Filed 7/3/24 P. v. Seidel CA4/2 See Concurring Opinion
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E080232
v. (Super.Ct.No. VCR6694)
DAVID BARTLETT SEIDEL, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of San Bernardino County. John P.
Vander Feer, Judge. Affirmed.
Cliff Gardner, under appointment by the Court of Appeal, for Defendant and
Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Charles C. Ragland, Assistant Attorney General, A. Natasha Cortina,
Supervising Deputy Attorney General, A. Natasha Cortina, Lynne G. McGinnis and Alan
L. Amann, Deputy Attorneys General, for Plaintiff and Respondent.
1 In 1991, defendant and appellant David Bartlett Seidel, who was 16 years old at the
time, robbed a pawn shop and killed the owner and a customer. In 1994, a jury convicted
him of the murders (prosecuted solely on the theory of first degree felony murder),
robbery, and burglary. (Pen. Code,1 §§ 187, 211, & 459.) In addition, the jury found true
special circumstance allegations that the murders occurred during the commission of a
burglary, robbery, and by means of lying in wait. (§ 190.2, subd. (a)(3), (15), & (17).)
The jury also found true the personal gun use enhancement allegation. (§ 12022.5,
subd. (a).) Defendant was sentenced to state prison for a determinate term of 20 years, to
be followed by two life terms without the possibility of parole. We affirmed the judgment
but ordered the 10-year sentence imposed on the robbery conviction and related gun-use
enhancement stayed.2 (People v. Seidel (July 23, 1996, E015487) [nonpub. opn.].)
On July 18, 2022, defendant filed a petition for resentencing pursuant to section
1172.6 (former § 1170.953). The superior court denied his petition, concluding the lying-
in-wait special-circumstance findings rendered him ineligible as a matter of law. On
appeal, defendant contends the court erred because: (1) the jury’s lying-in-wait findings
1 All undesignated section references are to the Penal Code.
2 On January 27, 2023, we took judicial notice of the record of defendant’s prior appeal in case No. E015487 and deemed our prior unpublished opinion to be part of the record in this case.
3 Effective June 30, 2022, Assembly Bill No. 200 (2021-2022 Reg. Sess.) amended and renumbered Penal Code section 1170.95 as section 1172.6. (Stats. 2022, ch. 58, § 10.) The current section numbering will be used throughout this opinion.
2 do not necessarily reflect a finding that he was the actual killer;4 (2) the jury was not
properly instructed on premeditation and deliberation; and (3) the jury was not required
to find, nor did it find, that he aided and abetted the actual killer. We affirm.
I. PROCEDURAL BACKGROUND AND FACTS
A. The Offenses.
Harvey Wolcott operated the Hesperia Pawn Shop that sold firearms, gold, and
jewelry. On the morning of November 26, 1991, he and Donald Howie, a customer, were
shot and killed during a robbery at the shop; more than 20 firearms were taken. In May
1992, one of the stolen firearms (used in an unrelated shooting) was traced back to
defendant. Police questioned defendant who offered different versions about his role in
the robbery/murder, including an admission that he acted alone.
B. The Trial.
On November 6, 1992, the San Bernardino County District Attorney charged
defendant with two counts of murder (§ 187), robbery (§ 211), and burglary (§ 459). All
four counts alleged he personally used a firearm. (§ 12022.5, subd. (a).) The murder
counts alleged four special circumstances: (1) the murder occurred during the
commission of a robbery (§ 190.2, subd. (a)(17)); (2) the murder occurred during the
commission of a burglary (§ 190.2, subd. (a)(17)); (3) defendant committed the murder
4 Respondent concedes the superior court incorrectly concluded the lying-in-wait special circumstance established the jury found defendant was the actual killer as a matter of law.
3 while lying in wait (§ 190.2, subd. (a)(15)); and (4) defendant committed multiple
murders (§ 190.2, subd. (a)(3)).
Trial began in April 1994. Defendant denied shooting either victim; however, he
admitted robbing the pawn shop. He testified that before the robbery, he had taken two
of his father’s guns to a party to impress his friends and gave them to David Gilbert and
another individual, both of whom refused to give them back. Defendant explained that
Gilbert said defendant “would have to come up with another gun in order to trade to get it
back.” When his father looked for his guns, defendant came up with the idea of robbing
the pawn shop because he “had no other way to get any guns.” He did not want to go to
the police because he would have to tell his father (a sheriff’s deputy) that he took the
guns, and he feared this news would cause a greater strain on their relationship.
Defendant admitted to lying to police officers during his interviews. Nonetheless,
he testified that he went to the pawn shop (wearing his letterman’s jacket with his name
on the back5) with four other males, he brought a gun and bullets, and Gilbert committed
the murders. Defendant maintained that he went to the shop with the intent to rob, but
not the intent to kill. He insisted he was not the shooter, but when asked why he brought
a gun, he answered, “When you’re going to do a robbery, you need to take a gun.”
