People v. Price

553 N.E.2d 760, 196 Ill. App. 3d 321, 143 Ill. Dec. 53, 1990 Ill. App. LEXIS 457
Appellate Court of Illinois·Decided March 30, 1990·No. 3-89-0341 through 3-89-0344 cons.·Published·Cited by 12 cases

Opinion

JUSTICE LUND

delivered the opinion of the court:

On February 24, 1989, the circuit court of Peoria County, following the earlier pleas of guilty but mentally ill to four distinct offenses of forgery (Ill. Rev. Stat. 1987, ch. 38, par. 17—3) by defendant Richard Price, Jr., sentenced defendant to two concurrent three-year prison terms, to be followed by two more concurrent three-year prison terms. Defendant now appeals, alleging: (1) his convictions should be reversed-due to an attorney conflict of interest; (2) he was improperly admonished prior to his guilty plea; and (3) he was improperly sentenced to consecutive sentences.

Defendant was an attorney at the time the criminal offenses took place, and all the offenses involved abuse of his professional capacity. He was originally charged in four separate criminal cases. Pursuant to negotiations, on January 3, 1989, defendant pleaded guilty but mentally ill (Ill. Rev. Stat. 1987, ch. 38, par. 6—2(c)) to one forgery count in each case, and all other charges were dismissed.

The factual basis presented for the pleas established that, in each case, defendant represented the victims in either personal injury or worker’s compensation cases. In each case, defendant settled the claims, forged the victims’ signatures to release forms and settlement checks, and kept the money. Three offenses took place in the spring and summer of 1987, and one offense took place in 1985. The amounts involved were $25,000, $12,000, $2,500, and $21,311.50. Also, the psychiatric evidence showed that several experts diagnosed defendant as suffering from a major affective disorder, bipolar type, also known as manic depression, and a narcissistic personality disorder.

A sentencing hearing was conducted on February 24, 1989. After hearing the State’s and defendant’s evidence and reviewing copious medical reports, the court found that consecutive sentences were necessary to protect the public from further criminal conduct by defendant. Accordingly, the court sentenced defendant to two concurrent three-year prison terms, to be followed by two more concurrent three-year prison terms. Defendant filed a motion to withdraw his guilty plea which, following a hearing, was denied. This appeal followed.

Defendant first asserts that his guilty pleas should be vacated, due to an attorney conflict of interest. At all times, defendant was represented by Peoria County public defender Thomas Penn. However, on November 12, 1987, due to Penn’s unavailability, assistant public defender Kenneth Lyons appeared. At that time, only two cases had been filed. The hearing involved a motion for handwriting exemplars, to which defendant did not object, and an arraignment on a new misdemeanor charge. This was Lyons’ only contact with the case. He was, subsequently, elected Peoria County State’s Attorney, and took office in December 1988. Defendant maintains the fact that Lyons earlier represented him, and then was State’s Attorney at the time he pleaded guilty, is a conflict of interest.

At the hearing to withdraw his guilty plea, defendant testified he spoke with Lyons in detail about his cases and possible pending cases. However, later, he stated he spoke with Lyons 10 minutes before the hearing and about one minute after. He also stated he believed Lyons would not take office until January 20, 1989, when the President was inaugurated.

Lyons testified he had a number of other cases during the court call in question. He did not talk to defendant earlier because defendant had arrived late. Lyons said they never discussed any of the case. He explained he was only covering for Penn and was told everything had been agreed to. He also never talked about the merits of the case with Penn. Once he became State’s Attorney, he had no involvement with the case, relying on the assistants who had prosecuted the case throughout.

Penn testified Lyons was called to cover for him because he was out of town, and the hearing involved an unobjected-to motion for written exemplars. He never spoke to Lyons about any of the particulars of the case. He never spoke with Lyons about the case after the election. He remembered defendant mentioning the election to him and asking if he thought Lyons’ election would be helpful, since Lyon had been Penn’s assistant.

The evidence also showed the Peoria County public defender’s office is a decentralized office. The assistants are all involved in their own private practices and only get cases as they are assigned to them. While they will sometimes cover routine court hearings for each other, they almost never work together on cases or share information about them.

Defendant, in making his argument, relies on People v. Gerold (1914), 265 Ill. 448, 107 N.E. 165, and People v. Curry (1971), 1 Ill. App. 3d 87, 272 N.E.2d 669. He notes these cases hold that once a defendant has been represented by counsel, counsel cannot later prosecute the defendant on these same acts. However, these cases are distinguishable from the present one by their facts.

In Gerold, the prosecuting attorney had represented the defendant for several years prior to the indictment and had discussed the various items which eventually became part of the criminal charge. In Curry, the prosecuting attorney seeking to revoke defendant’s probation had been defense counsel when defendant was placed on probation.

The underpinning of these holdings is counsel’s ethical obligation and professional responsibility to guard the confidences and secrets of his client. (Gerold, 265 Ill. at 478, 107 N.E. at 177; Curry, 1 Ill. App. 3d at 90, 272 N.E.2d at 672.) Thus, it is the possible divulgence or use of information given counsel in confidence that is the evil to be guarded against. As the Gerold court stated:

“An attorney cannot be permitted to assist in the prosecution of a criminal case if by reason of his professional relations with the accused he has acquired a knowledge of the facts upon which the prosecution is predicated or which are closely interwoven therewith.” (Emphasis added.) Gerold, 265 Ill. at 478, 107 N.E. at 177.

As can be readily seen, the present case is markedly different, factually. Lyons only appeared at one routine hearing, when an unobjected-to order was entered and defendant was arraigned on a new charge. Lyons and Penn never discussed any of the details of the case. While defendant testified he did discuss the details of the case with Lyons, we observe that Lyons denied this and, according to defendant, this conversation lasted, at most, 10 minutes prior to court. Thus, defendant’s assertion is questionable. Once Lyons became State’s Attorney, he was not involved in the case and, in fact, testified he knew little about the particulars. The plea was consummated within 30 days of Lyons being placed in office and was handled by the same prosecutors throughout. We do not believe, due to these differences, that Gerold and Curry are applicable and, therefore, conclude that no conflict of interest exists.

Further, we observe the record establishes defendant knew of Lyons’ assuming the State’s Attorney’s position and that defendant was hopeful this would be beneficial to him.

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People v. Price, 553 N.E.2d 760, 196 Ill. App. 3d 321, 143 Ill. Dec. 53, 1990 Ill. App. LEXIS 457 (Ill. Ct. App. 1990).

553 N.E.2d 760 (People v. Price) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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