People v. Schrader

162 Misc. 2d 789, 617 N.Y.S.2d 429, 1994 N.Y. Misc. LEXIS 445
CourtCriminal Court of the City of New York
DecidedSeptember 9, 1994
StatusPublished
Cited by1 cases

This text of 162 Misc. 2d 789 (People v. Schrader) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Schrader, 162 Misc. 2d 789, 617 N.Y.S.2d 429, 1994 N.Y. Misc. LEXIS 445 (N.Y. Super. Ct. 1994).

Opinion

[790]*790OPINION OF THE COURT

John Cataldo, J.

Defendant is charged with one count of unlawful solicitation in the subway, a violation under Rules of the New York City Transit Authority (21 NYCRR) § 1050.6 (b) (2). He seeks dismissal of the accusatory instrument upon the ground that 21 NYCRR 1050.6 (b) (2),1 which bans all begging in the New York City transit system, is violative of freedom of speech as guaranteed by New York Constitution, article I, § 8.

I. Background

The question of the constitutionality of 21 NYCRR 1050.6 (b) under the United States Constitution was previously the issue of litigation in the Federal courts in Young v New York City Tr. Auth. (729 F Supp 341 [SD NY], revd 903 F2d 146 [2d Cir], cert denied 498 US 984). In Young, a class action suit brought on behalf of the homeless, the plaintiffs sought a [791]*791preliminary injunction against the enforcement of the transit rule, asserting it infringed on their right to free speech under the First Amendment of the US Constitution.

The District Court, Judge Leonard B. Sand, relying upon the Supreme Court’s Schaumburg trilogy of cases which held that solicitation of funds by charitable organizations was protected speech activity, concluded that begging was likewise constitutionally protected speech (see, Village of Schaumburg v Citizens for Better Envt., 444 US 620; Secretary of State of Md. v Munson Co., 467 US 947; Riley v National Fedn. of Blind, 487 US 781). Furthermore, the District Court found that by virtue of the 1989 revisions to 21 NYCRR 1050.6 Ob) and (c)2 which allowed some speech activities within the transit system, including solicitation by registered charities, the New York City Transit Authority (hereinafter TA) had created a designated public forum, requiring analysis under the strict scrutiny test of Perry Educ. Assn. v Perry Local Educators’ Assn. (460 US 37). The Perry test requires that content-based restrictions on protected speech in traditional or designated public fora must serve a compelling State interest and be narrowly drawn to achieve that end. The Court concluded that the regulation was not narrowly tailored to serve the governmental interest of protecting the public from harassment and intimidation, in that the rule was not limited to aggressive beggars but totally banned passive beggars as well.

On appeal, a divided Second Circuit panel reversed (Young v New York City Tr. Auth., 903 F2d 146, supra). The Second Circuit declined to follow the analysis of begging as equal to charitable solicitations, finding instead that begging was primarily conduct. In order for conduct to receive First Amendment protection, it must convey a particularized message with a great likelihood of the message being understood by those who view the conduct. In other words, burning a flag might be conduct without any message, or it might have an expressive element, such as an antiwar message. The circumstances surrounding where, when and how the act occurred must be analyzed to determine whether a message was conveyed (see, [792]*792e.g., Texas v Johnson, 491 US 397; Spence v Washington, 418 US 405; Tinker v Des Moines School Dist., 393 US 503). The Second Circuit reasoned that merely asking for money did not amount to a message likely to be understood by the subway passengers being solicited. In order for a beggar to engage in expressive conduct conveying a particularized message necessary to obtain First Amendment protection, the court posited that the beggar would need to impart to the public a social or political message, rather than merely seeking money for his or her own needs (Young v New York City Tr. Auth., supra, 903 F2d, at 153). The court went on to state that even if begging were expressive conduct, it would only be subject to the test set forth in United States v O’Brien (391 US 367) for symbolic speech, a lesser test than that required for pure speech under Perry (supra). The O’Brien test states that governmental regulations on conduct with expressive elements are sufficiently justified if: (1) it is within the constitutional power of the government to enact the law; (2) it furthers an important or substantial governmental interest; (3) the interest is unrelated to the suppression of free expression, and (4) the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest (United States v O’Brien, supra, 391 US, at 377). The Second Circuit found the ban on begging met the O’Brien test in that it served an important governmental interest in protecting the public safety. The Second Circuit further reasoned that even under a Perry analysis, the subways were a nonpublic forum or at most a limited public forum, open only to certain groups and specified speech activities, but expressly not intended to be open to begging by individuals. Additionally, the Second Circuit held that jurisdiction did not exist in this particular case to decide the constitutionality of Penal Law § 240.35 (l)’s ban on loitering for the purpose of begging, and vacated a finding of the District Court that it violated due process under the New York Constitution.

Thereafter, the constitutionality of Penal Law § 240.35 (1) was again the subject of litigation in the Federal courts in Loper v New York City Police Dept. (802 F Supp 1029 [SD NY], affd 999 F2d 699 [2d Cir]). Penal Law § 240.35 (1) reads: "A person is guilty of loitering when he * * * [l]oiters, remains or wanders about in a public place for the purpose of begging”. The Second Circuit in Loper, in examining the constitutionality of the statute under the First Amendment, resolved the question left open by Young (supra) as to whether or not [793]*793begging was entitled to any protection under the Federal Constitution. In accordance with recent Supreme Court cases decided subsequent to its own decision in Young, definitively reaffirming the principles of the Schaumburg trilogy of cases, the Second Circuit concluded that no significant distinction could be made between begging for charity for oneself, and asking for charity for persons other than oneself (see, International Socy. for Krishna Consciousness v Lee, 505 US —, 112 S Ct 2701; United States v Kokinda, 497 US 720). Begging was found to be speech entitled to First Amendment protection, whether or not it was accompanied by any verbal message (Loper v New York City Police Dept., supra, 999 F2d, at 704). Loper determined that the total ban on begging on the streets, a traditional public forum for speech activities, failed First Amendment analysis under both the Perry strict scrutiny test, and the less restrictive test of O’Brien (supra). The stated governmental interests were insufficient to justify a total ban on begging, whether peaceful or aggressive, in all public places. Loper, however, distinguished Young, stating that its conclusion that begging could be banned in the subways remained valid under the special circumstances involved within the close confines of the transit system (Loper v New York City Police Dept., supra, 999 F2d, at 702-703).

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Bluebook (online)
162 Misc. 2d 789, 617 N.Y.S.2d 429, 1994 N.Y. Misc. LEXIS 445, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-schrader-nycrimct-1994.