People v. Pierre

140 Misc. 2d 623, 533 N.Y.S.2d 170, 1988 N.Y. Misc. LEXIS 328
CourtCriminal Court of the City of New York
DecidedMay 20, 1988
StatusPublished
Cited by13 cases

This text of 140 Misc. 2d 623 (People v. Pierre) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Pierre, 140 Misc. 2d 623, 533 N.Y.S.2d 170, 1988 N.Y. Misc. LEXIS 328 (N.Y. Super. Ct. 1988).

Opinion

OPINION OF THE COURT

Michael A. Gary, J.

The defendant is a 69-year-old man who has never been arrested before. He is charged by misdemeanor complaint with the crimes of sexual abuse in the second degree (Penal Law § 130.60), and unlawful imprisonment in the second [624]*624degree (Penal Law § 135.05), solely on the basis of the allegations of an 11-year-old child. He moves for the dismissal of the accusatory instrument on two grounds. First, defendant contends the signature on a corroborating affidavit by the 11-year-old complainant cannot convert the complaint into an information, citing CPL 60.20 (2), which provides that a child less than 12 may not testify under oath unless the court is satisfied s/he understands the nature of the oath. Defendant therefore concludes from CPL 60.20 (2) that "a child under twelve cannot sign an affidavit which is a sworn document”. Alternatively, defendant argues that the People failed to follow the procedure set forth in People v King (137 Misc 2d 1087 [1988]).

Further, defendant concludes that since the complaint has not been converted to an information, pursuant to CPL 60.20 and People v King (supra), all the time that has elapsed in this proceeding should be charged to the People for speedy trial purposes.

The People, in their response, claim that the supporting deposition of the 11-year-old child is sufficient in that it complies with CPL 100.20 and 100.30 (1) (d), the form notice verification section. The People also urge this court to refrain from following People v King (supra). They argue that the court in King incorrectly relied on CPL 60.20 for its decision, since this statute refers to a child’s capacity to testify as a witness under oath, not to a child’s ability to subscribe and verify a supporting deposition. The People contend that it is only the provisions of CPL article 100 which govern complaints, informations, and supporting depositions and that no distinction is made there between persons under or over age 12, i.e., that "Article 100 is age-neutral”.

Alternatively, the People request that if this court is inclined to follow King (supra), defendant’s motion to dismiss should still be denied and the People should have an opportunity to question the complainant in the presence of the court to determine whether she understands the nature of her (form notice) verification.

The issue presented by the parties is whether a child witness under 12 years of age can convert a misdemeanor complaint into an information by signing a deposition containing a form notice warning which meets the requirements of CPL 100.20 and 100.30 (1) (d). The court, sua sponte, raises the broader issue as to whether any witness under 16 years of age [625]*625can, by following the above-described procedure, convert a complaint into an information.

JURISDICTIONAL REQUIREMENTS OF AN INFORMATION

CPL 100.40 (1) (c) and 100.15 (3) require nonhearsay allegations of fact to constitute an information. The strict nature of this requirement "lies in the unique function that an information serves under the statutory scheme established by the Criminal Procedure Law.” (People v Alejandro, 70 NY2d 133, 137 [1987].) Unlike being charged by felony complaint, the defendant has no preliminary hearing or Grand Jury to examine the facts and to determine from them whether there was reasonable cause to believe that the defendant committed the offense charged. An information is the sole instrument upon which the defendant is prosecuted. It is precisely for this reason that only nonhearsay factual allegations will be sufficient to form the basis for the prosecution (People v Alejandro, supra; cf., Matter of Parks, 78 Misc 2d 281 [1974] [CPL does not apply to Family Court juvenile delinquency proceedings where complainant who signed the petition is less than 12 years of age]; see also, Matter of Mann, 137 Misc 2d 940 [1987]).

Often, the misdemeanor complaint, as drafted, is an information. More often, it must be "converted” into an information by some verification of the facts alleged (CPL 100.30). Until this is done, the People cannot properly answer ready for trial (see, CPL 30.30).

Historically, verification was closely monitored by the courts. Section 148 of the Code of Criminal Procedure, which prior to September 1, 1971 set the requirements for verification, only allowed for supporting depositions to be sworn to before the court. The rationale behind the rule appears to have been "to afford a court opportunity to examine the complaint on a charge to prevent, inter alia, hearsay becoming the basis for criminal prosecution.” (People v Minuto, 71 Misc 2d 800, 803 [1972].) A review of the legislative history of CPL 100.30, which replaced Code of Criminal Procedure §§ 148, 150-a and 150-b, shows that it was meant to liberalize and expand the methods of verifying an accusatory instrument to achieve a salutary goal. As noted in the Staff Comment to CPL 100.30 by the Temporary Commission on Revision of the Penal Law and Criminal Code (1970): "Relaxing the procedure to allow police officers and witnesses to have [626]*626the verification performed in the stationhouse, and in fact to authorize verification without actual oath, should be of immense aid in speeding up the criminal process and should save many hours of both police and private citizen time.”

A further expansion of the verification procedure occurred with the 1984 amendment of CPL 100.30 to add paragraph (e) of subdivision (1) allowing for the swearing of a supporting deposition before a notary public. Once again, the change in procedure was motivated by a desire to reduce inconvenience to witnesses and to speed up the process.

While the Legislature has moved significantly to expand the ease with which a misdemeanor complaint may be verified, it has also recognized the potential for abuse presented by these new methods. Concomitant with the expansion of the methods of verification in the Criminal Procedure Law, the Legislature undertook an expansion of the perjury provisions of the Penal Law. (See, People v Campbell, 48 Misc 2d 144, 146 [1965].) The potential sanction of criminal prosecution is thought to make reliable a deponent’s statements and thus deems the filing of such deposition sufficient to convert the complaint. An oath, or its equivalent, taken under these circumstances by someone capable of affirming in this manner, is sufficient to verify the facts alleged.

In this particular case, the People filed with the Clerk of Part AP-3 (off calendar) the supporting deposition of the complaining witness — an 11-year-old girl. This form notice verification states that she has read the accusatory instrument and that the facts in the accusatory instrument furnished by her are true upon her personal knowledge. This supporting deposition also states that "False statements made herein are punishable as a Class A misdemeanor pursuant to section 210.45 of the Penal Law.” At the bottom, the deposition bears the child’s signature.

Section 210.45 of the Penal Law, making a punishable false written statement, reads as follows: "A person is guilty of making a punishable false written statement when he knowingly makes a false statement, which he does not believe to be true, in a written instrument bearing a legally authorized form notice to the effect that false statements made therein are punishable.”

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Cite This Page — Counsel Stack

Bluebook (online)
140 Misc. 2d 623, 533 N.Y.S.2d 170, 1988 N.Y. Misc. LEXIS 328, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-pierre-nycrimct-1988.