People v. Penn

533 N.E.2d 383, 177 Ill. App. 3d 179, 127 Ill. Dec. 511, 1988 Ill. App. LEXIS 1867
CourtAppellate Court of Illinois
DecidedAugust 3, 1988
DocketNo. 5—87—0094
StatusPublished
Cited by1 cases

This text of 533 N.E.2d 383 (People v. Penn) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Penn, 533 N.E.2d 383, 177 Ill. App. 3d 179, 127 Ill. Dec. 511, 1988 Ill. App. LEXIS 1867 (Ill. Ct. App. 1988).

Opinion

JUSTICE WELCH

delivered the opinion of the court:

The State of Illinois appeals from an order of the circuit court of Jackson County dismissing for failure to state an offense an information charging defendant, Lester Penn, with perjury. We affirm.

Defendant was charged by information on November 13, 1985, and by amended information on March 21, 1986, with the offense of perjury in that his testimony at two different criminal trials was contradictory. The amended information reads essentially as follows:

“In that while under oath or affirmation on July 25, 1985 in a criminal murder proceeding, ***, where by law such oath or affirmation is required, [defendant] made statements material to the issues, concerning a conversation with Emmett Cooper in an automobile returning to Carbondale from Menard, Illinois as follows in the questions (Q) and answers (A) below:
* * *
then on November 12, 1985 while under oath or affirmation in the criminal murder proceeding, ***, where by law such oath or affirmation is required, made contradictory statements to his July 25, 1985 testimony on issues material to the points in question in People v. Emmett Cooper in that Lester Penn testified as follows in the questions (Q) and answers (A) below:
* * *
all being that a false statement was made on either July 25, 1985 or November 12, 1985, in violation of Chapter 38, Section 32—2, Illinois Revised Statutes, 1983.”

The case proceeded to a bench trial bn December 5, 1986. Immediately upon the State resting its case, defendant presented a written motion to dismiss the amended information for failure to state an offense because it failed to allege the requisite mental state that defendant did not believe the false statement to be true at the time of its utterance. The court took the motion under advisement and the State was granted leave to, and did, file a response to the motion. The defendant then filed a reply to the State’s response. On January 6, 1986, the court granted the defendant’s motion to dismiss the information for failure to state an offense in a written order finding that the information failed to allege an essential element of the offense of perjury — the defendant’s mental state. The State appeals, arguing that where an information charges perjury by the utterance of contradictory statements, the State need not charge, or prove, defendant’s mental state.

Section 32—2 of the Criminal Code of 1961 (Ill. Rev. Stat. 1985, ch. 38, par. 32—2) provides:

“(a) A person commits perjury when, under oath or affirmation, in a proceeding or in any other matter where by law such oath or affirmation is required, he makes a false statement, material to the issue or point in question, which he does not believe to be true.
(b) Proof of Falsity.
An indictment or information for perjury alleging that the offender, under oath, has made contradictory statements, material to the issue or point in question, in the same or in different proceedings, where such oath or affirmation is required, need not specify which statement is false. At the trial, the prosecution need not establish which statement is false.” Ill. Rev. Stat. 1985, ch. 38, par. 32—2.

Section 111—3 of the Code of Criminal Procedure of 1963 requires that a charge be in writing and allege the commission of an offense by, inter alia, setting forth the nature and elements of the offense charged. (Ill. Rev. Stat. 1985, ch. 38, par. 111—3(a)(3).) Substantial compliance with this requirement is mandatory (People v. Smith (1984), 99 Ill. 2d 467, 471, 459 N.E.2d 1357, 1359), and where a motion to dismiss an information for failure to state an offense is raised in the trial court, it will withstand the attack only where the information strictly complies with the requirements of section 111—3. (People v. Dyer (1977), 51 Ill. App. 3d 731, 732, 366 N.E.2d 572, 573.) This is contrary to the less stringent rule that where an information is attacked for the first time on appeal, the information will withstand the attack if it states the elements of the crime with sufficient particularity to apprise the defendant of the crime charged and enable him to prepare his defense, and to permit a resulting conviction or acquittal to be pled in bar of any subsequent prosecution for the same offense. Dyer, 51 Ill. App. 3d at 732, 366 N.E.2d at 573.

Defendant’s motion to dismiss the information in the instant case was made before the trial court. We must, therefore, apply the more stringent test in determining the sufficiency of the information, and the information must give notice of all of the essential elements of the offense charged in order to withstand defendant’s motion to dismiss. People v. Pujoue (1975), 61 Ill. 2d 335, 338, 335 N.E.2d 437, 439.

Section 32—2(a) (Ill. Rev. Stat. 1985, ch. 38, par. 32—2(a)), which defines the offense of peijury, requires that the defendant not believe the false statement to be true. Knowledge of the falsity of the perjured statement at the time of the utterance is therefore an essential element of the crime of perjury (People v. Taylor (1972), 6 Ill. App. 3d 961, 963, 286 N.E.2d 122, 124) and must be alleged in the charging instrument.

The State, relying upon People v. Ricker (1970), 45 Ill. 2d 562, 262 N.E.2d 456, and People v. Mitchell (1976), 44 Ill. App. 3d 399, 357 N.E.2d 862, argues that section 32—2(b) obviates the need to either prove or charge a mental state because proof of the utterance of two contradictory statements creates a rebuttable presumption that the defendant made a false statement and that he did not believe both statements to be true. That which need not be proved, the State argues, need not be charged. We do not think that Ricker stands for this proposition, and to the extent that Mitchell does, we find it to be distinguishable.

In Ricker, defendant was charged with perjury by the utterance of contradictory testimony before a grand jury and subsequently at trial. On appeal, defendant challenged the constitutionality of section 32—2(b), arguing that it creates an unconstitutional presumption of guilt. The Illinois Supreme Court disagreed. It held that, by definition, contradictory statements cannot both be true. Thus, proof that a person has made contradictory statements proves of itself, without aid of any presumption, that the person has made a false statement. The only presumption created by section 32—2(b) is that the person did not believe both statements to be true. The court held that this is a reasonable rebuttable presumption and is constitutionally permissible. The Ricker court was careful to point out, however, that section 32—2(b) does not create a new or different offense from that defined in section 32—2(a).

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Bluebook (online)
533 N.E.2d 383, 177 Ill. App. 3d 179, 127 Ill. Dec. 511, 1988 Ill. App. LEXIS 1867, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-penn-illappct-1988.