Filed 8/24/15 P. v. Perez CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D065837
Plaintiff and Respondent,
v. (Super. Ct. No. SCS266889)
CHRISTIAN JASON PEREZ,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Theodore
M. Weathers, Judge. Affirmed.
Ava R. Stralla, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Julie L. Garland, Assistant
Attorneys General, Peter Quon, Stacy Tyler and Lise S. Jacobson, Deputy Attorneys
General, for Plaintiff and Respondent. A jury convicted Christian Jason Perez of attempted robbery (Pen. Code,1
§§ 644/211; counts 1 through 3) and found true allegations he committed the attempted
robbery of count 3 "for the benefit of, at the direction of, or in association with a criminal
street gang with the specific intent to promote, further, or assist in criminal conduct by
gang members." (§ 186.22, subd. (b).) The trial court ordered defendant to serve 365
days in local custody with credit for 300 days plus 300 days of section 4019 credits, and
ordered him to pay various fines and fees. It suspended imposition of sentence and
placed defendant on probation for five years. On appeal, defendant raises instructional
error, contending the court violated his state and federal due process and fair trial rights
by (1) instructing the jury with the prosecutor's proffered pinpoint instruction concerning
an eyewitness identification expert's testimony; (2) improperly denying his request for a
curative instruction relating to CALCRIM No. 358 regarding a defendant's out-of-court
statements; and (3) instructing the jury with CALCRIM No. 315 that it could consider a
witness's level of certainty when evaluating eyewitness identification. Defendant
additionally contends the trial court erred by admitting into evidence an irrelevant and
prejudicial photograph of one of his friends. We affirm the judgment.
1 Statutory references are to the Penal Code unless otherwise specified. Because one of the assailants is named Ruben Perez, we refer to Christian Perez as defendant throughout. 2 FACTUAL AND PROCEDURAL BACKGROUND
Count 3 Attempted Robbery
On February 6, 2013, Ivan Gonzalez and his brother Jonathan Escobar were
preparing to use a pay phone by a fast food establishment in National City when three
men pulled up in a gold vehicle. The passengers displayed gang signs, flipped off
Gonzalez, and said, "Old Town National City." In return, Gonzalez flipped them off and
waived them away. The vehicle immediately pulled over and the men approached
Gonzalez and proceeded to punch and kick him while another instructed the men to get
Gonzalez's wallet. Escobar interceded, grabbing a knife from one of the men. The men
then left in the car, one of them yelling, "This is Old Town." Gonzalez sustained injuries
to his face and body.
Responding police obtained a description and partial license plate number of the
assailant's vehicle and determined it was a gold Infiniti registered to Ruben Perez. The
day after the robbery, police showed Gonzalez and Escobar a photographic lineup
containing a two-year-old photo of Ruben Perez; Gonzalez picked two photos, one of
which was Ruben Perez's, and told police it was "between these two, but I think it's this
one," indicating Ruben Perez. Gonzalez told police he thought the man was fatter or
chubbier at the time. Escobar selected the same two photographs, and also told police he
was leaning toward Ruben Perez's photo. Escobar described the driver and rear
passenger as Hispanic. He told police the vehicle's driver was maybe six feet tall and 190
pounds with a mustache; the front seat male passenger was 19 or 20 years old, five feet
11 inches tall, and 180 pounds; and the rear passenger was 18 or 19 years old, five feet
3 nine inches tall, and 120 to 130 pounds with a shaved head and goatee. According to
Escobar, the front seat passenger had slicked back black hair, a "bulldog" look to his face,
and a scar or mark on one cheek.
An employee of the fast food establishment who had seen the robbery also
selected Ruben Perez's photograph, saying, "I think this is him, but he's chunkier." She
described the three assailants as Hispanic men between the ages of 18 and 25. Two were
chubby and between five feet five inches and five feet six inches tall, and the third was
"skinny and a little shorter." One of the men was bald.
Officers contacted Ruben Perez, who used the gang moniker "Slaughter," and
found clothing and other items with gang-associated logos. They also investigated Ruben
Perez's known contacts and found a November 9, 2012 field interview report indicating
Ruben Perez was with defendant and defendant's brother and that Ruben Perez was a
friend. The report described defendant as five feet nine inches tall, and 203 pounds.
Defendant has two moles underneath his left eye and left cheek area. Officers prepared a
photo lineup with defendant and showed it to Gonzalez, who handed the photograph of
defendant to the officer and confidently said, "This is the guy." He told the officer that
defendant was the front seat passenger. That same day, an officer contacted defendant.
