People v. Ricco

437 N.E.2d 1097, 56 N.Y.2d 320, 452 N.Y.S.2d 340, 1982 N.Y. LEXIS 3425
CourtNew York Court of Appeals
DecidedJune 15, 1982
StatusPublished
Cited by61 cases

This text of 437 N.E.2d 1097 (People v. Ricco) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Ricco, 437 N.E.2d 1097, 56 N.Y.2d 320, 452 N.Y.S.2d 340, 1982 N.Y. LEXIS 3425 (N.Y. 1982).

Opinions

OPINION OF THE COURT

Fuchsberg, J.

We have heretofore held that prior inconsistent statements, though secured in disregard of constitutional safeguards, nevertheless may be admitted to impeach the credibility of a defendant who chooses to take the stand to testify in contradiction of the contents of the flawed statements (People v Washington, 51 NY2d 214, 220; People v Wise, 46 NY2d 321, 329; People v Kulis, 18 NY2d 318 [denial of arrestee’s request to see a lawyer]; see Harris v New York, 401 US 222; see US Const, 5th, 6th, 14th Arndts; NY Const, art 1, § 6). We now hold that, without more, such statements may not be used, directly or indirectly, to establish the People’s case. Because this standard was not followed, there must be a new trial.

The issue confronts us in the context of defendant Anthony Ricco’s appeal from an order of the Appellate Division, which affirmed a judgment entered on a jury verdict pronouncing him guilty of two counts of murder and four counts of robbery, all stemming from a string of “stickups” in which the then 21-year-old defendant engaged during an eventful week in February, 1975. The statements in question were made in the course of two interrogations conducted by a New York City detective, Eugene Grogan. On each occasion, the questioning proceeded in the absence of counsel despite the fact that Ricco already had been arrested and then identified at a lineup at which a lawyer [324]*324had appeared on his behalf.1 Of particular interest on this appeal is the fact that Grogan later was to testify that, in these conversations, the defendant implicated a friend, Ralph C err ato, in the commission of the crimes. According to the detective, this Ricco did, while interspersing his conversation with a statement that he was “hearing voices”, by volunteering, among other things, that it was this friend who had provided him with a gun and had engineered the at-gunpoint seizure of a Chevrolet Corvette used in their marauding adventures, by furnishing Cerrato’s description and by offering to help the officer find him.

The defense essentially was one of insanity (Penal Law, § 30.05). In its support, at the trial Ricco and his mother took the stand to help describe a life which from early childhood had been beset, among other things, by early paternal loss, serious physical and mental malaise, the loss of an eye, clashes with the law, imprisonment, psychiatric hospital treatment, learning difficulties, constant dependence on medication and, most pointedly, delusions. The most bizarre of the latter was defendant’s alleged persistent belief that microwaves emitted from orbiting space vehicles which bore the monogram of Howard Hughes, the eccentric billionaire businessman, exercised so direful a control over behavior of those on earth that, for instance, Ricco had urgently tried to protect his young daughter from this force by attempting to have a plutonium plate implanted in her head.

As applied to one of the killings of which he stands convicted, that of a hotel clerk, Ricco’s testimonial description of the delusional experience to which he ascribes it is graphic. In his words, shortly after experiencing a headache, pains in his eyes, blurred vision and dizziness, he and the clerk “got into an argument”, at which time Ricco heard a ringing in his ears, saw the clerk’s “aura” and “noticed the flicks in his eyes” and then “[t]old him, I says, I want to know if the people that come here are under the influence of the machine. He looked at me. He got mad. He [325]*325says, get out of here. I’m going to kill you. He was shaking a pencil at me. * * * Alonzo [one of Ricco’s cohorts] was talking to Ralphie. * * * He had a gun in his left hand”. Ricco then goes on to relate how he grabbed the gun by the cylinder and the clerk told him to leave, whereupon Ricco responded, “Leave what? I said: Why should I leave? * * * I wanted to know if the people that were there had any information about the machine”. To this he adds that there was an ensuing scuffle, during which the gun went off twice, whereupon “[the clerk] stopped. His whole body just disappeared. * * * I don’t know what happened. I was, you know, concerned with what was going on between me and the robot. * * * The ringing in my ears got louder, his aura started changing. I was watching his aura. It started getting redder. * * * I wasn’t paying attention. I was watching the body change its color. The aura stopped. The ringing in my ears stopped”.

It was against all this background that six of seven qualified psychiatrists called by the defense expressed the opinion that Ricco was not criminally responsible for his actions. For its part, the prosecution apparently was intent on establishing that defendant’s claim that he was obsessed with the delusions on which his psychiatric experts relied was feigned. Its theory was that the acts with whose commission the defendant was charged, if compelled by genuine aberrations of the kind with which his mind was allegedly preoccupied, would be expected to be accompanied by a sense of righteousness and self-justification completely at odds with the defendant’s attempt to heap blame on another.

However, because, as we only recently reaffirmed, “ ‘[o]nce an attorney enters the proceeding, the police may not question the defendant in the absence of counsel unless there is an affirmative waiver, in the presence of the attorney, of the defendant’s right to counsel’” (People v White, 56 NY2d 110, 117, quoting People v Arthur, 22 NY2d 325, 329; see People v Hobson, 39 NY2d 479), the exclusionary rule precluded the People from offering Ricco’s statements regarding the Cerrato connection as evidence-in-chief on the People’s own case.

[326]*326But this did not mean that the statement could not serve other evidentiary purposes. As indicated at the outset of this opinion, once the defendant elected to testify, the People could, and indeed here did, resort to it on cross-examination in an effort to impeach his credibility. To paraphrase Oregon v Hass (420 US 714, 722), “[a] shield provided by [failure to respect the right to counsel] is not to be perverted to a license to testify inconsistently, or even perjuriously, free from the risk of confrontation with prior inconsistent utterances”. As it turned out, the confrontational questions put for this purpose, framed as they were in terms of whether the defendant “remembered” the conversation, drew no more than the noncommittal answer, “I do not believe so”.

On the same rationale, it also was proper for the prosecution to then call Detective Grogan on rebuttal. Needless to say, as with all evidence introduced restrictively, the jury should have been so advised. Here no limiting instructions were requested and none were deliv3red, the only objection voiced being that it went beyond the material delivered to the defendant pursuant to People v Rosario (9 NY2d 286, 289). Nevertheless, though this abjection did not focus on the deprivation of the right to counsel, the effect of the trial court’s ruling was to foreclose further protest, including any request for limiting instructions. Accordingly, the People’s contention that the issue was not preserved is unavailing (cf. People v Carmine A., 53 NY2d 816; People v Samuels, 49 NY2d 218; People v Ermo, 47 NY2d 863).

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Bluebook (online)
437 N.E.2d 1097, 56 N.Y.2d 320, 452 N.Y.S.2d 340, 1982 N.Y. LEXIS 3425, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-ricco-ny-1982.