People v. Prince

43 Cal. App. 4th 1174, 51 Cal. Rptr. 2d 138, 96 Cal. Daily Op. Serv. 2018, 96 Daily Journal DAR 3382, 1996 Cal. App. LEXIS 262
CourtCalifornia Court of Appeal
DecidedMarch 25, 1996
DocketA067920
StatusPublished
Cited by7 cases

This text of 43 Cal. App. 4th 1174 (People v. Prince) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Prince, 43 Cal. App. 4th 1174, 51 Cal. Rptr. 2d 138, 96 Cal. Daily Op. Serv. 2018, 96 Daily Journal DAR 3382, 1996 Cal. App. LEXIS 262 (Cal. Ct. App. 1996).

Opinion

Opinion

STEIN, J.

The People appeal an order dismissing the information charging William Lawrence Prince with several offenses, including the manufacture, and possession for sale of methamphetamine. (Health & Saf. Code, §§ 11379.6, 11378.) The court found that criminal prosecution was barred, under the double jeopardy clause, because in separate civil forfeiture proceedings the court had granted the government’s motion for entry of default after Prince failed to answer. Prince filed a motion to set aside the defaults, and all further proceedings in the civil forfeiture cases were stayed until the conclusion of the criminal case.

Facts

On April 19, 1993, the district attorney filed four forfeiture complaints in Mendocino County Superior Court pursuant to former Health and Safety Code section 11488.4, subdivision (a), 1 each of which named Prince as the real party in interest. The first complaint, No. CV 66860, sought forfeiture of $2,250 and various weapons and equipment; the second, No. CV66861, of itemized stereo components; the third, No. CV66862, of assorted computer equipment; and the fourth, No. CV66863, of video equipment. Each of the complaints alleged that the property was seized during a March 8, 1993, search of Prince’s residence, and that the items to be forfeited were “proceeds or purchased with proceeds from violations of sections 182 of the California Penal Code [and] 11379.6, 11378, & 11379 of the Health and Safety Code.” The first forfeiture complaint also alleged, in the alternative, that certain security equipment and a generator were forfeitable pursuant to section 11470, subdivision (b) because they were used to facilitate the manufacture of methamphetamine (§ 11379.6), and that the firearms were also forfeitable pursuant to section 11470, subdivision (d)(2) because they *1177 were possessed during multiple violations, including sections 11377, 11378, and 11379.6. 2 Each complaint alleged that all of Prince’s personal property had been sold by a landlord in January 1991 to satisfy back rent obligations. Cash receipts found at Prince’s residence showed that at approximately that same time Prince began purchasing chemicals and labware from a known supplier to methamphetamine manufacturers. Prince had no apparent source of legitimate income, yet cash receipts were found in his residence reflecting expenditures of approximately $250,000 over the preceding three years.

On July 1, 1993, the court granted motions for entry of default on each of the forfeiture complaints. Prince subsequently moved to set aside the default judgments, alleging that he had filed a claim listing his home address, but did not receive notice of the forfeiture because he since had moved to county jail. 3 On August 24, 1993, the court, pursuant to a stipulation, continued Prince’s motion to vacate default in the forfeiture actions until the conclusion of his criminal case which had been filed the previous day.

The information charged Prince with manufacturing methamphetamine while armed with a firearm (§ 11379.6, subd. (a); Pen. Code, § 12022, subd. (c)), possession of ephedrine with intent to manufacture methamphetamine (§ 11383, subd. (c)), possession of methamphetamine for sale while armed with a firearm (§ 11378; Pen. Code, § 12022, subd. (c)), and possession of codeine. (§ 11350, subd. (a).) Prince pleaded not guilty.

On November 16, 1994, after allowing Prince to amend his plea to add a plea of once in jeopardy, the court presiding over the criminal case granted his motion to dismiss the information on the ground that the civil forfeiture proceedings imposed punishment for his criminal conduct, and therefore further criminal prosecution was barred by the double jeopardy clause. The People filed a notice of appeal that same day.

Analysis

The double jeopardy clause is one of the “least understood and, in recent years, one of the most frequently litigated provisions of the Bill of Rights.” *1178 (Whalen v. United States (1980) 445 U.S. 684, 699 [63 L.Ed.2d 715, 728-729, 100 S.Ct. 1432] (dis opn. by Rehnquist, J.).) The United States Supreme Court has stated that “. . . the Double Jeopardy Clause protects against three distinct abuses: a second prosecution for the same offense after acquittal; a second prosecution for the same offense after conviction [hereinafter “successive prosecution”] and multiple punishments for the same offense [hereinafter “multiple punishments”].” (United States v. Halper (1989) 490 U.S. 435, 440 [104 L.Ed.2d 487, 496, 109 S.Ct. 1892].) 4

“A decade ago, the law was clear that civil forfeitures did not constitute ‘punishment’ for double jeopardy purposes. In United States v. One Assortment of 89 Firearms, 465 U.S. 354 [79 L.Ed.2d 361, 104 S.Ct. 1099] (1984), the Supreme Court held that the claimant’s prior acquittal on criminal charges did not bar a subsequent action for forfeiture under 18 U.S.C. § 924(d). Applying the test set forth in United States v. Ward, 448 U.S. 242, 248 [65 L.Ed.2d 742, 749, 100 S.Ct. 2636] (1980), the Court concluded that Congress intended forfeiture to be ‘a remedial civil sanction.’ 89 Firearms, 465 U.S. at p. 363 [79 L.Ed.2d at pp. 368-369]. Accordingly, it held that the Double Jeopardy Clause did not apply.” (U.S. v. $405,089.23 U.S. Currency (9th Cir. 1994) 33 F.3d 1210, 1218, opn. mod. on den. rehg. (9th Cir. 1995) 56 F.3d 41, cert. granted sub nom. U.S. v. Ursery (1996)_U.S._[133 L.Ed.2d 707, 116 S.Ct. 762].)

The decisions of the Supreme Court in United States v. Halper, supra, 490 U.S. 435, and Austin v. United States (1993) 509 U.S. 602 [125 L.Ed.2d 488, 113 S.Ct. 2801] have, however, raised questions concerning the application of the double jeopardy clause when the government first obtains a criminal conviction and later seeks forfeiture of proceeds of illegal transactions that also gave rise to the criminal convictions, or conversely, attempts to criminally prosecute a defendant, after obtaining a judgment of civil forfeiture. The issue is now pending before the United States Supreme Court in U.S. v. $405,089.23 U.S. Currency, supra,

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Bluebook (online)
43 Cal. App. 4th 1174, 51 Cal. Rptr. 2d 138, 96 Cal. Daily Op. Serv. 2018, 96 Daily Journal DAR 3382, 1996 Cal. App. LEXIS 262, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-prince-calctapp-1996.