Defendant had Ruben Perez's tattoo parlor's business card in his wallet, as well as a gang-
related ink drawing containing the words "Grudge Lowk." Defendant's right pinky
knuckle was red with recent swelling, and he had the word "Grudge" tattooed on his left
foot.
4 At trial, though both Escobar and Gonzalez acknowledged pointing to and
initialing defendant's photo for police, neither could identify defendant as one of the
assailants.
Counts 1 and 2 Attempted Robberies
On August 25, 2013, Evandare Aganon and Renmel Leones, both stationed in the
Navy, had been out for drinks and food and were walking in National City to their motel
when two Hispanic men approached them. One of the men, who Aganon described as
five feet 11 inches tall and chubby with short hair, walked in front of Aganon and told
him to empty his pockets. Aganon kept walking but the man then threw him to the
ground. The other man, who Leones identified at trial as defendant, moved in front of
Leones and demanded he empty his pockets. When Leones told him to go away,
defendant punched Leones in the face. Leones flagged down a police car. A witness to
the assault that night was able to direct responding officers to the car driven by the
assailants, a gold Infiniti later found to be registered to Ruben Perez. The hood of the car
was warm to the touch and its keys were left in the ignition.
Later that morning, an officer showed Leones two photographic lineups, one
including a photograph of Perez and the other containing defendant's photo. Leones
identified defendant, telling the officer he was "100 percent sure" he was the person.
Leones initialed the photograph and wrote "100 percent" on its side. Leones could not
identify anyone in the other photographic lineup containing Ruben Perez's photo. Police
arrested defendant in August 2013, telling him he was under arrest for attempted robbery.
Though the arresting officer did not give defendant any details about the crime, according
5 to the officer's report defendant responded that it wasn't him, and that "he doesn't even go
to National City anymore."
Gang Evidence as to Count 3
The People presented a National City police officer to testify about criminal street
gangs and the Old Town National City (OTNC) street gang in particular. He opined that
Ruben Perez was an OTNC member, but defendant was merely a "hang-around:"
someone who follows the gang lifestyle but is not committed to any gang. Responding to
hypothetical questions, the officer testified that a person participating in circumstances
similar to the count 3 attempted robbery would be performing those acts for the benefit
of, or done in association with, the OTNC gang with the intent to promote, further or
assist criminal activity by the gang members.
Defense Evidence
Defendant testified at trial that he did not consider Ruben Perez a friend; that he
had met him about 10 to 15 times before. Defendant said he was with Ruben Perez in
November 2012 because he was visiting his brother at the house of defendant's longtime
friend, Ignacio Cervantes, and Perez happened to be there. Ruben Perez gave defendant
his business card after they talked about tattooing. Defendant denied being with Ruben
Perez on February 6, 2013, or ever being inside his car. Defendant testified that on the
day he was arrested for the February 2013 offense, his pinky finger was swollen because
of a prior car accident injury. He also denied any involvement in the August 2013
attempted robberies, claiming he was asleep at the time. Defendant denied being with
Ruben Perez or being in National City that morning. According to defendant, the same
6 two officers who had arrested him in February came to arrest him for the August 2013
incident, so he said to them, "You guys again? I don't even go to National City."
Defendant testified he thought the officers were arresting him in August for the February
case.
Psychologist Mitchell Eisen, an expert on eyewitness memory and suggestibility,
testified that stress or trauma can affect one's attention, perception or memory of an
event, as well as a person's estimation of time. He explained that when a person is given
more things to think about, known as increased "cognitive load," that cognitive load can
lead to problems with attention, perception and memory. Dr. Eisen testified that in
general, memory is better and more complete the closer in time to the event; that a steep
drop-off in recall occurs in the first hours and days afterwards, then it plateaus and
degradation becomes less over time. Also, as time passes, a person is exposed to more
information that might cause him or her to change their memory. Dr. Eisen testified that
research showed people tend to commit to their identification of an offender, and that
when someone commits to a picture, he or she comes to see that person as the perpetrator
whether correct or not. According to Dr. Eisen, mistaken identifications could be made
with the same degree of confidence as accurate identifications, and thus it is difficult to
tell the difference between two well-meaning people who are both 100 percent confident
in their choice of the perpetrator, though one is mistaken and one is not. Dr. Eisen
testified that he did not interview any of the witnesses in the case and it would not have
helped because he was not testifying that anyone had a good or bad memory, or was right
or wrong. He explained that "the jurors are in the best position to do that."