Gilbert denied any involvement in the robbery but admitted to receiving a gun
from defendant without paying for it. Evidence from Gilbert’s employer showed that he
5 When Wolcott, a retired sheriff’s deputy, opened the pawn shop, defendant’s father helped build racks at the business. In the past, defendant had accompanied his father to the pawn shop more than one time; defendant knew Wolcott might recognize him.
4 worked a full day from 6:00 a.m. to 4:56 p.m. on November 26, 1991, the day of the
robbery.
Joshua Allen, defendant’s best friend, testified that defendant admitted to shooting
the pawn shop owner and another guy, and showed Allen the guns taken from the shop.
Allen also confirmed that defendant modified (making it a silenced weapon) the murder
weapon (.22 rifle with the barrel sawed off, the stock cut off, and holes drilled in it) in or
about October 1991.
C. Closing Argument, Jury Instructions, and Verdicts.
The prosecutor discussed defendant’s various stories about who was involved in
the robbery/murders but argued defendant “always came back to the final story on May
27th, 1992; that is, his story that he acted alone. He planned to rob Harvey Wolcott, that
it was [defendant] who shot [Wolcott] and it was [defendant] who shot Donald Howie.”
Nonetheless, the prosecutor tried the case solely on a felony-murder theory that allowed
the jury to convict defendant of first degree murder without finding malice or deciding
whether he was the actual killer or an aider and abettor.
Defense counsel conceded that defendant was guilty of robbery and both murders
under the felony-murder rule but emphasized that the case “is about the special
circumstances and the serious nature in finding them” and defendant was not the actual
killer. Defense counsel maintained that Gilbert, not defendant, was the actual killer, and
asked the jurors to find the special circumstances not true. He argued, “Each one of those
special circumstances has to be looked at with proof beyond a reasonable doubt as to
5 whether [defendant] is the actual killer. If he wasn’t, did he have any intent to kill? Did
he act with reckless indifference and was he a major participant? Those are the legal
issues.” After pointing out defendant’s inconsistent versions of who committed the
murders, along with the evidence that implies he did not act alone, counsel urged the jury
to “[c]onsider these inconsistencies when you look at the facts of who was the actual
killer. [¶] Was there any intent to kill? Reckless indifference? Major participant? [¶]
And what the prosecution would like you to do on these things is take every fact that
supports that [defendant] did this all by himself, he did the shooting all by himself, and
ignore everything else. Only believe he’s lying when it doesn’t fit the theory of the case,
no matter how many inconsistencies there are with the physical facts. [¶] What I’m
asking of you is for you to take that evidence, evaluate it, weigh it against the law of
reasonable doubt. If you have a doubt as to whether these special [circumstances are
true, I]’m requesting on behalf of [defendant] that you find all of them not true.”
In his rebuttal, the prosecutor asserted the defense failed to explain any reason for
the jurors to “not conclude that [defendant] is guilty of the special circumstances . . . as
they are charged.” He argued the evidence shows defendant was a major participant
because he planned the robbery, chose the date, brought the rifle, and lured the shop
owner into a position where “somebody else can get the drop on him.” He added that
defendant was indifferent and reckless because he brought “a whole bunch of extra
bullets,” made a silencer for the rifle, and previously test-fired the rifle. As to the lying-
in-wait special circumstance, the prosecutor argued it “requires that he be the killer, that
6 he have the intent to kill, and it requires that he do it in a manner that I can only say uses
a form of betrayal; where he comes in, intentionally takes advantage of the relationship
between the victim, Mr. Wolcott, and [defendant’s] father and uses that as an advantage
to get the drop on Mr. Wolcott and then kill him unsuspectingly.”
The jury was instructed on the felony-murder theory only. However, under pattern
instruction former CALJIC No. 8.80.1, the jurors were directed that, if they found
defendant guilty of first degree murder, they must then determine if the special
circumstance is true—i.e., that the murder was committed while lying in wait.
Specifically, the jurors were instructed with former CALJIC No. 8.80.1, which required a
finding that defendant is either the actual killer or “with the intent to kill aided, abetted,
counseled, commanded, induced, solicited, requested, or assisted any actor in the
commission of the murder in the first degree, or with reckless indifference to human life
and as a major participant, aided, abetted, counseled, commanded, induced, solicited,
requested, or assisted in the commission of the crime of robbery or burglary which
resulted in the death of a human being, namely Harvey Wolcott and/or Donald Howie.”6
6 Former CALJIC No. 8.80.1, in relevant part, provided: “The People have the burden of proving the truth of a special circumstance. If you have a reasonable doubt as to whether a special circumstance is true, you must find it to be not true. [¶] Unless an intent to kill is an element of a special circumstance, such as the special circumstance of lying-in-wait, if you are satisfied beyond a reasonable doubt that the defendant actually killed a human being, you need not find that the defendant intended to kill in order to find the special circumstance to be true. [¶] If you find that a defendant was not the actual killer of a human being, or if you are unable to decide whether the defendant was the actual killer or an aider or abettor, you cannot find the special circumstance to be true unless you are satisfied beyond a reasonable doubt that such defendant with the intent to kill aided, abetted, counseled, commanded, induced, solicited, requested, or assisted any [footnote continued on next page]
7 (Former CALJIC No. 8.80.1, italics added.) Pursuant to former CALJIC No. 8.81.15, the
jurors could find defendant guilty of intentional killing by lying in wait only if they found
he had acted with the intent to kill the victims.
