People v. Rodriguez

661 N.E.2d 305, 169 Ill. 2d 183, 214 Ill. Dec. 451, 1996 Ill. LEXIS 1
Illinois Supreme Court·Decided January 18, 1996·No. No. 78135·Published·Cited by 300 cases

Opinions

JUSTICE FREEMAN

delivered the opinion of the court:

Defendant, Edward Rodriguez, was tried in the circuit court of Cook County on eight counts of aggravated criminal sexual assault (Ill. Rev. Stat. 1991, ch. 38, pars. 12 — 14(a)(1), (a)(4)), one count of home invasion (Ill. Rev. Stat. 1991, ch. 38, par. 12 — 11(a)(1)), and two counts of intimidation (Ill. Rev. Stat. 1991, ch. 38, par. 12 — 6(a)(1)). The record shows that defendant entered the bedroom of the victim, a 13-year-old girl, and sexually assaulted her while brandishing a handgun and threatening her several times.

At the close of the evidence, the jury returned three general verdicts of guilty, one for each offense. The trial court sentenced defendant to consecutive 35-year prison terms on the aggravated criminal sexual assault and home invasion convictions (see Ill. Rev. Stat. 1991, ch. 38, par. 1005 — 8—4(a)), and a five-year prison term on the intimidation conviction.

The appellate court upheld defendant’s aggravated criminal sexual assault and intimidation convictions. However, the court vacated the home invasion conviction based on the doctrine of People v. King (1977), 66 Ill. 2d 551. (267 Ill. App. 3d 942.) We allowed the State’s petition for leave to appeal. (145 Ill. 2d R. 315(a).) Defendant cross-appeals. We reverse the appellate court’s vacation of the home invasion conviction, and otherwise affirm the appellate court.

DISCUSSION

State’s Appeal

The State contends that the appellate court misapplied the King doctrine to the present case. In King, this court held:

"Prejudice results to the defendant only in those instances where more than one offense is carved from the same physical act. Prejudice, with regard to multiple acts, exists only when the defendant is convicted of more than one offense, some of which are, by definition, lesser included offenses. Multiple convictions and concurrent sentences should be permitted in all other cases where a defendant has committed several acts, despite the interrelationship of those acts. 'Act,’ when used in this sense, is intended to mean any overt or outward manifestation which will support a different offense. We hold, therefore, that when more than one offense arises from a series of incidental or closely related acts and the offenses are not, by definition, lesser included offenses, convictions with concurrent sentences can be entered.” King, 66 Ill. 2d at 566.

Under King, a court first determines whether a defendant’s conduct consisted of separate acts or a single physical act. Multiple convictions are improper if they are based on precisely the same physical act. (See People v. Segara (1988), 126 Ill. 2d 70, 76-77; People v. Szabo (1983), 94 Ill. 2d 327, 350.) If the court determines that the defendant committed multiple acts, the court then goes on to determine whether any of the offenses are lesser included offenses. (See, e.g., People v. Shum (1987), 117 Ill. 2d 317, 363-64; People v. Manning (1978), 71 Ill. 2d 132, 133.) If so, then, under King, multiple convictions are improper; if not, then multiple convictions may be entered. We note — and decline — the State’s suggestion that this court abandon the King doctrine and return to its predecessor. See King, 66 Ill. 2d at 559-66.

We also note that the King doctrine applies to the present case. King speaks of multiple convictions and concurrent sentences. The sentencing provision at issue in King, section 5 — 8—4(a) of the Unified Code of Corrections, read in pertinent part:

" 'The court shall not impose consecutive sentences for offenses which are committed as part of a single course of conduct during which there was no substantial change in the nature of the criminal objective.’ (Ill. Rev. Stat. 1973, ch. 38, par. 1005 — 8—4(a).)” King, 66 Ill. 2d at 565. However, subsequent to King, the legislature has

amended this provision more than once. The version that applies to this case reads in pertinent part:

"The court shall not impose consecutive sentences for offenses which were committed as part of a single course of conduct during which there was no substantial change in the nature of the criminal objective, unless, one of the offenses for which defendant was convicted was a Class X or Class 1 felony and the defendant inflicted severe bodily injury, or where the defendant was convicted of a violation of Section 12 — 13 or 12 — 14 of the Criminal Code of 1961, in which event the court shall enter sentences to run consecutively.” (Ill. Rev. Stat. 1991, ch. 38, par. 1005— 8 — —4(a).)

In this case, Corrections Code section 5 — 8—4(a) mandated that the sentences on defendant’s aggravated criminal sexual assault and home invasion convictions run consecutively.

King should be read in the context of Corrections Code section 5 — 8—4(a) as subsequently amended. (See People v. Gilyard (1992), 237 Ill. App. 3d 8, 25-27.) Since the legislature amended the provision to mandate consecutive sentences in certain cases, the King doctrine likewise applies to those cases, in addition to those cases where concurrent sentences are imposed.

In the present case, the appellate court concluded that the aggravated criminal sexual assault offense and the home invasion offense were based on the same physical act: threatening the victim with a gun. Based on this common act, the court held that the two offenses were so interrelated that it vacated the home invasion conviction. 267 Ill. App. 3d at 953.

In determining that defendant’s conduct consisted of a single act, the appellate court applied a six-factor test: the existence of an intervening act or event; the time interval between successive parts of defendant’s conduct; the identity of the victim; the similarity of the acts performed; whether the conduct occurred at the same location; and prosecutorial intent as reflected in the charging instrument. (267 Ill. App. 3d at 953.) The appellate court enunciated this test in People v. Baity (1984), 125 Ill. App. 3d 50, and has applied it in several subsequent decisions. (E.g., People v. Crum (1989), 183 Ill. App. 3d 473, 490-91; People v. Williams (1986), 143 Ill. App. 3d 658, 665; People v. Horne (1984), 129 Ill. App. 3d 1066, 1074-75.) The Baity court gleaned these factors from various Illinois cases. Baity, 125 Ill. App. 3d at 52-54.

We do not specifically address the merits of the six-factor test enunciated in Baity. However, we caution that a court must not lose sight of the forest for the trees. The definition of an "act” under the King doctrine remains simply what this court stated in King: "any overt or outward manifestation which will support a different offense.” King, 66 Ill. 2d at 566; see People v. Dixon (1982), 91 Ill. 2d 346, 355-56; People v. Partee (1987), 157 Ill. App. 3d 231, 269-70.

Applying King to the present case, we conclude that the aggravated criminal sexual assault offense and the home invasion offense were based on separate acts. Although both offenses shared the common act of defendant threatening the victim with a gun, "[a] person can be guilty of two offenses when a common act is part of both offenses.” (People v. Lobdell (1983), 121 Ill. App.

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People v. Rodriguez, 661 N.E.2d 305, 169 Ill. 2d 183, 214 Ill. Dec. 451, 1996 Ill. LEXIS 1 (Ill. 1996).

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