7 DISCUSSION
I. Instructional Error
A. General Principles Regarding Jury Instructions
" 'It is settled that in criminal cases, even in the absence of a request, the trial court
must instruct on the general principles of law relevant to the issues raised by the
evidence. [Citations.] The general principles of law governing the case are those
principles closely and openly connected with the facts before the court, and which are
necessary for the jury's understanding of the case.' " (People v. Diaz (2015) 60 Cal.4th
1176, 1189.) A court may also have a duty to give instructions requested by the parties,
but it may properly refuse a proffered instruction "if it incorrectly states the law, is
argumentative, duplicative, or potentially confusing [citation], or if it is not supported by
substantial evidence." (People v. Moon (2005) 37 Cal.4th 1, 30; see People v. Boyce
(2014) 59 Cal.4th 672, 706.) In reviewing challenges to a jury instruction as incorrect,
we evaluate the instructions given as a whole, not in isolation. (People v. Moore (2011)
51 Cal.4th 1104, 1180.) If the instruction is ambiguous, we look to whether there is a
reasonable likelihood the jury misunderstood and misapplied the instruction. (Ibid.)
If a court instructs the jury with an incorrect statement of law, a defendant's failure
to object or request clarifying or corrective language does not forfeit an appellate
challenge to that instruction, if the defendant's substantial rights are affected. (People v.
Smithey (1999) 20 Cal.4th 936, 976-977, fn. 7; People v. Barker (2001) 91 Cal.App.4th
1166, 1173; see § 1259 ["The appellate court may . . . review any instruction given, . . .
8 even though no objection was made thereto in the lower court, if the substantial rights of
the defendant were affected thereby"].)
B. Prosecutor's Pinpoint Instruction Regarding Eyewitness Expert's Opinion
At some point during the trial,2 a juror submitted the following note: "If a witness
was to identify a suspect in a photo line-up a day after the event and a year later came to
court and is asked if they recognize anyone in court and they say no. [Sic.] Which would
you take as a more accurate answer."
During the jury instruction conference, the prosecutor proposed a pinpoint
instruction relating to Dr. Eisen's testimony. Defense counsel objected that the topic of
the instruction was adequately covered by other instructions, but later limited her
objection to the instruction's second sentence, which told jurors they were not to
speculate about whether the expert held an opinion regarding any of the identifications in
that case or what his opinion might be. Observing that the jury had expressed an interest
in Dr. Eisen's opinion, but that Dr. Eisen had avoided giving an opinion about his belief
as to the accuracy of the witnesses' identifications, the court agreed to give the
instruction, ruling it did not incorrectly state the law or unnecessarily highlight Dr.
2 The juror's note is filed stamped March 13, 2014, the day before Dr. Eisen testified, but the parties dispute the accuracy of that date stamp. During the jury instruction conference, the prosecutor sought to make a record that the note was given on Friday, March 14, 2014, while Dr. Eisen was testifying. Defense counsel did not correct that statement. There is no indication in the record that the court answered the juror's question.
9 Eisen's testimony.3 The court later modified the instruction slightly. It instructed the
jury with CALCRIM No. 226 regarding credibility of witnesses, CALCRIM No. 315
regarding eyewitness identification testimony, and CALCRIM No. 332 regarding expert
testimony,4 then gave the pinpoint instruction as follows: "Expert testimony has been
presented regarding factors which may affect an eyewitness identification. You are not to
speculate as to whether the expert holds an opinion regarding the accuracy of any of the
eyewitness identifications in this case or what such opinion might be. [¶] You may give
the testimony of the expert whatever weight you find it to be entitled. As jurors, you may
decide the extent to which such testimony is to be applied to the eyewitness
identifications in this case."
Defendant contends the court erred by instructing the jury with the proffered and
later modified pinpoint instruction. He argues the instruction was unnecessary in that the
3 In part, the court stated, "I don't think I would have given it but for the juror's question. Clearly, the jury is thinking about the opinions of the expert."