The jury deliberated over the course of five days. During deliberations, they
submitted questions/notes to the trial court. As defendant observes, the jurors were
struggling with the issue of whether he acted alone or aided and abetted Gilbert.7
Specifically, the jury requested clarification on the words “personally used,” and later
indicated they had decided all counts except the lying-in-wait special circumstance.8 As
to that special circumstance, the jury informed the court that they were deadlocked at
11 to 1. The jurors were polled as to whether there was a “reasonable possibility of any
further movement on that special circumstance.” Since the deadlock was 11 to 1, and
actor in the commission of the murder in the first degree, or with reckless indifference to human life and as a major participant, aided, abetted, counseled, commanded, induced, solicited, requested, or assisted in the commission of the crime of robbery or burglary which resulted in the death of a human being, namely Harvey Wolcott and/or Donald Howie. [¶] . . . [¶] In order to find a special circumstance alleged in this case to be true or untrue, you must agree unanimously.” (Former CALJIC No. 8.80.1, italics added.)
7 Jurors asked for the crime scene log, which identified the placards and their locations, defense counsel’s opening and closing statements, Josh Allen’s testimony, the murder weapon, and the pistol that was placed/left behind at the home of Randy Steen (Josh Allen’s mother’s boyfriend and the individual defendant initially identified as the killer).
8 Specifically, their note stated, “We understand the terms ‘used a firearm’ and ‘firearm’—However—would he have personally used it? In his own hands? Help us out here with this part of the definition. Some are in question.” The jury asked, “What is the difference between an allegation and a special circumstance? Should we concern ourselves with this?” On the same day, they stated, “We have decided on all counts except special circ 1, 4 ‘Lying in wait.’ We cannot come to a unanimous decision. Any suggestions?”
8 some jurors believed additional time and a review of the jury instructions may help break
it, the court stated, “[R]ather than declare a mistrial at this time on that special
circumstance, the court is inclined to send you out again.” The court indicated it would
reread CALJIC No. 8.81.5 and the jury foreperson asked for a reread of the instruction on
direct and circumstantial evidence. Following further discussion on the instructions to be
reread, defense counsel objected to “separating these instructions out” for rereading when
all the instructions are in the jury room.
The following instructions were reread: CALJIC No. 2.90, Presumption of
Innocence—Reasonable Doubt—Burden of Proof; CALJIC No. 8.80.1, Special
Circumstances—Introductory; CALJIC No. 8.81.15, Special Circumstances—Murder
While Lying In Wait; CALJIC No. 8.83, Special Circumstances—Sufficiency of
Circumstantial Evidence—Generally; CALJIC No. 8.83.1, Special Circumstance—
Sufficiency of Circumstantial Evidence to Prove Required Mental State; and CALJIC
No. 17.40, Individual Opinion Required—Duty to Deliberate. After a few hours of
deliberation, the jury submitted three more notes that informed the trial court as follows:
“We are trying hard to clear many details here—We might be able to come to some
conclusion if we listen to a few testimony read backs . . . [defendant’s] X examine
(people) portion of his testimony”; “Josh Allen testimony early on regarding ‘when gun
was altered or modified’ (time period before the Murder Robbery)”; and “Bill Breniff
testimony regarding whereabouts of David Gilbert on day of Murder/Robbery.
9 (Questioned by [the prosecutor.])” The next day, the jurors found the lying-in-wait
special circumstance true and informed the court they had reached their verdicts.
On June 3, 1994, the jury convicted defendant of all charges with true findings on
all special circumstances.
D. Defendant’s Petition for Resentencing.
On July 18, 2022, defendant filed a petition for resentencing under section 1172.6
alleging he was convicted of murder under either the natural and probable consequences
doctrine or the felony-murder doctrine and could no longer be convicted of murder
because of the changes to the law effected under Senate Bill No. 1437 (2017-2018 Reg.
Sess.) (Sen. Bill 1437). In his declaration, he stated that he is entitled to relief because
the court records “reflect that [he] was never convicted as a major participant in the
murder of both victims in this case, but only as an aider and abettor to the crimes he is
now convicted of.” The superior court summarily denied the petition on the grounds
(1) defendant admitted that “‘he alone committed the robbery and shot and killed both
men,’ during a Miranda [v. Arizona (1966) 384 U.S. 436] interview”; (2) the jury was
instructed on felony murder and lying in wait; (3) the jury’s true finding on lying in wait
“shows premeditation and deliberation”; and (4) the true finding that “defendant
intentionally killed the victim[s] while laying in wait” makes him the actual killer.
II. DISCUSSION
Defendant contends the superior court erred in denying his petition based on the
special circumstance findings without holding an evidentiary hearing. We disagree.
