People v. Schwimmer

99 Misc. 2d 980, 417 N.Y.S.2d 659, 1979 N.Y. Misc. LEXIS 2373
CourtNew York Supreme Court
DecidedJune 13, 1979
StatusPublished
Cited by1 cases

This text of 99 Misc. 2d 980 (People v. Schwimmer) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Schwimmer, 99 Misc. 2d 980, 417 N.Y.S.2d 659, 1979 N.Y. Misc. LEXIS 2373 (N.Y. Super. Ct. 1979).

Opinion

OPINION OF THE COURT

Richard W. Wallach, J.

What are the constitutional limitations of covert police activity when conducted against a charged and arraigned defendant in the absence of his counsel? And which side shall properly bear the burden of proof in justification of such a [981]*981police operation when defendant moves, as here, to suppress the damning evidence of his guilt obtained by such official stealth and cunning?

On September 19, 1977, Arun Kothari, an Indian diamond merchant, picked up a $150,000 diamond shipment at the United States Customs House in lower Manhattan and entered the subway. At the West 4th Street IND station he was attacked and robbed by three young toughs. One of the assailants was seized at the scene; his arrest led quickly to the apprehension of the two other robbers. One of these thieves turned out to be the next door neighbor of defendant Leon Schwimmer, himself a diamond dealer. Upon rather tenuous evidence connecting Schwimmer as the fingerman of the victim, the mastermind of the plot, and the potential fence of the loot, the police sought to arrest Schwimmer as a fourth culprit. When Schwimmer learned the police were looking for him, his lawyer surrendered him for arrest the following day at the District Attorney’s office on the understanding that Schwimmer was not to be questioned. This arrangement was scrupulously respected, and three days later Schwimmer was released on $25,000 bail.

At this point the case against Schwimmer was very weak— so feeble that a case against him could not even be presented to the Grand Jury. A month later, however, this situation was to undergo a dramatic change. On the evening of October 18, Schwimmer met in a car with two men whom he believed to be seasoned hit men well connected with organized crime. But these two were merely masquerading as Mafia-type hoods; one was police department informant No. 7000, and the other was undercover Police Officer Joseph Coll. The latter was armed with a concealed tape recording device, and the entire discussion was clearly recorded.

In the course of the recorded conversation, it is evident that Schwimmer was hoping to enlist two new and more reliable recruits than the fumbling trio who had botched up the West 4th Street subway robbery. With undiminished confidence in his basic criminal scheme, Schwimmer proposed to teach them how to lurk outside the Customs House, how to spot potential couriers of large diamond shipments, and how to rob them in fast and daring daylight street assaults. In the course of the meeting, some boasting as to criminal prowess took place. Unfortunately for Schwimmer, his part of this interchange included explicit reference to his full participation in the West [982]*9824th Street subway robbery, and his smug possession of over two thirds of the unrecovered loot. Understandably, this taped conversation enabled a Grand Jury on November 10, 1977 to indict Schwimmer with the crimes of robbery in the second degree and criminal possession of stolen property in the second degree. It is this taped conversation which Schwimmer now moves to suppress as illegally obtained.

The main prosecutorial barrier to use of this incriminatory tape on Schwimmer’s trial is the fact that at the time it was made, Schwimmer was represented by counsel, and counsel’s existence (although not his identity) was known to the undercover police team. It is now settled that an indicted defendant is not immunized from all police contact if it results from his attempt to commit a separate crime, arid the police involved in the second investigation are unaware of the suspect’s status in the earlier case and his representation by counsel (People v Clark, 41 NY2d 612). In Clark, defendant had been indicted in Nassau County for the armed robbery of a victim in his home, and the taking of a valuable gold coin collection. Prior to trial, defendant attempted to sell the collection through an undercover New York City police officer posing as a "fence”. The Court of Appeals sanctioned the use of the tape recorded telephone "fencing” conversations in the Nassau prosecution on the ground that the attempted sale of the stolen coins was a separate crime, and the New York City police had no knowledge of the earlier indictment. The court held that the leading New York cases which bar police access to a defendant represented by counsel to investigate the crime with which he is charged (People v Arthur, 22 NY2d 325; People v Hobson, 39 NY2d 479), have no application to the situation where the police are in good faith investigating an entirely different crime. The critical issue here is whether the admitted police knowledge of defendant’s pending criminal charge and his representation by counsel preclude the possibility of good faith. Clark would seem to answer no, and tells us that what is interdicted are "deliberate efforts by law enforcement officials to elicit incriminating statements” (supra, p 615; italics added). The exception to the summoning of counsel carved out in Clark (supra, p 615) is defined as "where the police are engaged in no such deliberate attempt but are instead pursuing a good faith investigation, neither the need nor the purpose for the rule is furthered by its application.” (Emphasis added.)

[983]*983As even more pointedly observed in Grieco v Meachum (533 F2d 713, 718), "the pendency of an indictment does not immunize a defendant from accountability for statements made in the commission of another crime, even though made to a government agent in the absence of counsel.”

Thus, attention must now focus upon the evidence adduced at the suppression hearing which would tend to establish police good faith, which in this context means the bona fide investigation of a separate crime. The proof showed that six days after Schwimmer’s arrest, the police were approached by confidential informant No. 7000 (Cl) who told them the following tale: several months earlier the Cl had been approached by one "Leon” in a Brooklyn cafeteria who proposed to finger a Brooklyn rabbi while acting as a courier of $500,000; in return Leon would divide the loot with the robber. The undercover police team, of which Coll was a member, decided to go forward with Schwimmer in a fake robbery of the Brooklyn rabbi.

It is defendant’s contention that this "new” investigation was a sham simply contrived to shore up what was still a flimsy New York complaint. In support of that claim, defendant points out that no tape recording was made of a brief initial meeting on September 28, at which the Cl introduced Coll in his underworld guise to Schwimmer, and to the additional fact that all police reports of the meeting have been lost. Defendant speculates that Coil’s testimony with respect to the innocuous character of this first meeting may well be false, and this absence of corroboration tarnishes good faith.

There is much to rebut defendant’s surmise of bad faith. Although the incident contained in the Cl’s report of the Brooklyn rabbi plot may have been six months old, the media were then ablaze with the mysterious disappearance of another diamond courier, Pincus Joralowich, who subsequently was found to have been murdered. The Cl believed and told the police that his "Leon” might have been involved with that crime — an item of information which would have galvanized any normal police organization into concerted action. Most important in demonstrating good faith is the content of the tape itself.

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Related

People v. Brooks
103 Misc. 2d 294 (New York Supreme Court, 1980)

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Bluebook (online)
99 Misc. 2d 980, 417 N.Y.S.2d 659, 1979 N.Y. Misc. LEXIS 2373, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-schwimmer-nysupct-1979.