4 The court instructed the jury with CALCRIM No. 332 as follows: "Witnesses were allowed to testify as experts and to give opinions. You must consider the opinions, but you are not required to accept them as true or correct. The meaning and importance of any opinion are for you to decide. [¶] In evaluating the believability of an expert witness, follow the instructions about the believability of witnesses generally. In addition, consider the expert's knowledge, skill, experience, training and education, the reasons the expert gave for any opinion, and the facts or information on which the expert relied in reaching that opinion. You must decide whether information on which the expert relied was true and accurate. You may disregard any opinion that you find unbelievable, unreasonable, or unsupported by the evidence. [¶] An expert witness may be asked a hypothetical question. A hypothetical question asks the witness to assume certain facts are true and to give an opinion based on the assumed facts. It is up to you to decide whether an assumed fact has been proved. If you conclude that an assumed fact is not true, consider the effect of the expert's reliance on that fact in evaluating the expert's opinion." 10 juror's question was not directed at Dr. Eisen's testimony, and even if it was, it "singled
out" and undermined Dr. Eisen's testimony because CALCRIM No. 332 covered the
subject, and Dr. Eisen had already testified that his opinion did not matter but it was for
the jury to judge the accuracy of the eyewitnesses' testimony. Defendant also contends
the instruction violated his constitutional rights to due process and a fair trial because it
"improperly targeted the essence of [Dr. Eisen's] testimony as to identification and
memory," causing "irreparable damage" to his identity defense.
Defendant's contention, in substance, is that the pinpoint instruction was
cumulative or duplicative. We concede that a court may refuse a proposed instruction if
it is duplicative of other instructions. (People v. Lucas (2014) 60 Cal.4th 153, 285.)
However, no other instruction informed the jury that it was not permitted to speculate
about whether Dr. Eisen, the designated eyewitness identification expert, had an opinion
about any of the witnesses' believability. Irrespective of whether the juror submitted the
note before or during Dr. Eisen's testimony, the jury plainly sought outside input on the
accuracy of some of the identification testimony in this case, so the court properly
instructed the jury that it should not speculate about Dr. Eisen's opinion in that regard.
We disagree the pinpoint instruction undermined Dr. Eisen's testimony.
Defendant points to his counsel's objection that the instruction foreclosed the jury from
using the information Dr. Eisen provided to them as to factors that may impact an
eyewitness identification. But in our view, the pinpoint instruction cannot in any way be
reasonably interpreted as telling the jury to disregard Dr. Eisen's testimony about memory
and identification. Rather, the instruction correctly stated the law in circumstances when
11 an expert testifies about psychological factors affecting eyewitness identification, and
declines to express opinions about particular witnesses at trial. (See People v. McDonald
(1984) 37 Cal.3d 351, 361-362, 370-371, overruled on other grounds in People v.
Mendoza (2000) 23 Cal.4th 896, 910, 914.) McDonald recognized that an expert witness
on identification may not seek to take over the jury's task of judging credibility or tell the
jury that any particular witness is or is not truthful or accurate, but he or she may
"inform[ ] the jury of certain factors that may affect such an identification in a typical
case; and to the extent that it may refer to the particular circumstances of the
identification before the jury, such testimony is limited to explaining the potential effects
of those circumstances on the powers of observation and recollection of a typical
eyewitness." (McDonald, at pp. 370-371.) The jurors retain the power and duty to judge
the credibility and weight of all testimony in the case. (Id. at p. 371.) Considering the
instructions given in this case as a whole, particularly as to the jury's power and duty to
judge the credibility and weight of all testimony including eyewitness testimony, we
conclude they were correct, and defendant has not shown error by the giving of the
pinpoint instruction.
B. Defendant's Request for a Curative Instruction Relating to CALCRIM No. 358
1. Background
The trial court instructed the jury with an adapted version of CALCRIM No. 358
as follows: "You have heard evidence that the defendant made an oral or written
statement before the trial. You must decide whether the defendant made any such
statements in whole or in part. If you decide that the defendant made such a statement,
12 consider the statement along with all the other evidence in reaching your verdict. It is up
to you to decide how much importance to give to the statement. [¶] Consider with
caution any statement made by the defendant tending to show his guilt unless the
statement was written or otherwise recorded."
During closing arguments, the prosecutor discussed defendant's alleged statement
to police, "I don't go to National City anymore," pointing out defendant denied saying
that but one of the arresting officers heard it and recorded the statement in his report. In
the defense closing argument, counsel responded to that point, telling the jury that
CALCRIM No. 358 instructed jurors to consider a defendant's statements tending to
show his guilt with caution unless the statement is written or otherwise recorded.
Defense counsel argued, "They don't mean written in a police report, a hearsay document
you don't even get . . . to look at. They are talking about written or recorded, like audio-
record[ed], video-recorded, or written in his words. And you don't have any of that."
The prosecutor in rebuttal argued that the instruction did not say audio- or video-recorded
but only "recorded," and that the jury should "[c]onsider the source of who claims he
didn't make that statement."