10 A. Applicable Law.
Section 189, as amended, limits liability under a felony-murder theory principally
to “actual killer[s]” and those who, “with the intent to kill,” aid, abet, counsel, command,
induce, solicit, request, or assist “the actual killer in the commission of murder in the first
degree.” (§ 189, subd. (e)(1), (2).) “Defendants who were neither actual killers nor acted
with the intent to kill can be held liable for murder only if they were ‘major participant[s]
in the underlying felony and acted with reckless indifference to human life, as described
in subdivision (d) of [Penal Code] Section 190.2’—that is, the statute defining the felony-
murder special circumstance.” (People v. Strong (2022) 13 Cal.5th 698, 708; see § 189,
subd. (e)(3).)
“A person convicted of felony murder . . . or other theory under which malice is
imputed to a person based solely on that person’s participation in a crime . . . may file a
petition with the court that sentenced the petitioner to have the petitioner’s murder . . .
conviction vacated and to be resentenced.” (§ 1172.6, subd. (a).) The petition must
allege the petitioner was (1) charged with one of the enumerated crimes under a theory of
felony murder or other theory under which malice is imputed to a person based solely on
that person’s participation in a crime; (2) convicted of murder, attempted murder, or
manslaughter; and (3) could not presently be convicted of murder because of changes to
sections 188 or 189 (Stats. 2018, ch. 1015, §§ 2, 3) made effective January 1, 2019.
(§ 1172.6, subd. (a)(1), (2), (3).)
11 Where the petition complies with the three requirements, the superior court
proceeds to section 1172.6, subdivision (c), to assess whether the petitioner has made
“a prima facie showing” for relief. (People v. Lewis (2021) 11 Cal.5th 952, 960.) “[T]he
prima facie inquiry . . . is limited. . . . ‘“[T]he court takes petitioner’s factual allegations
as true and makes a preliminary assessment regarding whether the petitioner would be
entitled to relief if his or her factual allegations were proved. If so, the court must issue
an order to show cause.”’ [Citation.] ‘[A] court should not reject the petitioner’s factual
allegations on credibility grounds without first conducting an evidentiary hearing.’” (Id.
at p. 971.) At the prima facie hearing, the court may consider the record of conviction.9
(Ibid.) “If the petition and record in the case establish conclusively that the defendant is
ineligible for relief, the [superior] court may dismiss the petition.” (People v. Strong,
supra, 13 Cal.5th at p. 708.)
9 The record of conviction includes jury verdicts, jury instructions, and closing arguments. (People v. Harden (2022) 81 Cal.App.5th 45, 54-56 [considering jury instructions and verdicts to determine whether defendant made prima facie showing of eligibility]; People v. Ervin (2021) 72 Cal.App.5th 90, 106 (Ervin) [considering sentencing enhancements, jury instructions, closing arguments, and verdicts at prima facie stage].) This does not include our appellate opinion. “[T]he factual summary in an appellate opinion is not evidence that may be considered at an evidentiary hearing to determine a petitioner’s eligibility for resentencing. [Citation.] If such evidence may not be considered at an evidentiary hearing to determine a petitioner’s ultimate eligibility for resentencing, we fail to see how such evidence could establish, as a matter of law, a petitioner’s ineligibility for resentencing at the prima facie stage.” (People v. Flores (2022) 76 Cal.App.5th 974, 988, fn. omitted; see People v. Clements (2022) 75 Cal.App.5th 276, 292 [“[T]rial judges should not rely on the factual summaries contained in prior appellate decisions when a section [1172.6] petition reaches the stage of a full- fledged evidentiary hearing.”].)
12 In this case, the superior court denied defendant’s petition at the prima facie stage
under section 1172.6, subdivision (c). A denial at this stage is appropriate only if the
record of conviction demonstrates that the petitioner is ineligible for relief as a matter of
law. (People v. Lewis, supra, 11 Cal.5th at p. 960.) This is a purely legal conclusion,
which we review de novo. (Id. at p. 961; People v. Harden, supra, 81 Cal.App.5th at
p. 52.)
B. Analysis.
Defendant contends that since the lying-in-wait instruction applies to both actual
killers and aiders and abettors, and the jurors never received proper instructions on
premeditation and deliberation, their true finding is not equivalent to premeditated and
deliberate murder. He further contends he is eligible for resentencing because the law at
the time of his trial allowed the jury to find him “guilty as an aider and abettor without a
finding that he aided the actual killer (as required by current law).” As we explain, we
reject his contentions.
