People v. Riley

98 Misc. 2d 454, 414 N.Y.S.2d 441, 1979 N.Y. Misc. LEXIS 2095
CourtNew York Supreme Court
DecidedFebruary 14, 1979
StatusPublished
Cited by6 cases

This text of 98 Misc. 2d 454 (People v. Riley) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Riley, 98 Misc. 2d 454, 414 N.Y.S.2d 441, 1979 N.Y. Misc. LEXIS 2095 (N.Y. Super. Ct. 1979).

Opinion

OPINION OF THE COURT

Bernard Dubin, J.

The People move to restrict an attorney from taking notes during his representation of a witness before the Grand Jury.

On December 14, 1978 the witness herein signed a waiver of immunity and testified before a Queens County Grand Jury. He exercised his right to have counsel present pursuant to the [455]*455newly enacted CPL 190.52, which provides that an "attorney may advise the witness”. During the course of testimony, the counsel took notes of what was transpiring. At the close of such testimony the foreman of the Grand Jury asked the attorney to surrender these notes. This request was declined.

The District Attorney now advances the argument that an attorney’s role before the Grand Jury is a most limited one, restricted simply to physically sitting next to a witness and orally advising him. The People further maintain that the attorney in this case overstepped the limits of his role by taking notes of what transpired before the Grand Jury and hence request this present order of confiscation, seeking the return of these notes.

In considering this application both sides rest their contentions on the language of CPL 190.52 (subd 2). This section states: "The attorney for such witness may be present with the witness in the grand jury room. The attorney may advise the witness, but may not otherwise take any part in the proceeding” (emphasis supplied). Hence, the issue facing this court is how must the phrase "advise the witness” be interpreted in light of the facts in this case.

In construing the meaning of a statute, several elements have been traditionally considered. Among such factors are (1) the history of the statute; (2) the purposes of the statute; and (3) the language of the statute.

I. The History of the Statute

Prior to September 1, 1978 the law regarding a witness’ right to have an attorney advise him in the Grand Jury room was simplicity itself. There was no such right. A "lawyer for a witness [was] not entitled to be present in the Grand Jury room” (People v Ianniello, 21 NY2d 418, 423). The reasoning behind this exclusion was that the purpose of a Grand Jury was investigatory and not prosecutorial. In theory, the Grand Jury’s actions were not directed against any specific witness and hence no one had the right to be "represented” by counsel during its deliberation. However, with the passage of time it became apparent that in actual practice a witness might well find himself in legal jeopardy by appearing before a Grand Jury. This would be particularly true in the case of one who was a potential defendant (People v Tomasello, 21 NY2d 143) or a person who possessed a right to immunity (People v [456]*456Steuding, 6 NY2d 214). This possibility of harm led to the Court of Appeals granting a witness the right to consult with an attorney outside of the presence of a jury room on the theory that "as a matter of fairness, government ought not compel individuals to make binding decisions concerning their legal rights in the enforced absence of counsel” (People v Ianniello, supra, p 424).

Yet while this limited right to counsel assisted a Grand Jury witness, situations still arose in which a prosecutor might, inadvertently or otherwise, overstep the legitimate bounds of his office to the detriment of a witness. While this might not affect the rights of those who were granted immunity, such improper questioning could virtually entrap one who elected to testify without being granted immunity. This would be particularly so in the areas of perjury and contempt of court (cf. People v Isaacson, 44 NY2d 511; People v Tyler, 62 AD2d 136). To curb such "abuses of the Grand Jury proceedings” and avoid the possibility of using this body unfairly, the Legislature enacted the present law authorizing a waiver-witness to bring counsel into the Grand Jury room with him for the purpose of receiving advice (see, in this connection, Bellacosa, Practice Commentaries, McKinney’s Cons Laws of NY, Book 11A, CPL 190.52, 1978-1979 Pocket Part, p 84).

II. The Purpose of the Statute

In considering the purpose of the statute, this court turns to the executive memorandum set forth by the Governor on approving chapter 447 of the Laws of 1978 (McKinney’s Sess Laws of NY, 1978, p 1819). A pertinent section reads as follows (p 1820):

"Those who favor the bill believe it is required as a matter of basic fairness. They point out that witnesses who waive immunity are almost always either defendants or targets of the grand jury inquiry, and should have the benefit of effective legal counsel when they appear before the grand jury.
"Those who oppose the bill contend that the presence of an attorney will slow down or interfere with the grand jury process, and that the present law, which permits a grand jury witness to consult with his attorney outside the grand jury room, affords the witness sufficient protection.
"After considering the opinions expressed on both sides, I [457]*457am convinced by the arguments presented by the proponents of the bill that its approval is required as a matter of basic fairness, and that it will encourage public confidence in the grand jury system. Further more, I am convinced that the limited scope of the bill, the requirement that the attorney only advise the witness and not otherwise take part in the grand jury proceeding, and the power of the court to remove an attorney who acts improperly, are sufficient to insure that the effectiveness of grand jury proceedings will be not impaired.”

In analyzing the purpose of the bill, it is clear that the Legislature felt that as a matter of fundamental fairness a man should not go into battle unarmed and hence, directed that a waiver-witness should not go into the Grand Jury room without the protection of effective legal counsel. However a further reading of the statement also shows that this assistance is limited to the extent of: (1) the presence of counsel; (2) the fact that the attorney may only advise his witness; and (3) may not otherwise take part in Grand Jury proceedings. In addition, it might be noted that such representation should not interfere with the deliberations of the Grand Jury or slow down its process.

III. The Language of the Statute

The salient phrase relied upon by both sides to establish their contentions is "to advise the witness”. Unfortunately, this language is susceptible of rather broad interpretation or as the practice commentary (p 85) with charming (and possibly prophetic) understatement phrases it, this part of the statute is "[n]ot so clear and very likely to evolve as a bit of a problem”. In determining the construction and interpretation of phrases, section 234 of Statutes (McKinney’s Cons Laws of NY, Book 1) indicates that as a guiding principle "[dictionary definitions may be useful as guide posts in determining the sense with which a word was used in a statute, but they are not controlling.”

The court therefore first turns to Black’s Law Dictionary ([rev 4th ed], p 74), and finds that its meaning of the word "advise” indicates "[t]o give an opinion or counsel, or recommend a plan or course of action; also, to give notice”.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Archie
28 Misc. 3d 617 (New York Supreme Court, 2010)
People v. Biro
171 Misc. 2d 165 (New York County Courts, 1996)
People v. Smays
156 Misc. 2d 621 (New York Supreme Court, 1993)
People v. Chandler
121 A.D.2d 644 (Appellate Division of the Supreme Court of New York, 1986)
Lief v. Hynes
98 Misc. 2d 817 (New York Supreme Court, 1979)

Cite This Page — Counsel Stack

Bluebook (online)
98 Misc. 2d 454, 414 N.Y.S.2d 441, 1979 N.Y. Misc. LEXIS 2095, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-riley-nysupct-1979.