After the jury retired to deliberate, defense counsel raised the issue with the trial
court, stating she felt the prosecutor had misstated the law in her argument about the
defendant's statement being recorded by the officer: "[The prosecutor's] argument that
they can consider the officer's recording of [defendant's] statement as evidence of his
guilt per [CALCRIM No.] 358 is an incorrect statement of the law. I mean, cases talk
about the fact that it's the defendant's writing or the defendant's recorded statement, not
13 [¶] . . . [¶] someone else's. It's a guard against hearsay. And the guard against hearsay,
with regard to the defendant's having written it or said it on his own, or being audio-
recorded while saying it, is the fact that, you know, the jury can see it in his own writing,
or they will see him on a tape or an audio recording making the confession. [¶] But . . .
arguing that the officer recorded it in his report, which is hearsay and not in front of
them, or that he recorded it in some writing and now can testify to it, and they can use
that as [CALCRIM No.] 358—I think that's an improper statement of the law."
At the court's invitation, defense counsel the next morning proposed the following
curative instruction: "Consider with caution any statement made by the defendant
tending to show his guilt unless the statement was written by the defendant or otherwise
recorded by the defendant in his own words." The court declined to give the instruction,
stating it did not believe it was necessarily a correct statement of the law. Defense
counsel then proposed the court advise the jury that the "written or otherwise recorded"
phrase did not include being recorded in a police report. The court again declined,
observing the jury was entitled to give the defendant's statement whatever weight it
wanted, and that defense counsel had argued the jurors should not consider it.
2. The Law Pertaining to a Defendant's Out-of-Court Admissions
At the time of defendant's trial, the law provided that when evidence is admitted
establishing that the defendant made an oral admission, the court must instruct the jury
sua sponte that evidence of a defendant's unrecorded, out-of-court oral admissions should
be viewed with caution. (People v. McKinnon (2011) 52 Cal.4th 610, 679; People v.
14 Slaughter (2002) 27 Cal.4th 1187, 1200 (Slaughter).)5 "The purpose of the cautionary
language . . . is to assist the jury in determining whether the defendant ever made the
admissions. [Citations.] For this reason, the cautionary language is inapplicable to
defendant's recorded admissions." (McKinnon, at p. 679.) Thus, in Slaughter, the court
stated that "this cautionary instruction should not be given if the oral admission was tape-
recorded and the tape recording was played for the jury." (Slaughter, at p. 1200; see also
People v. Linton (2013) 56 Cal.4th 1146, 1197.)
Characterizing his proposed instruction as a "pinpoint" instruction, defendant
contends that by refusing his requested instruction modifying CALCRIM No. 358, the
court impermissibly validated the police officer's written rendition of his statement and
"the jury was ultimately instructed it need not view [his] out-of-court statement with
caution since the statement was recorded by a police officer in the police report, a
hearsay document rather than with safeguards in place by appellant's own writing or, as
noted, via an audio or video recording." He states that "although it may not be the law
that the word recorded in CALCRIM No. 358 envisions a situation in which a
defendant's statement is either audio- or video-recorded or written by the defendant
himself, such an interpretation would flow logically from the scenario at hand ensuring
due process and a fair trial." According to defendant, because the testimony about his
statement was conflicting, the court's refusal to instruct was federal constitutional error
5 During defendant's appeal, the California Supreme Court abrogated Slaughter and held that a court should provide such an instruction only upon request. (People v. Diaz (2015) 60 Cal.4th 1176, 1190-1191.) 15 requiring reversal under Chapman v. California (1967) 386 U.S. 18, but requires reversal
under either Chapman or the state standard of People v. Watson (1956) 46 Cal.2d 818
(Watson).
The People respond that where a statement is contemporaneously transcribed, it
meets Slaughter's standards. They continue that even if the court erred by refusing the
instruction, there was no prejudice under the appropriate Watson standard as the absence
of a curative instruction does not render a trial fundamentally unfair. According to the
People, any error would be harmless because the court instructed the jury with
CALCRIM No. 358; the parties' closing arguments did not conflict with that instruction
but even if they did, the court told the jury it was to follow the court's instructions;
defendant's statement merely showed consciousness of guilt for one robbery and was not
a direct admission of criminal liability; and ample evidence apart from the statement
established defendant's guilt.
We view as dispositive defendant's admission concerning the state of the law as
to the word recorded in CALCRIM No. 358. We have found no authority, and defendant
cites none, that requires or limits the type of recording referred to in CALCRIM No.
