasonable doubt in the minds of the jury, and if there is such a doubt you must acquit: ” and further: that the rule of law is that where a defendant undertakes to explain, justify or excuse the commission of the shooting, if, upon his evidence and the evidence of the people taken together, there arises a reasonable doubt of his guilt, he is entitled to an acquittal.”

It is clear that the charge as made by the court, that the burden of proof was upon the defendant to show that he did commit the act in self-defense, and that he must establish such fact by a preponderance of evidence, was error. The rule is that in criminal cases the defendant is entitled to the benefit of a reasonable doubt, not only as to the case made by the prosecution, but as to any defense which he has interposed. People v. Riordan, 117 N. Y., 71. In criminal cases the burden of proof always remains the same, and rests upon the prosecution. After the prosecution has introduced its evidence, if it be sufficient in weight to make a prima facie case of guilt, it is to be submitted to the jury with instructions that, in order to convict, they must be satisfied from the evidence, beyond a reasonable doubt, that the defendant is guilty of the crime charged in the indictment, or some degree of the crime; the defendant under such circumstances being entitled to have considered as bearing thereon all of the circumstances surrounding the transaction, and the inferences arising therefrom. If the defendant introduce evidence in denial of the commission of the offense or in justification of the act, or of any other matter which tends to exculpate Mm from the charge of guilt, he is entitled to have such testimony considered, not alone upon the question as to whether the exculpating circumstances establish a defense by a prepon, derance of proof, but also upon the question of whether all the evidence, both of the prosecution and of the defendant, raises a reasonable doubt of his guilt. If so, the defendant is entitled to an acquittal; and at all times, during the whole course of the trial, from the beginning to the end, the burden remains upon the prosecution to establish the crime charged, to the [480]*480tion of the jury, beyond a reasonable doubt. 1 Greenleaf on Evidence, see. 74, note [a]; Wharton’s Criminal Evidence, 8th ed., sec. 322; Commonwealth v. McKie, 1 Gray, 61; People v. Nino, 149 N. Y., 317; Brotherton v. The People, 75 N. Y. 159.

The learned district attorney relies upon People v. Stone, 117 N. Y., 480; Sawyer v. The People, 91 N. Y., 667; People v. McCarthy, 110 N. Y., 309 ; and O’Connell v. People, 87 N. Y., 377, as establishing a rule contrary to that announced by the foregoing authorities, his claim being that the doctrine of these cases is that the burden shifts in a case where the defense interposed is that of self-defense, and that he must establish facts sufficient to raise a reasonable doubt. It may be said in answer to this claim that the court in the body of the charge did not go even to the extent of the claim, the charge upon that subject being that the defendant was bound to establish his defense by a preponderance of evidence and that the burden was upon him. The court refused to charge that the burden was upon the people from the beginning to the end. When the cases relied upon by the people are carefully examined, it will be found that they do not furnish authority for the charge that the burden of proof ever shifts from the people to the defendant. A review of them clearly shows this fact: People v. Stone, supra, was a case of homicide. The defense was an alibi. The court charged the jury “ that an alibi, when established to the satisfaction of the jury, is as conclusive a defense as can possibly be interposed in a criminal case. It need not be established beyond a reasonable doubt; but it should be established to the satisfaction of the jury.” The claim was that this charge deprived the defendant of the benefit of a reasonable doubt arising upon all the evidence. To this charge the defendant excepted, and at the same time requesting the court to charge “ that if, taking the whole case together, taking the evidence for the prosecution and the evidence respecting the alibi, they have any reasonable doubt of the guilt of the prisoner, they must acquit him," to which the court replied: “ I have so charge already.” It was held by a divided court, Judges ray and Peckham dissenting, that the charge as made by the [481]*481court was erroneous, but that the subsequent charge upon the same subject cured whatever of error existed, and left the jury to find upon all of the testimony, including that tending to establish an alibi, that if it raised a reasonable doubt it was their duty to acquit. The dissent was based upon the ground that the subsequent charge did not cure the charge as made, as it left the jury to say that no doubt could arise unless they were satisfied of the truth of the testimony relative to the alibi. It is thus apparent that the decision of the whole court recognized the fact that the charge as first made was error; the division was upon the question as to whether such error had been cured. This case is not authority for the proposition that the defendant is required to establish his defense to the satisfaction of the jury or by a preponderance of proof. If there be a reasonable doubt, the defendant is entitled to the benefit of that doubt.

In O’Connell v.

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Related

Sawyer v. . People
91 N.Y. 667 (New York Court of Appeals, 1883)
People v. . Riordan
22 N.E. 455 (New York Court of Appeals, 1889)
People v. . McCarthy
18 N.E. 128 (New York Court of Appeals, 1888)
People v. . Stone
23 N.E. 13 (New York Court of Appeals, 1889)
Brotherton v. . the People
75 N.Y. 159 (New York Court of Appeals, 1878)
People v. . Fielding
46 L.R.A. 641 (New York Court of Appeals, 1899)
O'Connell v. . People of State of New York
87 N.Y. 377 (New York Court of Appeals, 1882)
People v. . Nino
43 N.E. 853 (New York Court of Appeals, 1896)

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14 N.Y. Crim. 477, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-shanley-nyappdiv-1900.