People v. Serrano

46 Misc. 3d 960, 996 N.Y.S.2d 884
CourtNew York Supreme Court
DecidedDecember 2, 2014
StatusPublished
Cited by2 cases

This text of 46 Misc. 3d 960 (People v. Serrano) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Serrano, 46 Misc. 3d 960, 996 N.Y.S.2d 884 (N.Y. Super. Ct. 2014).

Opinion

OPINION OF THE COURT

Miriam R. Best, J.

For the reasons that follow, defendant’s motion to dismiss the indictment for a constitutional and statutory double jeopardy violation is denied.

Procedural History

Defendant is charged with aggravated unlicensed operation of a motor vehicle in the first, second and third degrees (Vehicle and Traffic Law § 511 [3] [a] [ii]; [2] [a] [iv]; [1] [a]). These charges arise out of an incident that allegedly occurred on November 20, 2013, at approximately 1:49 p.m., at the corner of Sampson and Brinsmade Avenues in the Bronx, when Police Officer Albert Garcia observed defendant driving a gray Jeep Cherokee that had no front license plate and whose rear license plate had a cover obstructing the name of the issuing state (decision of Sept. 2, 2014, slip op at 1-2). Defendant allegedly told Garcia that he believed his license was suspended (id. at 2). Defendant was arrested and charged with Vehicle and Traffic Law § 511 (3) (a) (ii); (2) (a) (iv) and (1) (a). He was also given traffic tickets for the covered plate (Vehicle and Traffic Law § 402 [1]) and unlicensed operation of a motor vehicle (Vehicle and Traffic Law § 509 [1]) (decision of Sept. 2, 2014, slip op at 2; defendant’s exhibit A [ticket numbers AAW7112873, AAW7112884]).

Defendant was arraigned in Criminal Court, Bronx County, on November 21, 2013. The complaint alleged that defendant had at least 10 suspensions on 10 dates; in fact, when Garcia ran the client ID number that appeared on defendant’s New York State identification card through a police computer connected to the New York State Department of Motor Vehicles (DMV) database, the computer showed that defendant’s license was suspended 57 times, specifically, 50 suspensions on 13 dates (decision of Sept. 2, 2014 slip op at 2). Defendant waived his [962]*962right to testify before the grand jury, which returned the indictment on December 12, 2013 (Scolavino aff ¶¶ 9-11).

On April 14, 2014, the New York State Department of Motor Vehicles sent defendant a letter entitled “Notice of Default Conviction and License Suspension.” The letter states, in relevant part:

“Your driver license, or privilege to drive in New York State, was suspended on 02/10/14 for failure to answer the traffic ticket you received on 11/20/13 in Bronx for unlicensed GT 60 days.

“On 4/14/14 you were convicted of this offense because you failed to answer the ticket.” (Defendant’s exhibit B.) It is undisputed that this proceeding occurred in the Traffic Violations Bureau (TVB). To clear the suspension of his license defendant was required to pay a fine, surcharges and fees totaling $528 to the Commissioner of Motor Vehicles {id.).

On August 28, 2014, this court held a combined Dunaway/ Huntley hearing on defendant’s motion to suppress statement evidence. On September 2, this court denied the motion. This motion followed.

The Parties’ Contentions

Defendant now moves for an order dismissing the indictment, pursuant to United States Constitution, Amendment y New York State Constitution, article I, § 6, and CPL 40.20. With respect to the US and New York State Constitutions, defendant argues that because unlicensed operation under Vehicle and Traffic Law § 509 (1) is a lesser included offense of each of the counts of aggravated unlicensed operation charged in the indictment, his default conviction for the traffic infraction of unlicensed operation on April 14, 2014, bars a subsequent trial on the felony and misdemeanor counts. With respect to CPL 40.20, defendant, relying on Vehicle and Traffic Law § 1806-a, argues that the traffic ticket for Vehicle and Traffic Law § 509 (1) resulted in a conviction upon a plea of guilty for the same criminal transaction that is charged in the indictment, and that none of the statutory exceptions provided for in CPL 40.20 applies in this case.

The People oppose defendant’s motion, arguing that neither federal nor state double jeopardy principles bar his trial for aggravated unlicensed operation after his conviction by default for unlicensed operation in the TVB. The People do not address defendant’s lesser included offense claim directly, but argue that each count of aggravated unlicensed operation of a motor vehi[963]*963ele “requires proof of a fact of which the Vehicle and Traffic Law § 509 does not, and vice versa” (Scolavino mem at 8). With respect to CPL 40.20, the People argue that the traffic infraction of unlicensed operation is designed to prevent a very different type of harm from that addressed by the crimes of driving with a suspended or revoked license. They also argue that because the TVB lacks jurisdiction over misdemeanors and felonies, defendant has not been “previously prosecuted” within the meaning of CPL 40.30.

In a reply brief, defendant urges the court not to view the default conviction as a civil penalty, although he concedes (reply mem at 7) that “there is an ostensible basis” for doing so. Rather, he argues that the default conviction was a previous prosecution requiring dismissal of this indictment. He also makes an equal protection argument and challenges the People’s statutory analysis.

Analysis

The Double Jeopardy Clause of the Fifth Amendment of the US Constitution provides that no “person [shall] be subject for the same offence to be twice put in jeopardy of life or limb.” (Hudson v United States, 522 US 93, 98 [1997].) This federal protection is applicable to the states through the Due Process Clause of the Fourteenth Amendment (Illinois v Vitale, 447 US 410, 415 [1980]). As the Court explained, “[t]he Clause protects only against the imposition of multiple criminal punishments for the same offense, and then only when such occurs in successive proceedings.” (Hudson v United States, 522 US at 99 [citation omitted].) The Double Jeopardy Clause has been held to consist of three separate guarantees: (1) “It protects against a second prosecution for the same offense after acquittal. [2] It protects against a second prosecution for the same offense after conviction. [3] And it protects against multiple punishments for the same offense.” (North Carolina v Pearce, 395 US 711, 717 [1969]; Illinois v Vitale, 447 US at 415.) The principal test for determining whether two offenses are the same for double jeopardy purposes is the “same elements” test of Blockburger v United States (284 US 299 [1932]). “The same-elements test . . . inquires whether each offense contains an element not contained in the other; if not, they are the ‘same offence’ and double jeopardy bars additional punishment and successive prosecution.” (United States v Dixon, 509 US 688, 696 [1993] [overruling the “same conduct” test of Grady v Corbin (495 US 508 [964]*964[1990])].) A lesser included offense is the “same offense” for double jeopardy purposes (Brown v Ohio, 432 US 161, 169 [1977]; People v Biggs, 1 NY3d 225, 230 [2003]; People v Wood, 95 NY2d 509, 514 [2000]).

“[I]n New York, protection against double jeopardy is statutory as well as constitutional.” (Matter of Polito v Walsh, 8 NY3d 683, 686 [2007].) The New York State Constitution provides that “[n]o person shall be subject to be twice put in jeopardy for the same offense” (NY Const, art I, § 6). The double jeopardy statute, CPL 40.20, has two provisions.

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Related

People v. Serrano
2019 NY Slip Op 7337 (Appellate Division of the Supreme Court of New York, 2019)
Matter of McNerlin v. Argento
2019 NY Slip Op 4554 (Appellate Division of the Supreme Court of New York, 2019)

Cite This Page — Counsel Stack

Bluebook (online)
46 Misc. 3d 960, 996 N.Y.S.2d 884, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-serrano-nysupct-2014.