358's cautionary language to audio or video recordings, or written recordings by the
defendant. If the law does not support defendant's requested clarification of CALCRIM
No. 358, the trial court did not err by refusing it. But we agree with the People that
defendant has not demonstrated prejudice in any event, which we assess under the
standard for state law error, that is, "whether it is reasonably probable the jury would
have reached a result more favorable to defendant had the instruction been given."
16 (People. v. Diaz, supra, 60 Cal.4th at p. 1195; accord, People v. Dickey (2005) 35 Cal.4th
884, 905 ["The standard of review for erroneous failure to give the cautionary instruction
is 'the normal standard of review for state law error: whether it is reasonably probable the
jury would have reached a result more favorable to defendant had the instruction been
given' "].)
Here, there is no indication that defendant was prevented from presenting his
theory regarding how the jury should view his out-of-court statement. His counsel
argued that in keeping with CALCRIM No. 358, the jury was still required to view his
alleged inculpatory statement with caution, and that did not change because a police
officer wrote it down. (See People v. Gutierrez (2002) 28 Cal.4th 1083, 1144-1145 [if
failure to give pinpoint instruction was error, it was harmless because nothing in the
given instructions precluded jury from adopting the defense theory, which was fully
covered in counsel's argument]; People v. Franco (2009) 180 Cal.App.4th 713, 720
[when assessing claim of instructional error, appellate court considers the record as a
whole, including arguments of counsel].)
Additionally, even setting aside defendant's statement, the jury heard persuasive
evidence of his guilt: the officers who administered the photographic lineups testified
about the victims' certainty about their identification of defendant as the assailant, and the
jury obviously credited those identifications. Finally, the court provided the jury with
other instructions that bear on the jury's assessment of defendant's out-of-court statement,
including CALCRIM Nos. 226 and 315 regarding the credibility and believability of
witnesses and eyewitnesses. (See People v. Diaz, supra, 60 Cal.4th at p. 1196.) Those
17 instructions advised the jurors to consider how well the witness could see and hear and
how well the witness was able to remember and describe what happened. There is no
reason to believe the jury would have discredited the officer's testimony regarding
defendant's statement had the trial court given his proposed instruction. We conclude it is
not reasonably probable defendant would have received a more favorable verdict had the
court given the instruction. While defendant presented a conflicting version of his
statement, we conclude in any event it is not reasonably probable that giving the modified
cautionary portion of CALCRIM No. 358 would have affected the jury's resolution of the
conflict given the state of the evidence and the instructions the court in fact provided.
(See Diaz, supra, 60 Cal.4th at p. 1195.) For all of these reasons, defendant has not
shown prejudice.
C. Instruction with CALCRIM No. 315
Defendant contends the trial court erred when it instructed the jury with
CALCRIM No. 315 regarding how it should evaluate eyewitness testimony.6 In
6 CALCRIM No. 315 reads: "You have heard eyewitness testimony identifying the defendant. As with any other witness, you must decide whether an eyewitness gave truthful and accurate testimony. [¶] In evaluating identification testimony, consider the following questions: [¶] • Did the witness know or have contact with the defendant before the event? [¶] • How well could the witness see the perpetrator? [¶] • What were the circumstances affecting the witness's ability to observe, such as lighting, weather conditions, obstructions, distance, [and] duration of observation[, and ________ ]? [¶] • How closely was the witness paying attention? [¶] • Was the witness under stress when he or she made the observation? [¶] • Did the witness give a description and how does that description compare to the defendant? [¶] • How much time passed between the event and the time when the witness identified the defendant? [¶] • Was the witness asked to pick the perpetrator out of a group? [¶] • Did the witness ever fail to identify the defendant? [¶] • Did the 18 particular, he challenges that portion of the instruction telling the jury it may evaluate the
witness's certainty in making the identification, arguing research has shown that a
witness's certainty has little correlation with the accuracy of his or her identification.
