People v. Roe

177 Misc. 2d 960, 677 N.Y.S.2d 895, 1998 N.Y. Misc. LEXIS 375
CourtNew York County Courts
DecidedAugust 4, 1998
StatusPublished
Cited by4 cases

This text of 177 Misc. 2d 960 (People v. Roe) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Roe, 177 Misc. 2d 960, 677 N.Y.S.2d 895, 1998 N.Y. Misc. LEXIS 375 (N.Y. Super. Ct. 1998).

Opinion

OPINION OF THE COURT

Zelda Jonas, J.

The defendant was charged under indictment number 98027 with two counts of sexual abuse in the first degree (Penal Law § 130.65), a D violent felony, and endangering the welfare of a child (Penal Law § 260.10), an A misdemeanor. On January 23, 1998, pursuant to a plea bargain agreement, the defendant pleaded guilty, under count one to the lesser charge of sexual abuse in the second degree (Penal Law § 130.60), an A misdemeanor, and under count three to endangering the welfare of a child (Penal Law § 260.10), an A misdemeanor, in satisfaction of the indictment.

On May 11, 1998, prior to sentence, the court notified the defendant that based upon his conviction for sexual abuse in the second degree and in accordance with the public notification and disclosure provisions of the New York State Sex Offender Registration Act, commonly referred to as “Megan’s Law” (Correction Law §§ 168 — 168-v), the court intended at the time of sentence to certify the defendant as a sex offender as required by Correction Law § 168-d and to assign a risk assessment level of 3 to the defendant using override provision (iv) of the Risk Assessment Guidelines and Commentary established by the Board of Examiners of Sex Offenders (Board of Examiners) pursuant to Correction Law § 168-Z (5). The defense counsel was given the opportunity to review the presentence report prepared by the Probation Department with an attached clinical assessment from Child Abuse Prevention Behavior Associates (hereinafter referred to as CAP Behavior Associates). The matter was adjourned until May 20, 1998 to allow the defendant and his counsel to “appear and be heard,” as provided for by Correction Law § 168-d (3), regarding the risk assessment determination to be made by the court at the time of sentence which was scheduled for May 28, 1998.

[962]*962On May 20, 1998, the defendant argued that the court could not move forward with its risk assessment determination because there was no report provided to the court by the Board of Examiners. The People opposed the application upon the ground that Correction Law § 168-d does not require a report to be prepared by the Board of Examiners since the defendant was to be sentenced by the court to probation. The court concurred, and the defendant’s application was denied in its entirety.

Defense counsel further requested an evidentiary hearing with the right to present testimony from an “expert” witness, Mr. Ken Cullen, C.S.W., a certified social worker, to assist the court in determining the appropriate risk level assessment to be imposed on the defendant. The People opposed the application stating that the testimony was unnecessary.

The Sex Offender Registration Act provides that “ [i] n making the determination, the court shall review any victim’s statement and any materials submitted by the sex offender. The court shall also allow the sex offender to appear and be heard, and inform the sex offender of his right to have counsel appointed, if necessary” (Correction Law § 168-d [3]). The statute neither expressly mentions that the offender is entitled to any formal hearing, nor does it specify the offender’s right to call witnesses. Nor does the statute set forth the burden of proof to be imposed upon the defendant or the People. In fact, the statute is silent as to whether the People even have to be present at all when the court makes its determination.

Defense counsel’s request for an evidentiary hearing begs the question as to what procedures should be followed by this court, pursuant to Correction Law § 168-d (3), to ensure that the defendant’s rights to due process under the United States Constitution and the New York Constitution are not violated.

New York’s Megan’s Law

The New York State Sex Offender Registration Act (hereinafter referred to as the Act), section 2 of Laws of 1995 (ch 192), was passed on July 25, 1995 and became effective on January 21, 1996 (Correction Law §§ 168 — 168-v). The Act was modeled after New Jersey’s “Megan’s Law”, named for seven-year-old Megan Kanka, who was raped and murdered in 1994 by a twice-convicted sex offender who lived across the street from her home.

The purpose of the Sex Offender Registration Act was regulatory (Doe v Pataki, 120 F3d 1263, 1277). It required individu[963]*963ais convicted of certain listed sex offenses to register with law enforcement officials, and it authorized those officials to provide the public access to the identity, whereabouts, and background of registrants depending upon a risk level assigned to the sex offender. The legislative history of the Sex Offender Registration Act, cited by the United States Court of Appeals in Doe v Pataki (supra, at 1276-1277), stated that “ ‘community notification promotes a state interest in advancing the protection of the public * * * The public is notified so that they can be [the] “eyes and ears” [of law enforcement agencies]. The public can notify the appropriate authorities if the sex offender violates any condition of the offender’s parole or probation which would enable the authorities to intervene when a releasee’s behavior begins to pose a threat to community safety. This is extremely important given the high recidivism rate many of these offenders have and the lack of scientific evidence * * * that proves treatment programs reduce sex offender recidivism. A notified community may prevent crimes with greater attention and caution.’ ” (Emphasis supplied.)

The Act requires a sex offender, who is any person convicted of a “sexual offense” listed under Correction Law § 168-a (2) or “sexually violent offense” listed under Correction Law § 168-a (3), to register with the Division of Criminal Justice Services within 10 calendar days after being discharged from incarceration, paroled (Correction Law § 168-f [1]), or placed on probation (Correction Law § 168-d [2]). Sex offenders who were already on parole or probation as of the effective date of the Act were also required to register (Correction Law § 168-g [2]). The Second Circuit of the United States Court of Appeals has held that such registration does not violate the Ex Post Facto Clause of the United States Constitution (Doe v Pataki, supra, at 1265).

The statute also created a five-member Board of Examiners of Sex Offenders appointed by the Governor which authorized the Board to develop guidelines and procedures to assess the risk of a repeat offender and the threat posed to the public safety (Correction Law § 168-Z [5]).

The Board of Examiners developed a set of “Risk Assessment Guidelines” for determining an offender’s level of notification. The Sex Offender Registration Act: Risk Assessment Guidelines and Commentary was first issued by the Board of Examiners in January of 1996 and later revised in November of 1997. The Guidelines provide a detailed, point-based system assigning numerical values to 15 risk factors placed into four different [964]*964categories relating to current offense, criminal history, postoffense behavior, and planned release environment. A presumptive risk level of 1 (low risk), 2 (moderate risk), or 3 (high risk) is calculated for an offender by adding up the points assigned to the offender in each category. However, the Guidelines provide that the presumptive level can be departed from and a level 3 designated if any one of four overrides is found to be present by the court.

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Related

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2004 NY Slip Op 50057(U) (New York Supreme Court, Bronx County, 2004)
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286 A.D.2d 189 (Appellate Division of the Supreme Court of New York, 2001)
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Cite This Page — Counsel Stack

Bluebook (online)
177 Misc. 2d 960, 677 N.Y.S.2d 895, 1998 N.Y. Misc. LEXIS 375, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-roe-nycountyct-1998.