People v. Roraback

174 Misc. 2d 641, 666 N.Y.S.2d 397, 1997 N.Y. Misc. LEXIS 528
CourtNew York Supreme Court
DecidedNovember 18, 1997
StatusPublished
Cited by2 cases

This text of 174 Misc. 2d 641 (People v. Roraback) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Roraback, 174 Misc. 2d 641, 666 N.Y.S.2d 397, 1997 N.Y. Misc. LEXIS 528 (N.Y. Super. Ct. 1997).

Opinion

[642]*642OPINION OF THE COURT

Dan Lamont, J.

The defendant was convicted by jury verdict on August 25, 1995 of the crimes of robbery in the first degree, burglary in the first degree, burglary in the second degree, grand larceny in the third degree and petit larceny and was sentenced on October 6, 1995 as a second felony offender to consecutive indeterminate sentences of imprisonment with an aggregate term of 15 to 30 years. The Appellate Division, Third Department, by memorandum and order dated August 28, 1997, affirmed the defendant’s convictions of the crimes of robbery in the first degree, burglary in the first degree and petit larceny; and withheld decision on the remaining convictions pending the outcome of a remittal to this court to conduct a posttrial Frye hearing concerning the reliability and admissibility of Fourier Transform Infrared Spectrophotometer (hereinafter FTIR) analysis evidence and report back to the Appellate Division within 90 days.

REMEDY SOUGHT BY DEFENDANT

The defendant seeks the exclusion of FTIR analysis evidence — which evidence established that cement dust samples taken from the victims’ safe, from various locations at the crime scene including bungalows 174 and 180, and from tools recovered from the defendant’s van were all consistent with safe-lining cement which could have come from the Tybergs’ (victims) safe — upon the ground that FTIR analysis has never been determined by the courts to be generally accepted as reliable within the scientific community.

BURDEN OF PROOF

Expert testimony based on scientific principles or procedures is admissible in evidence after a scientific principle or procedure has been proved by a preponderance of the evidence to be generally accepted as reliable by the relevant scientific community.

CREDIBILITY FINDINGS

A posttrial Frye hearing was conducted before me on October 15, 1997. Dr. John A. Reffner testified for the People. His demeanor generally appeared frank and candid, and his testimony had the force and flavor of credibility. The People introduced into evidence Dr. John A. Refiner’s resume and cur[643]*643riculum vitae; a published article concerning "Infrared Microscopy and it’s Forensic Applications”; a published article coauthored by Dr. John A. Refiner entitled "A new approach to forensic analysis with infrared microscopy: internal reflection spectroscopy”; and graphs comparing the infrared spectrum of the safe cement sample with graphs of known cements including Portland Cement, building concrete, masonry cement and many known samples of safe insulation cement. Such exhibits are found reliable and worthy of consideration by the court.

On October 2, 1997, the court signed an order pursuant to County Law § 722-c authorizing defendant’s counsel to consult with an expert witness. The court at the hearing on October 15, 1997 granted the defendant until November 7, 1997 to inform the court of his intention to call an expert witness. The defendant did not call any witnesses in his behalf at the Frye hearing, and the defendant’s attorney-of-record has written the court that he does not intend to call any expert witness. Although the defendant has written the court disagreeing with his counsel’s decision and determination "that he can’t find an expert to testify on my behalf,” the court has denied the defendant’s request for new assigned legal counsel and for any further adjournment.

FINDINGS OF FACT

Dr. John A. Refiner holds a Bachelor of Science degree from the University of Akron, a Master of Science degree from the Illinois Institute of Technology, and a Doctorate degree from the University of Connecticut. He has a wealth of experience in Materials Science and Spectroscopy, Forensic Science and Microscopy. He has held several adjunct professorships over the years including his present position on the graduate faculty at the City University of New York. He is a member of various professional societies, has received many honors and distinctions, and has written or contributed to numerous articles involving Forensic Science, Microscopy, Materials Science, and Spectroscopy. Dr. Refiner currently works for Spectra-Tech, Inc., in Stamford, Connecticut, which manufactures and sells accessories for the FTIR. This court finds that Dr. Refiner is an expert in the fields of Materials Science and Spectroscopy and Forensic Science.

The Fourier Transform Infrared Spectrophotometer was developed from the base technology of an Infrared Spectrometer (IR) which was first discovered at the turn of the century. [644]*644Infrared radiation refers to the wavelengths of light that are just beyond the color red in the visible spectrum of light. Infrared radiation is absorbed by various materials in different ways. This variance in absorption is measurable by sensors contained within an IR and an FTIR as infrared radiation is passed through a sample of material. The traditional IR was little more than a prism disbursing light.

The FTIR expanded upon the IR technology with a two-way mirror device which splits the single beam of infrared light into two beams — passing one beam through the sample of material and then putting the two beams back together. The reunited beam of light now has different characteristics than it originally did based upon the absorption of various wavelengths of light by the unknown sample of material. A complex mathematical equation (named a Fourier Transform) is then applied to the wavelengths in order to separate out the intensity of each independent wavelength. The computer within the FTIR then produces a graphical representation of those wavelengths which can be compared visually and with computer aids against graphs produced by known substances.

IR machines were first used in the late 1930’s and early 1940’s to look at different kinds of synthetic rubber during World War II. After World War II, IR machines became commercially available and were improved to the current FTIR device. The witness first saw a FTIR device in 1965. The FTIR became commercially available in the mid-1970’s and has been used by the witness routinely from 1983 to today. The major improvement on the FTIR over this time period has been the speed of calculating the Fourier Transform (several hours in 1965; a minute in the mid-1970’s; milliseconds today) — such improvements in calculations being entirely due to advances in computer technology. Large resource libraries on CD-ROMS containing the graphs produced by thousands of known substances are commercially available today.

Dr. Refiner testified that the FTIR is the primary method for molecular analysis in many different areas including textiles, pharmaceuticals, forensics of trace evidence, plastics and patentability. The witness testified as to his considerable exposure to other scientists within the general field of Materials Science and Spectroscopy, as well as to scientists within the Forensic Sciences field, through teaching, professional writing, participation in professional societies and contributions to well-known authoritative texts. Dr. Refiner testified that through these associations and his past experiences, he has learned [645]*645that the FTIR is generally accepted, as reliable by both the scientific community at large and the forensic scientific community. Furthermore, Dr. Refiner is not aware of any controversy within the relevant scientific community regarding the use or reliability of the FTIR.

The defendant cross-examined Dr.

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Cite This Page — Counsel Stack

Bluebook (online)
174 Misc. 2d 641, 666 N.Y.S.2d 397, 1997 N.Y. Misc. LEXIS 528, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-roraback-nysupct-1997.