Defendant acknowledges that both the California and United States Supreme Courts have
approved the use of the witness's certainty as a factor in evaluating eyewitness
identification. (People v. Johnson (1992) 3 Cal.4th 1183 [approving CALJIC No. 2.92,
the predecessor to CALCRIM No. 315]; Neil v. Biggers (1972) 409 U.S. 188.) However,
he maintains Johnson did not consider whether the certainty factor violated the state or
federal Constitutions. He also maintains that since Biggers was decided, other state
courts (State v. Guzman (Utah 2006) 133 P.3d 363; State v. Long (Utah 1986) 721 P.2d
483; Brodes v. State (Ga. 2005) 614 S.E.2d 766; Commonwealth v. Santoli (Mass. 1997)
680 N.E.2d 1116) have questioned the validity of the certainty factor.7 Defendant points
out that Dr. Eisen testified about some of these studies, but despite this research, "in
retaining the certainty element in CALCRIM No. 315, California clings to an outdated
notion and instructs juries that a witness who is certain of his or her identification is
witness ever change his or her mind about the identification? [¶] • How certain was the witness when he or she made an identification? [¶] • Are the witness and the defendant of different races? [¶] • [Was the witness able to identify other participants in the crime?] [¶] • [Was the witness able to identify the defendant in a photographic or physical lineup?] [¶] • [________.] [¶] • Were there any other circumstances affecting the witness's ability to make an accurate identification? [¶] The People have the burden of proving beyond a reasonable doubt that it was the defendant who committed the crime. If the People have not met this burden, you must find the defendant not guilty."
7 We decline to consider these cases, as we are not bound to follow out-of-state decisions. (Episcopal Church Cases (2009) 45 Cal.4th 467, 490.) 19 likely to be correct." Thus, he argues, where a case hinges on eyewitness identification
as does this case, the instruction violates due process.
We elect to consider defendant's contention even though he did not object or
suggest any modification to CALCRIM No. 315. (People v. Smithey, supra, 20 Cal.4th at
pp. 976-977, fn. 7; § 1259.) "Ascertaining whether claimed instructional error affected
the substantial rights of the defendant necessarily requires an examination of the merits of
the claim—at least to the extent of ascertaining whether the asserted error would result in
prejudice if error it was." (People v. Andersen (1994) 26 Cal.App.4th 1241, 1249; see
People v. Ngo (2014) 225 Cal.App.4th 126, 149; People v. Milosavljevic (2010) 183
Cal.App.4th 640, 646.)
Nevertheless, we reject his contentions under settled California Supreme Court
authority approving the instruction with its certainty factor, to which we are bound.
(Auto Equity Sales, Inc. v. Superior Court (1962) 57 Cal.2d 450, 455.) The California
Supreme Court long ago decided People v. McDonald, supra, 37 Cal.3d 351, and in that
case acknowledged the very scientific proposition that defendant advances: that "the
majority of recent studies have found no statistically significant correlation between
confidence and accuracy." (Id. at p. 369.) Thus, the court was plainly aware of such
studies when four years later it approved CALCRIM No. 315's predecessor instruction,
which included a certainty factor. (People v. Wright (1988) 45 Cal.3d 1126 [CALJIC No.
2.92 "should be given when requested in a case in which identification is a crucial issue
and there is no substantial corroborative evidence"].)
20 The California Supreme Court later rejected a direct challenge to the instruction's
certainty factor in People v. Johnson (1992) 3 Cal.4th 1183, finding no error in the
eyewitness certainty instruction despite the fact that the defense had presented expert
testimony "without contradiction" at trial that "a witness's confidence in an identification
does not positively correlate with its accuracy." (Id. at p. 1231.) And more recently in
People v. Ward (2004) 36 Cal.4th 186, the high court rejected the defendant's contention
that the trial court erred by declining to modify the level-of-certainty factor in the
instruction to better reflect the scientific principles concerning certainty, stating the court
had no duty to sua sponte modify the instruction in such a manner and rejecting the
defendant's constitutional challenges. (Id. at pp. 213-214.) As stated, we are bound by
the decisions of our state Supreme Court. Additionally, we observe that the U.S.
Supreme Court has not altered its position on the certainty factor; in Perry v. New
Hampshire (2012) ___ U.S. ___ [132 S.Ct. 716, 724-725 & fn. 5], the court continued to
refer to the factors set out in Neil v. Biggers, supra, 409 U.S. 188, including the certainty
factor, as properly considered in evaluating the reliability of eyewitness identifications.
In short, defendant provides no basis to conclude the trial court erred by giving
CALCRIM No. 315 with its certainty factor.
We observe the reading of the certainty factor in CALCRIM No. 315 did not
foreclose or limit defendant's closing argument as to the credibility of the victims'
identifications. The instruction also identified other factors on which defense counsel
relied—the witness's opportunity to observe the perpetrator of the act and the stress to
which the witness was subjected at the time of the observation. And elimination of the
21 certainty/uncertainty factor would not have prevented the prosecution from relying on the
victims' certainty, as the instruction allows the jury to consider "any other circumstances
affecting the witness's ability to make an accurate identification." Thus, the court's
giving of an unmodified version of CALCRIM No. 315 was not prejudicial under either
state or federal prejudice standard.