1. Premeditation and deliberation.
The information charged defendant with murder, alleged that he personally used a
firearm (sawed-off .22 rifle), and alleged he “intentionally killed the victim[s] while lying
in wait,” within the meaning of section 190.2, subdivision (a)(15). The jury was
instructed that special circumstance lying in wait requires a finding the defendant
intended to kill and committed the murder while lying in wait. The term “‘while lying in
wait’” was defined as “waiting and watching for an opportune time to act, together with a
13 concealment by ambush or some other secret design to take the other person by surprise
[even though the victim is aware of the murderer’s presence]. The lying in wait need not
continue for any particular period of time provided that its duration is such as to show a
state of mind equivalent to premeditation or deliberation.” According to the record, the
instruction that provided the definitions of premeditation and deliberation was
withdrawn.10
Since the jurors never received proper definitions of premeditation and
deliberation, defendant contends the superior court erred in concluding “the lying-in-wait
findings necessarily reflected a conclusion that [defendant] killed with premeditation and
deliberation.” We disagree. Although the jurors were not instructed on the definitions of
premeditation or deliberation, they were instructed on the term “while lying in wait.”
This instruction made clear that the jurors could not find the special circumstance true
unless they were convinced defendant determined to kill the victims after careful
consideration, specifically, after “waiting and watching for an opportune time to act”
while simultaneously hiding his intent from them.
Moreover, courts have consistently held that a true finding on the special
circumstance allegation—proof of lying in wait—reflects a conclusion defendant killed
with premeditation and deliberation. (People v. Brown (2023) 14 Cal.5th 453, 464
[murder by lying in wait is one kind of “‘willful, deliberate, and premeditated killing’ that
10 “[The word ‘premeditation’ means considered beforehand.] [¶] [The word ‘deliberation’ means formed or arrived at or determined upon as a result of careful thought and weighing of considerations for and against the proposed course of action.]”
14 section 189 has listed as categorically ‘murder of the first degree’”]; People v. Hardy
(1992) 2 Cal.4th 86, 162 [lying-in-wait jury instruction not deficient for failing to require
independent proof of premeditation and deliberation]; People v. Sanchez (1864) 24 Cal.
17, 29 [in contexts of poison, lying in wait, and torture, the means used provide
“conclusive evidence of premeditation”].) Lying in wait “‘“[is] the functional equivalent
of proof of premeditation, deliberation, and intent to kill.” [Citation.] Thus, a showing of
lying in wait obviates the necessity of separately proving premeditation and deliberation
. . . .’ [citation] or intent to kill [citation].” (People v. Wright (2015) 242 Cal.App.4th
1461, 1496.) If a showing of lying in wait obviates the necessity of separately proving
premeditation and deliberation, it also obviates the necessity of defining these terms.
2. Aiding and Abetting
Defendant raises the question of his culpability for felony murder. He claims the
jury was not required to find, nor did it find, that he aided and abetted the actual killer.
He asserts that at the time the offenses (1991) and his trial took place (1994), section
190.2, subdivision (b), extended liability for first degree murder to anyone who aided and
abetted “any actor in the commission of murder in the first degree.” (§ 190.2, former
subd. (b); Stats. 1989, ch. 1165, § 16, effective June 6, 1990.) Conversely, under current
law, liability for a participant (not the actual killer) in the perpetration of a murder
extends only to those who, with the intent to kill, aided and abetted “the actual killer in
the commission of murder in the first degree.” (§ 189, subd. (e)(2), italics added.) Thus,
he argues that since a jury today must find that he assisted the “actual killer” rather than
15 simply “any actor,” the “lying-in-wait finding simply does not reflect a finding on the
actus reus requirement now required for conviction of murder.” (See Ervin, supra, 72
Cal.App.5th 90.) We disagree.
“A primary purpose of Senate Bill 1437 was to align a person’s culpability for
murder with his or her mens rea. [Citation.] To effectuate that purpose, Senate Bill 1437
amended . . . section 188 to state that ‘[m]alice shall not be imputed to a person based
solely on his or her participation in a crime.’” (People v. Roldan (2020) 56 Cal.App.5th
997, 1002-1003.) Section 189, in relevant part, provides that “[a]ll murder . . . that is
committed in the perpetration of, or attempt to perpetrate, . . . robbery[ or] burglary . . . is
murder of the first degree.” (§ 189, subd. (a).) Under the old felony-murder doctrine, a
defendant was liable for first degree murder if his or her accomplice killed someone
while the defendant participated in the commission or attempted commission of a
qualifying felony. The required mental state was simply the intent to commit a
qualifying felony; malice was imputed to the defendant based on his or her willingness to
commit a felony our Legislature deemed “‘“inherently dangerous to human life.”’”
(People v. Lopez (2023) 88 Cal.App.5th 566, 574 (Lopez), review den. May 31, 2023,
S279347.) However, now, under section 189, felony-murder liability is imposed when
“(1) [t]he person was the actual killer[;] [¶] (2) [t]he person was not the actual killer,
but, with the intent to kill, aided, abetted, counseled, commanded, induced, solicited,
requested, or assisted the actual killer in the commission of murder in the first degree[;
or] [¶] (3) [t]he person was a major participant in the underlying felony and acted with
16 reckless indifference to human life, as described in subdivision (d) of [s]ection 190.2.”
(§ 189, subd. (e), italics added.) Our focus is on the language in the second category of
persons.
