People v. Samuels

259 A.D. 167, 18 N.Y.S.2d 532, 1940 N.Y. App. Div. LEXIS 6082
Appellate Division of the Supreme Court of the State of New York·Decided March 18, 1940·Published·Cited by 4 cases

Opinions

Johnston, J.

Defendant, who is a physician, was convicted in the Court of Special Sessions of the City of New York, County of Queens, of the crime of perjury in the second degree. In my opinion the judgment should be reversed and the information dismissed because the court did not have jurisdiction of the subject-matter. Before giving my reasons, a brief review of the statutes defining perjury and the effect of the recent amendments may be helpful.

[168]*168Prior to 1935 perjury was a crime only if committed as to “ any material matter.” (Penal Law, § 1620.) In 1935 materiality was deleted from the definition of perjury contained in subdivisions 1 and 2 of section 1620 of the Penal Law, which subdivisions cover perjury in so far as it consists of false swearing. At the same time two new sections (1620-a and 1620-b) were added, dividing the crime of perjury into two degrees, distinguished by materiality of the matter as to which perjury is committed. (Laws of 1935, chap. 632.) These two sections provide:

“ § 1620-a. Perjury in the first degree. A person is guilty of perjury in the first degree who commits perjury as to any material matter in or in connection with any action or special proceeding, civil or criminal, or any hearing or inquiry involving the ends of public justice or on an occasion in which an oath or affirmation is required or may lawfully be administered.
§ 1620-b. Perjury in the second degree. A person is guilty of perjury in the second degree who commits perjury under circumstances not amounting to perjury in the first degree.”

Perjury in the first degree and perjury in the second degree were declared to be felonies. (Penal Law, § 1633, as amd. by Laws of 1935, chap. 632.) In 1936 perjury in the second degree was changed from a felony to a misdemeanor. (Penal Law, § 1633, as amd. by Laws of 1936, chap. 93.) The 1935 amendments were enacted upon the recommendation of the Law Revision Commission. (Report, 1935, p. 229.)

Under the statute, as amended, a false statement as to an immaterial matter is also criminal. Whether the false statement is material or not is a question of law for the court. (People ex rel. Hegeman v. Corrigan, 195 N. Y. 1; People v. Barbuti, 207 App. Div. 285, 291.) Therefore, on the trial of an indictment charging first degree perjury, if the court decides the false statement was as to a material matter, the verdict must be either conviction of the crime charged or acquittal. Under such circumstances section 444 of the Code of Criminal Procedure does not apply. In fact, the district attorney does not invoke it. That section in part provides that Upon an indictment for a crime consisting of different degrees, the jury may find the defendant not guilty of the degree charged in the indictment, and guilty of any degree inferior thereto, or of an attempt to commit the crime.” Obviously that statute can have no application where, under a prosecution for perjury, the issues submitted to the jury relate only to the higher degree. In other words, as stated by the Law Revision Commission: At present the two degrees of perjury are defined as mutually exclusive, so that a conviction of perjury in the second [169]*169degree would be inconsistent with the language of the statute in a case where the matter was material.” (Report, 1939, p. 326.) It may also be noted that the Commission in 1939 recommended that the law be rephrased so that upon an indictment for first degree perjury the jury may bring in a verdict of guilty in the second degree (Report, 1939, p. 308), but its recommendation was not acted upon by the Legislature.

The first question to determine is: Does the information charge perjury in the first or second degree? It alleges that on April 28, 1938, the defendant, while testifying under oath as a witness in the County Court of Queens county, at the trial of one George Rothenberg, accused of abortion, willfully and knowingly testified falsely; that at Rothenberg’s trial it became material to inquire and ascertain whether the said defendant Lester Samuels had received any communications from George Rothenberg * * * in connection with the said abortion and the condition of one Mrs. Blake, upon whom the said abortion was performed.” The information then sets forth defendant’s testimony which it is claimed was false and which, in substance, was that he had not had a prior telephone communication with Rothenberg. It is then alleged that in truth and in fact defendant, on November 2 and November 5, 1936, before the grand jury, testified under oath that “ Rothenberg had communicated with him by telephone, in connection with said case and the abortion on Mrs. Blake.” It is further alleged that the statements made by defendant at Rothenberg’s trial were in a material matter in said action and were false and so made and sworn to by said Lester Samuels willfully and knowing at the time that the same were false.”

That the facts alleged constitute perjury in the first degree, and nothing else, is apparent. Materiality is what distinguishes first from second degree perjury. If a defendant is prosecuted for perjury in the first degree “ It must appear, either from the facts set forth * * * that the matter sworn to and upon which the perjury is assigned was material, or it must be expressly' averred that it was material, and the materiality must be proved on the trial or there can be no conviction.” (Wood v. People, 59 N. Y. 117, 121. See, also, People v. Peck, 146 App. Div. 266, 268; People v. Gillette, 126 id. 665, 672.) If the facts set forth in the information are not sufficient in themselves to show that the sworn statements alleged to be false were material, it is expressly alleged in the information that they were material.

Not only is it expressly averred that at the abortion trial it became material to ascertain if defendant had received prior communications from Rothenberg in connection with the abortion [170]*170and condition of Mrs. Blake, and that defendant’s false testimony was in a material matter, but the complete testimony of the defendant at the abortion trial was offered by the district attorney and received in evidence. Portions of the defendant’s testimony before the grand jury were also offered by the district attorney and received in evidence, as well as a signed statement made by the defendant to the district attorney and the police before the prosecution of Rothenberg was initiated. These exhibits show the materiality of defendant’s testimony at the abortion trial. The People also proved that prior to the time the defendant testified at the abortion trial, the assistant district attorney trying the case said to the defendant: You are my star witness. * * * I propose to prove the abortion through you. * * * This man [Rothenberg] has been indicted largely because of your medical testimony.” The district attorney admits that the defendant was an essential witness before the grand jury to prove that Rothenberg aborted Mrs. Blake and also to prove certain incriminating admissions made by Rothenberg. If defendant was an essential witness before the grand jury he was an equally necessary witness at the trial. In the light of the pleading and the proof it is difficult to understand the statement in the district attorney’s brief that the defendant’s false testimony at the abortion trial did not relate to the issues there involved.

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People v. Samuels, 259 A.D. 167, 18 N.Y.S.2d 532, 1940 N.Y. App. Div. LEXIS 6082 (N.Y. Ct. App. 1940).

259 A.D. 167 (People v. Samuels) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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