People v. Scala

128 Misc. 2d 831, 491 N.Y.S.2d 555, 1985 N.Y. Misc. LEXIS 3008
CourtNew York Supreme Court
DecidedJune 20, 1985
StatusPublished
Cited by16 cases

This text of 128 Misc. 2d 831 (People v. Scala) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Scala, 128 Misc. 2d 831, 491 N.Y.S.2d 555, 1985 N.Y. Misc. LEXIS 3008 (N.Y. Super. Ct. 1985).

Opinion

OPINION OF THE COURT

Stephen G. Crane, J.

This case presents two issues. First, may a certified social worker be appointed to examine a defendant in relation to a potential defense of lack of criminal responsibility and to provide “psychiatric evidence” as defined in CPL 250.10? Second, may a certified social worker be appointed to examine a defendant and to render an expert opinion, as a “psychiatric examiner” under CPL 330.20 (15), in the determination of the current mental state of a defendant who has been found to be not responsible by reason of mental disease or defect?

STATEMENT OF THE CASE

The defendant, Matthew Scala, was originally charged with the crimes of criminal mischief, third degree (Penal Law § 145.05) and aggravated harassment, first degree (Penal Law § 240.31), class E felonies. These charges arose from his conduct [832]*832in damaging portions of a building used by The Christophers, a Roman Catholic charitable and educational organization. He also allegedly sent obscene and threatening letters to the director and other staff members of this organization. Defendant had worked for The Christophers several years ago for a few weeks.

Concerned about the defendant’s mental state and its effect on a disposition of this case, defense counsel and the Assistant District Attorney moved jointly, pursuant to CPL 390.20 (3), for an order directing a prepleading examination of defendant’s mental state.1 The court appointed Hillel Bodek, M.S.W., C.S.W., a forensic clinical social worker, to conduct this examination on a longitudinal basis2 at the Bellevue Hospital Psychiatric Prison Ward.

Mr. Bodek examined the defendant and submitted a report.3 It concludes, inter alla, that at the time he engaged in his alleged criminal conduct, Mr. Scala was “suffering from a mental disease, to wit: paranoid schizophrenia in acute exacerbation, as a result of which he lacked the substantial capacity to know and appreciate the nature, consequences and wrongfulness of his behavior.” After reviewing this report, the defendant indicated that he would interpose a defense pursuant to Penal Law § 30.05 of not responsible by reason of mental disease.4

[833]*833The People moved pursuant to CPL 220.15 (l)5 for a hearing to examine Mr. Bodek with regard to his opinion of the defendant’s mental state and criminal responsibility.6 At the hearing, I qualified Mr. Bodek as an expert with regard to the issue of the defendant’s lack of criminal responsibility by reason of mental disease.7 Based on his testimony, the People indicated that they could not at trial disprove beyond a reasonable doubt the defense of not responsible by reason of mental disease.

After defendant’s plea was accepted, he was committed in accordance with CPL 330.20 (2) to the Commissioner of Mental Health for an examination of his current mental status. The defendant was examined by Beneb Ting, M.D., and Paul Chellappa, M.D., two psychiatrists designated by the Commissioner. They both opined that the defendant suffered from a dangerous mental disorder as defined in CPL 330.20 (1) (c). Defense counsel then moved for an order authorizing an additional examination by a psychiatrist retained by the defense. That motion was granted on consent. The court, not being satisfied with the findings of the psychiatric examiners designated by the Commissioner of Mental Health, again appointed Hillel Bodek, [834]*834M.S.W., C.S.W., as a psychiatric examiner, in accordance with CPL 330.20 (15).8 Mr. Bodek reexamined the defendánt and filed another report with the court. He opined that the defendant suffered from a mental illness, as that term is defined in CPL 330.20 (1) (d), but that he did not suffer from a dangerous mental disorder.

Pursuant to CPL 330.20 (6), the court conducted an initial hearing. The People called Drs. Beneb Ting and Paul Chellappa. Each testified that the defendant suffered from a dangerous mental disorder. Defendant called his psychiatrist, Dr. Azariah Eshkenazi. He testified that although the defendant suffered from a mental disorder, he did not suffer from a dangerous mental disorder or require inpatient psychiatric treatment and could be released conditionally. The parties stipulated that the extensive report submitted by Mr. Bodek be received in evidence as an expert opinion.

At the conclusion of the hearing, the court found that the defendant did not currently suffer from a dangerous mental disorder but did currently suffer from a mental illness, as defined in CPL 330.20 (1) (d).9 Pursuant to CPL 330.20 (7), the court issued an order of conditions and an order committing the defendant to the custody of the Commissioner of Mental Health under Mental Hygiene Law article 9.

THE USE OF CERTIFIED SOCIAL WORKERS TO PROVIDE “PSYCHIATRIC EVIDENCE” (CPL 250.10)

This first issue raises several considerations.

A. Whether certified clinical social workers10 may examine defendants and provide psychiatric evidence depends on their qualifications and license.

[835]*835(1) Qualifications

It is helpful in understanding the qualifications of a clinical social worker in performing these tasks to learn what such a social worker is supposed to be.

The National Registry of Health Care Providers in Clinical Social Work 1984-1985, published by the Board of the National Registry of Health Care Providers in Clinical Social Work, adopts the definition of clinical social work composed by the National Federation of State Societies of Clinical Social Work: “Clinical Social Work Practice includes the provision of mental health services for the diagnosis, treatment and prevention of mental and emotional disorders in individuals, families and groups. Clinical Social Work practice is based on knowledge and theory of psychosocial development, behavior, psychopathology, unconscious motivation, interpersonal relationships, and environmental stress. Treatment interventions include, but are not limited to, individual, marital, family and group psychotherapy” (id., at p 2). Illuminating this definition is the registry’s description of the education required for the practice of clinical social work. “A Clinical Social Worker is an individual who has a Master’s Degree from an accredited school of social work, and whose educational preparation includes a study of psychosocial development, normal behavior, psychopathology, unconscious motivation, interpersonal relations and the effects of environmental stress, physical illness and disability. Theoretical knowledge is specifically related to direct intervention with individuals, couples, families and small groups. A field practicum is required in order to integrate theory with practice. A minimum of two years supervised clinical work beyond the Master’s Degree is required as preparation for clinical practice” (Ibid; emphasis added).

My former colleague, Benjamin Altman, J., has ruled in favor of the capacity of a certified social worker to testify as an expert with respect to a defendant’s mental capacity to proceed. Dealing with the qualifications of such an expert to diagnose mental disorders, Justice Altman wrote in People v Gans

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Cite This Page — Counsel Stack

Bluebook (online)
128 Misc. 2d 831, 491 N.Y.S.2d 555, 1985 N.Y. Misc. LEXIS 3008, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-scala-nysupct-1985.