Acknowledging the two components of felony murder—the mens rea (intent) and
the actus reus (the act), defendant’s challenge focuses on the actus reus. He asserts his
record of conviction fails to establish that the jurors found, let alone were asked to find,
that he aided the actual killer. He notes that the Ervin court “has reached precisely this
result.” According to Ervin, a finding of an act that aided the underlying felony (robbery,
burglary, etc.) is insufficient to deny a section 1172.6 petition at the prima facie stage
because section 189, subdivision (e)(2), now requires the “jury to find a defendant aided
and abetted ‘the actual killer in the commission of murder in the first degree.’” (Ervin,
supra, 72 Cal.App.5th at pp. 94-95, 106-108.) However, two cases from this district have
concluded otherwise: Lopez, supra, 88 Cal.App.5th 566, and People v. Morris (2024)
100 Cal.App.5th 1016 (Morris).11 We find their analyses more persuasive.
As we stated in Lopez, the actus reus required by section 189, subdivision (e)(2), is
an act that assists in the commission of the underlying felony or attempted felony that
results in death, not the killing itself. (Lopez, supra, 88 Cal.App.5th at pp. 577-578; see
People v. Dickey (2005) 35 Cal.4th 884, 900-901 [language used in felony-murder
special circumstance (§ 190.2, subd. (c), formerly § 190.2, subd. (b)) does not require
proof the defendant assisted in the killing themselves].) We relied on Dickey but further
11 The dissenting opinions in Lopez and Morris, agree with defendant’s analysis.
17 explained: (1) Section 189, subdivision (a), defines murder in the first degree as murder
committed in the perpetration or attempted perpetration of a qualifying felony, so
assisting in a qualifying felony in which death occurs is the same as assisting the actual
killer in committing first degree murder. (Lopez, at p. 578) (2) The purpose of Senate
Bill 1437 was to stop imputing malice to a defendant to justify a murder conviction, but a
defendant who commits a qualifying felony while harboring express malice (see § 188,
subd. (a)(3)) does not need that protection, so “there is no reason to interpret the actus
reus requirement as anything different than what the felony-murder actus reus
requirement was before Senate Bill 1437.” (Lopez, at p. 578) (3) To confine section
189, subdivision (e)(2), felony-murder liability to aiders and abettors who aided, abetted,
or assisted in the killing itself makes it “easier” to obtain a murder conviction for
defendants who harbor the less culpable state of mind of “reckless indifference to human
life than for those who acted with express malice,” since the prosecution would only have
to prove “they played a major role in the felony to be guilty of first degree murder under
section 189.” (Lopez, at p. 579)
As the People point out in the respondent’s brief, to require an aider and abettor to
have aided the actual killer in the first degree murder, as opposed to aiding the
commission of the underlying felony, would “largely read section 189, subdivision (e)(2)
out of the law by rendering it superfluous to other murder statutes. If section 189,
subdivision (e)(2) requires aiding and abetting the killing itself with the intent to kill, then
guilt under that subdivision necessarily equates to guilt as a direct aider and abettor. (See
18 People v. Prettyman (1996) 14 Cal.4th 248, 259 [defining direct aider and abettor
liability].) It would also equate to guilt of felony murder as a major participant acting
with reckless indifference to human life (§ 189, subd. (e)(3)). An intent to kill subsumes
the lesser mens rea of reckless indifference, and one who directly aids and abets a killing
committed in the course of a felony necessarily is a major participant to it. (See [People
v. Clark (2016)] 63 Cal.4th [522,] 611 [‘The ultimate question pertaining to being a
major participant is “whether the defendant’s participation in ‘criminal activities known
to carry a grave risk of death’ [citation] was sufficiently significant to be considered
‘major’ [citations]”’], quoting People v. Banks (2015) 61 Cal.4th 788, 794.) This
superfluous interpretation of section 189, subdivision (e)(2) should be avoided. (People
v. Arias (2008) 45 Cal.4th 169, 180 [courts obligated to avoid statutory interpretation that
renders provision superfluous].)”
As stated in Morris, the phrase “aiding ‘the actual killer in the commission of
murder in the first degree . . . is a legal term of art which, contrary to defendant’s
assertion, is not limited to assisting the killing itself. Although ‘murder in the first
degree’ may still be committed by an actual killer through a willful, deliberate and
premeditated act, that is not the only way. Someone who personally commits what turns
out to be the homicidal act while acting in furtherance of the common design of an
enumerated felony, would also be guilty of first degree murder as an actual killer under
the amended statutes. [Citations.] With such an act occurring in furtherance of the
underlying common design, all others who are engaged in the commission of the
19 felony—i.e., acting in furtherance of the common design—would necessarily be aiding
the killer in the commission of murder in the first degree. Thus, the actus reus required
for those possessing an intent to kill is simply aiding the underlying felony in which a
qualifying death occurs.” (Morris, supra, 100 Cal.App.5th at pp. 1025-1026.)
Notwithstanding the above, defendant argues that when there are only two
defendants, the “variance from the terms of amended section 189, subdivision (e)(2)”
would not matter, since the accomplice by definition would have aided the actual killer.