II. Admission of Ignacio Cervantes's Photograph into Evidence
Following the prosecution's case and outside the jury's presence, the People asked
to admit People's exhibit No. 48, a photograph of Ignacio Cervantes, into evidence.
Following defense counsel's relevance objection, the prosecutor explained that defendant
had identified the person in the photograph as Cervantes and described him as his
"longterm" friend. The prosecutor stated she wanted the jurors to know the exhibit
reference, and its relevance was that defendant had confirmed he saw the picture and who
was depicted in it. The court admitted the photograph, telling the jury: "The court also,
while you were on break, was asked to receive the last photograph that was identified by
a witness. That was People's 48, and the court did receive People's 48 into evidence. So
that is also evidence in this case."
Defendant contends the court prejudicially erred by admitting the photograph into
evidence; that it was irrelevant to any issue in the case and rose to the level of evoking an
emotional bias against him because it emphasized his gang connections. We disagree.
Relevant evidence under Evidence Code section 210 is evidence "having any tendency in
reason to prove or disprove any disputed fact that is of consequence to the determination
of the action." The test of relevance is whether the evidence tends "logically, naturally,
22 and by reasonable inference" to establish material facts such as identity, intent, or motive.
(People v. Bivert (2011) 52 Cal.4th 96, 116-117, 127.) Except as otherwise provided by
statute, all relevant evidence is admissible (Evid. Code, §§ 350, 351; see also Cal. Const.,
art. I, § 28, subd. (d)), and the court has broad discretion to judge relevance. (People v.
Cash (2002) 28 Cal.4th 703, 727.)
In this case, the prosecution sought to connect defendant with Ruben Perez, who
owned the gold Infiniti that was spotted by witnesses and police during and after the
offenses. Defendant's testimony was that he met Perez and obtained his business card at
Cervantes's house while defendant was visiting his own brother. And defendant claimed
that during the day on August 25, 2013, he was with Cervantes. On cross-examination,
the prosecutor asked if defendant knew that Ruben Perez and Cervantes knew each other
or had been in contact with each other, and he replied that he "had no idea." However,
defendant confirmed he did not have to introduce Ruben Perez to Cervantes; that Perez
showed up to Cervantes's house on his own. We conclude the trial court did not err by
admitting into evidence Cervantes's photograph, which was relevant to show defendant's
familiarity with Cervantes, and to tend to show a connection to Ruben Perez and the
attempted robberies.
Nor can we ascertain any prejudicial effect of the photograph in light of the other
evidence. A court, in its discretion, may exclude relevant evidence "if its probative value
is substantially outweighed by the probability that its admission will (a) necessitate undue
consumption of time or (b) create substantial danger of undue prejudice, of confusing the
issues, or of misleading the jury." (Evid. Code, § 352, italics added.) "Prejudice for
23 purposes of Evidence Code section 352 means evidence that tends to evoke an emotional
bias against the defendant with very little effect on issues, not evidence that is probative
of a defendant's guilt." (People v. Crew (2003) 31 Cal.4th 822, 842.)
We have already rejected the premise of defendant's argument that the photograph
had no relevance for balancing against its potentially prejudicial effect. Defendant
suggests the photograph depicts Cervantes's tattooed face and/or neck, and bolstered his
gang affiliation. But at trial, defendant testified that Cervantes had a tattoo across his
neck reading, "Cali" or "Califa." Thus, the photograph depicting Cervantes's tattoos was
cumulative at best. Defendant's argument as to prejudice is, in effect, that the evidence
was cumulative: that "there was already enough evidence of appellant's connection to the
gang" and the prosecutor "emphasized [his] gang connections." But even assuming the
photograph of Cervantes demonstrates some connection with defendant to a criminal
street gang, it was relevant to prove something other than the defendant's disposition to
commit crimes, and thus was not inadmissible. (See, e.g., People v. Valdez (2012) 55
Cal.4th 82, 131 [evidence showing the "workings and activities" of a gang, as well as
photos of defendant's gang tattoos, was not inadmissible character evidence because it
was relevant to motive and identity].) Even assuming the photograph was admitted to
show defendant acted in association with and for the benefit of a criminal street gang, it
was neither error nor prejudicial, as defendant does not challenge on appeal the gang
enhancement imposed on count 3.
24 DISPOSITION
The judgment is affirmed.
O'ROURKE, J.
WE CONCUR:
HUFFMAN, Acting P. J.
McDONALD, J.