People v. Scott

104 A.D.2d 667, 480 N.Y.S.2d 119, 1984 N.Y. App. Div. LEXIS 20080
Appellate Division of the Supreme Court of the State of New York·Decided September 24, 1984·Published·Cited by 13 cases

Opinion

— Appeal by defendant from a judgment of the Supreme Court, Queens County (Beldock, J.), rendered October 21, 1980, convicting him of criminal sale of a controlled substance in the second degree and criminal sale of a controlled substance in the third degree (two counts), upon a jury verdict, and imposing sentence.

Judgment reversed, on the law, and matter remitted to the Supreme Court, Queens County, for further proceedings consistent herewith. No questions of fact have been raised or considered.

On Friday, April 11,1980, defendant and counsel appeared in court and both the prosecutor and the defense stated that they were ready to proceed with the trial. For several reasons, including a shortage of potential jurors, the court’s involvement in a hearing in another matter, and other (unspecified) preliminary matters, the defendant’s trial was adjourned until after the weekend, at which time, according to the court, “actual selection of the jury” would commence. However, one prospective juror was sworn and seated in the jury box.

When court reconvened the following Monday, the defendant failed to appear. During a recess, the District Attorney’s office [668]*668and defense counsel unsuccessfully attempted to locate the defendant. After the lunch break, Justice Beldock opined that the defendant voluntarily absconded and stated that he intended to proceed with the trial in absentia. A bench warrant was issued for the defendant’s arrest, the one juror was excused, and court was adjourned until the following day. Efforts to locate the defendant continued, but to no avail. Jury selection commenced the next day, and the defendant’s trial was conducted without his presence.

A criminal defendant’s right to be present at his trial is encompassed within the confrontation clauses of the Federal and State Constitutions (US Const, 6th Amdt; NY Const, art I, § 6) and the Criminal Procedure Law (CPL 260.20). As is true of other constitutional and statutory rights, an accused may waive his right to be present at trial (United States v Tortora, 464 F2d 1202, 1208, cert den sub nom. Santoro v United States, 409 US 1063; People v Epps, 37 NY2d 343, cert den 423 US 999). However, because “the right is of a fundamental constitutional nature * * * the validity of any waiver * * * must be tested according to constitutional standards” (People v Parker, 57 NY2d 136, 140). The test is whether the defendant knowingly, voluntarily, and intelligently relinquished his known right (People v Parker, supra, p 141).

In Parker (supra, p 141), the Court of Appeals stated that, “[i]n order to effect a voluntary, knowing and intelligent waiver, the defendant must, at a minimum, be informed in some manner of the nature of the right to be present at trial and the consequences of failing to appear for trial * * * This, of course, in turn requires that defendant simply be aware that trial will proceed even though he or she fails to appear.”

The court also recognized that the record may provide a basis for implying a waiver “as a matter of law from the circumstances” (People v Parker, supra, p 141). For example, in Taylor v United States (414 US 17), cited by the Parker court, waiver was implied because the defendant absented himself voluntarily after attending the opening of his trial.. The Supreme Court explained (p 20) that “[i]t seems equally incredible to us, as it did to the Court of Appeals, ‘that a defendant who flees from a courtroom in the midst of a trial — where judge, jury, witnesses and lawyers are present and ready to continue — would not know that as a consequence the trial could continue in his absence’ ”.

The Parker court concluded that the defendant, who had disappeared prior to the commencement of her trial, did not knowingly, voluntarily and intelligently relinquish her right to [669]*669be present. The court noted that the record was “devoid of any evidence indicating that defendant was ever apprised or otherwise aware that her trial would proceed in her absence” (People v Parker, supra, p 141). Moreover, there was nothing in the record to provide a basis for implying a waiver as a matter of law from the circumstances. When she disappeared, the defendant was not, as in Taylor v United States (supra), “ ‘in the midst of a trial’ ” (People v Parker, supra, p 142), nor was she named as a defendant in a case involving multiple defendants, as in United States v Tortora (supra) (People v Parker, supra, p 142).

Similarly, in the case at bar, there is no evidence in the record that the defendant was advised that the trial would proceed in his absence, nor is there any reason to believe that the defendant was otherwise aware of such an eventuality. Though the court reminded the defendant of his responsibility to return on Monday, this reminder plainly does not satisfy the requirement stated in Parker that the accused “at a minimum, be informed in some manner of the nature of the right to be present at trial and the consequences of failing to appear for trial” (57 NY2d, at p 141). Furthermore, there is no basis in the record for implying a waiver. In our view, placing one prospective juror in the jury box “for certain procedural reasons” was not of such significance that the defendant “ ‘would * * * know that as a consequence [of his failure to return to court] the trial could continue in his absence’ ” (Taylor v United States, supra, p 20). Furthermore, assuming that the defendant did waive his right to be present, trial in absentia was not automatically authorized. “Rather, the trial court must exercise its sound discretion upon consideration of all appropriate factors, including the possibility that defendant could be located within a reasonable period of time, the difficulty of rescheduling trial and the chance that evidence will be lost * * * In most cases the simple expedient of adjournment pending execution of a bench warrant could provide an alternative to trial in absentia unless, of course, the prosecution can demonstrate that such a course of action would be totally futile” (People v Parker, supra, p 142). No evidence appears in the record that the afore-mentioned factors were sufficiently considered in determining whether or not to proceed with the trial. Under all of the circumstances, it was error for the court to proceed with the defendant’s trial, and, accordingly, the conviction must be reversed (see People v Rivera, 103 AD2d 225).

We note that although the trial was held prior to the decision in Parker (supra), we recently held in People v Rivera (supra) that Parker may be applied retroactively to cases pending on direct appeal (accord People v Thompson, 94 AD2d 898, 899-900).

[670]*670In addition to this error, other errors, as well, were committed during the course of the trial. First, the arresting officer testified that, on separate occasions, the defendant was seen driving a 1977 and 1979 Lincoln Continental. Further prosecution testimony disclosed that at least one of the Continentals was owned by the defendant. In an effort to neutralize the inference that these automobiles were purchased by the defendant from the proceeds of drug transactions, an inference which, if drawn by the jury, might impair his entrapment defense, the defense attempted to present the testimony of a bus company’s claims manager.

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People v. Scott, 104 A.D.2d 667, 480 N.Y.S.2d 119, 1984 N.Y. App. Div. LEXIS 20080 (N.Y. Ct. App. 1984).

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