But it “is especially important in cases like this one” because defendant testified there
were three other people involved in the robbery, and the jury instructions did not require
jurors to decide whether he had aided the “actual killer.” This interpretation of the use of
the term “actual killer” defies common sense because it capitalizes on some words over
others in determining who will be culpable of felony murder. Section 189, subdivision
(e)(2) extends liability to a defendant, who was not the actual killer, “but, with the intent
to kill, aided, abetted, counseled, commanded, induced, solicited, requested, or assisted
the actual killer in the commission of murder in the first degree.” Thus, a defendant, who
possesses the intent to kill, need not engage in a more significant act vis-à-vis the killing;
rather the act, however slight, need only have “counseled, commanded, induced,
solicited, requested, or assisted” the actual killer. As we explained in Lopez, because
“[s]ection 189, subdivision (a) defines ‘murder in the first degree’ as any murder that is
‘committed in the perpetration of, or attempt to perpetrate [a qualifying felony],’” under
the terms of the statute, “assisting a qualifying felony in which a death occurs is the same
20 as assisting the actual killer in committing first degree murder, and vice versa.” (Lopez,
supra, 88 Cal.App.5th at p. 578.) Thus, regardless of the number of people who commit
the qualifying felony, each participant in the crime necessarily aids the others, the actual
killer included.
In short, we conclude that the purpose of Senate Bill 1437 was not to change the
actus reus necessary to commit felony murder as an aider and abettor acting with the
intent to kill. Rather, its purpose “was to align a person’s culpability for murder with his
or her mens rea. [Citation.] To effectuate that purpose, Senate Bill 1437 amended . . .
section 188 to state that ‘[m]alice shall not be imputed to a person based solely on his or
her participation in a crime.’” (People v. Roldan, supra, 56 Cal.App.5th at pp. 1002-
1003.)
Here, defendant is ineligible for relief as a matter of law. To be eligible for
resentencing, defendant was required to show that he “could not presently be convicted of
murder . . . because of changes to Section 188 or 189” made by Senate Bill 1437.
(§ 1172.6, subd. (a)(3).) Even if defendant had asserted in his petition that he was not the
actual killer or a direct aider and abettor of the actual killer—he did not—the jury
instructions given at his trial conclusively demonstrate he cannot make the required
showing. As instructed, defendant’s jurors could find him guilty of the special
circumstance lying in wait pursuant to section 190.2, subdivision (a)(15), only if they
found he had acted with the intent to kill—either as the actual killer of Wolcott and
Howie or, pursuant to section 190.2, subdivision (c), as a person “who, with the intent to
21 kill, aids, abets, counsels, commands, induces, solicits, requests, or assists any actor in
the commission of murder in the first degree.” As such, the record of conviction
conclusively established that defendant’s petition was meritless.
III. DISPOSITION
The postjudgment order denying defendant’s petition for resentencing under
section 1172.6 is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
McKINSTER J.
I concur:
RAMIREZ P. J.
22 [People v. David Bartlett Seidel, E080232]
MENETREZ, J., Concurring.
In 1994, a jury convicted David Bartlett Seidel on two counts of murder and
returned true findings on special circumstance allegations of lying in wait, robbery-
murder, burglary-murder, and multiple murder. (Pen. Code, §§ 187, 190.2, subd. (a)(3),
(a)(15), (a)(17); undesignated statutory references are to this code.) In 2022, Seidel filed
a resentencing petition under section 1172.6. The trial court denied the petition without
issuing an order to show cause.
Felony-murder was the only theory of murder on which Seidel’s jury was
instructed. The question presented in this appeal is whether the jury’s true finding on the
lying-in-wait special circumstance precludes Seidel from making a prima facie showing
of eligibility for relief under section 1172.6.1
Seidel contends that it does not. He points out that in finding the lying-in-wait
special circumstance true, the jury found only that, with the intent to kill, he “aided,
abetted, counseled, commanded, induced, solicited, requested, or assisted any actor in the
commission of the murder in the first degree.” (Italics added.) That finding, he argues,
does not meet the requirement under current law that, with the intent to kill, he “aided,
abetted, counseled, commanded, induced, solicited, requested, or assisted the actual killer
1 Because Seidel was convicted long before the Supreme Court’s decisions in People v. Banks (2015) 61 Cal.4th 788 and People v. Clark (2016) 63 Cal.4th 522, the jury’s true findings on the felony-murder special circumstances do not preclude him from making a prima facie showing. (People v. Strong (2022) 13 Cal.5th 698, 703.)
1 in the commission of murder in the first degree.” (§ 189, subd. (e)(2) (§ 189(e)(2)).)
(Italics added.)
In my view, Seidel’s argument is different from the argument rejected by this
court in People v. Lopez (2023) 88 Cal.App.5th 566 (Lopez). The defendant in that case
argued that because section 189(e)(2) requires that a defendant aid “the commission of
murder in the first degree,” a felony-murder defendant must perform “an act that assists
the killing itself, not just the underlying felony.” (Lopez, supra, at p. 577.) We
disagreed. (Ibid.) We noted that in People v. Dickey (2005) 35 Cal.4th 884 the Supreme
Court rejected the same argument with respect to the felony-murder special
circumstances, holding that the requirement that the defendant aid “the commission of
murder in the first degree” (§ 190.2, subd. (c)) does not mean that the defendant must aid
“‘the act of killing itself, rather than just the underlying felony.’” (Lopez, at pp. 577-
578.) Rather, the felony-murder special circumstances require only that the defendant aid
“a qualifying felony in which a death occurs.” (Id. at p. 578.) We concluded that the
parallel requirement in section 189(e)(2)—that the defendant must aid “the commission
of murder in the first degree”—must be interpreted the same way. (Lopez, at p. 578.)
Seidel’s argument is consistent with our holding in Lopez. Under Lopez, section
189(e)(2) requires that the defendant aid the underlying felony in which a death occurred;
it does not require that the defendant aid the killing act itself. (Lopez, supra, 88
Cal.App.5th at pp. 577-578.) Seidel’s argument is that the lying-in-wait special
circumstance required only that he aid any actor in committing the underlying felony in
2 which a death occurred, which does not satisfy section 189(e)(2)’s requirement that he
aid the actual killer in committing the underlying felony in which a death occurred.
Unlike the defendant in Lopez, Seidel is not arguing that section 189(e)(2) requires that
he aid the act of killing. Rather, consistent with Lopez, he is arguing that section
189(e)(2) requires that he aid the actual killer in committing the underlying felony in
which a death occurred. And he argues that the jury made no such finding, because the
lying-in-wait special circumstance required only that he aid any actor, not that he aid the
actual killer.
If section 189(e)(2) required the same mens rea as direct aiding and abetting, then
Seidel’s argument would, in my view, be meritorious. For a defendant to be a direct
aider and abettor of a particular perpetrator, the defendant must know of and share the
criminal intent of that perpetrator. (See, e.g., People v. Beeman (1984) 35 Cal.3d 547,
560 [a direct aider and abettor must “act with knowledge of the criminal purpose of the
perpetrator” and act “with the intent or purpose of facilitating the perpetrator’s
commission of the crime”]; In re Lopez (2023) 14 Cal.5th 562, 587-588; CALCRIM No.
401 [defining aiding and abetting as requiring that “[t]he defendant knew that the
perpetrator intended to commit the crime” and “intended to aid and abet the perpetrator in
committing the crime”].) Consequently, a defendant could be a direct aider and abettor
of one participant in a felony without being a direct aider and abettor of all participants in
the same felony.
3 For example, suppose that a defendant gives a gun to a confederate intending for
the confederate to use it in a robbery, but the defendant does not otherwise participate in
(and is not even present at) the robbery. If the confederate, acting without the
defendant’s knowledge, enlists a third party to participate in the robbery, then the
defendant has aided and abetted the confederate in the robbery but has not aided and
abetted the third party—the defendant knows nothing of the third party and hence knows
nothing of the third party’s criminal intent. If the third party kills someone in the course
of the robbery, then the hypothetical would seem to show that Seidel’s argument is
sound: The defendant directly aided and abetted “any actor” in the commission of the
felony in which a death occurred (§ 190.2, subd. (c)), but the defendant did not directly
aid and abet “the actual killer” in the commission of the felony in which a death occurred
(§ 189(e)(2)).
But Seidel’s argument is unsound, because section 189(e)(2) does not require the
same mens rea as direct aiding and abetting. Rather, although the actus reus of section
189(e)(2) is the same as the actus reus of direct aiding and abetting, the only mens rea
requirement in section 189(e)(2) is “the intent to kill.” That is, for a defendant to meet
the requirements of section 189(e)(2), the defendant must (1) intend to kill, and (2) do
something that aids, facilitates, encourages, or instigates the actual killer’s commission of
a qualifying felony in which a death occurs. (See CALCRIM No. 401 [defining aiding
and abetting].)
4 The same hypothetical can be used to illustrate why Seidel’s argument fails. The
defendant, with the intent to kill, gives a gun to a confederate to use in a robbery, but the
defendant does not participate further. Unbeknownst to the defendant, the confederate
enlists a third party to participate in the robbery, and the third party kills someone in the
course of the robbery. Even though the defendant knew nothing of the third party, the
defendant satisfies the requirements of section 189(e)(2): (1) The defendant had the
intent to kill, and (2) by giving the gun to the confederate, the defendant assisted the
actual killer (i.e., the third party) in committing the robbery in which the death occurred.
More generally, if a defendant does something that assists at least one participant in
committing a felony, then the defendant’s conduct assists all participants in committing
that felony. Therefore, if the actual killer was a participant in the felony, then the
defendant’s conduct has assisted the actual killer in committing the felony.
For all of the foregoing reasons, I conclude that the true finding on the lying-in-
wait special circumstance precludes Seidel from making a prima facie showing of
eligibility for relief under section 1172.6. I therefore concur in the judgment.
MENETREZ J.