name of third party>) was in imminent danger of suffering bodily injury [or was in
imminent danger of being touched unlawfully].” (CALCRIM No. 3470.)
Defendant asserts the trial court erred by omitting the bracketed language
regarding unlawful touch. Defendant asserts the victim was unable to pose a risk of
injury to defendant, and therefore, he could not reasonably fear bodily injury from the
victim, and as a result his self-defense argument rested upon a theory that “[the victim]
was touching [defendant] unlawfully.”
“We review a claim of instructional error de novo. [Citation.]” (People v. Fiore
(2014) 227 Cal.App.4th 1362, 1378.) “A court must instruct sua sponte on general
11 principles of law that are closely and openly connected with the facts presented at trial.
[Citation.]” (People v. Ervin (2000) 22 Cal.4th 48, 90.) However, a trial court’s duty to
instruct sua sponte “on particular defenses is more limited, arising ‘only if it appears
that the defendant is relying on such a defense, or if there is substantial evidence
supportive of such a defense and the defense is not inconsistent with the defendant’s
theory of the case.’ [Citations.]” (People v. Barton (1995) 12 Cal.4th 186, 195.)
“‘[T]he least touching’” can constitute an unlawful touching. The touch “‘need
not be violent or severe, it need not cause bodily harm or even pain, and it need not
leave a mark.’ [Citation.]” (People v. Shockley (2013) 58 Cal.4th 400, 404-405.)
Defendant testified that he feared being kicked in the face by the victim.
Defendant testified the victim moved her legs “in a threatening gesture, as if she [was]
going to kick [him] in the face.” Defendant said, “She began to kick at me after I
grabbed her legs . . . .” Defendant testified, “I’m trying to restrain her legs which [she]
is now active[l]y trying to kick me in the face with. But at the same time she is also
trying to strike me.” Defendant said, “I wasn’t having to strike, but basically trying to
block her blows.” Defendant spoke about previously having his nose broken due to
being kicked in the face. Defendant said he feared the victim would break his only pair
of glasses. The victim testified that she did not react in any manner to defendant’s
attack.
The foregoing evidence reflects two versions of the incident at issue. First, in
defendant’s version, the victim repeatedly tried to kick defendant in the face. The
victim also tried to strike defendant with her arms. Second, the victim did nothing—she
12 did not try to strike or kick defendant. Therefore, there was no evidence supporting the
bracketed “unlawful touch” language. (CALCRIM No. 3470.) The proper instruction
was given by the trial court, i.e., “imminent danger of suffering bodily injury.”
(CALCRIM No. 3470.) A kick in the face would not be the “least touching.”
Attempting to kick a person’s face is violent and would likely result in bodily harm
and/or pain. As defendant testified, it could result in a broken nose. Accordingly, we
conclude the trial court properly instructed the jury with the “bodily injury” language.
Defendant contends the unlawful touch language was relevant to the evidence in
the case because, at one point, defendant testified, “Well, at this point she’s already
trying to strike me, poorly, with her hand. And far more effectively, though I happen to
be in control with her feet, which is far more damaging. And at the very least, I stand—
again, I’ve had my nose broken before by getting kicked in the face. I’ve had
basketballs and et cetera in my face, where I wear wire frames. I have 20/500 in both
eyes. I was also trying to protect my glasses.”
Defendant contends that because he said the victim was “poorly” trying to strike
him with her hand that he only feared the least touching. Defendant fails to appreciate
the rest of his testimony. Defendant was explaining that he was restraining the victim’s
feet because he feared being kicked in the face. Defendant was justifying his actions of
restraining the victim’s legs by explaining that he feared the greater damage she could
inflict via kicking him, as opposed to hitting him. Thus, defendant was explaining his
fear of suffering bodily injury, i.e., his fear of being kicked in the face. As a result, we
are not persuaded that defendant only feared a slight touching from the victim’s “poor”
13 arm strikes because the evidence reflects he feared being kicked in the face due to the
potential for bodily injury, i.e., a broken nose.
Next, defendant contends that because the victim was drunk, high, and female,
defendant would not have feared she could inflict bodily injury. Defendant is
contradicting the theory of the case that he presented in the trial court. During closing
argument, defendant’s trial counsel argued, “Now, we know that [defendant] reasonably
believed that there was imminent danger. [The victim] started kicking and hitting him
near the face. She snapped and went crazy on him. That is imminent danger.”
Defendant’s trial attorney further argued, “[Y]ou heard him tell you that if he didn’t
block those kicks and punches, he would have gotten kicked in the face.” The
instruction the trial court gave was responsive to the theory of the case defendant
presented at trial, i.e. fear of bodily injury. Accordingly, we find defendant’s argument
to be unpersuasive.
Defendant contends that because he was charged with battery, which can be
committed by the least touching, the self-defense instruction should have included the
“unlawful touch” language, in regard to the victim’s actions. Defendant does not
provide an explanation for this reasoning. Defendant does not explain how the charges
against him would require particular language regarding the victim’s conduct. As
explained ante, the evidence would not have supported a finding of defendant fearing
the least touching from the victim, since the evidence reflected either no action on the
victim’s part or attempted kicks in the face.
14 Next, defendant asserts that all bodily injuries involve a harmful or offensive
touching, therefore, the trial court should have included the “unlawful touch” language
in the instruction. If an attempted kick in the face creates imminent danger of suffering
bodily injury, then the instruction adequately addressed the law and evidence. The jury
would not also need to be instructed on lesser touchings.
Lastly, defendant asserts the trial court gave the jury “two instructions” that
lowered the prosecution’s burden of proof. Defendant asserts the jury was instructed
that the prosecutor only had to prove an unlawful touching for the battery charge, but
defendant had to prove he feared suffering bodily injury, and therefore, the prosecutor’s
burden of proof was lowered. Defendant asserts he should have only been required to
prove fear of an unlawful touching.
Defendant’s argument is unpersuasive because he is not addressing the portion of
the instruction concerning the burden of proof. The trial court properly instructed the
jury, “The People have the burden of proving beyond a reasonable doubt that the
defendant did not act in lawful self-defense. If the People have not met this burden, you
must find the defendant not guilty.” The trial court properly instructed the jury on the
prosecution’s burden of proof. (See People v. Adrian (1982) 135 Cal.App.3d 335, 339-
341 [prosecution must disprove self-defense].) The trial court did not instruct the jury
that defendant had to prove the element of fear. Accordingly, we find defendant’s
argument to be unpersuasive.
15 B. PROTECTIVE ORDER
Defendant contends the trial court erred by imposing a 10-year protective order
because domestic battery is not a crime of domestic violence.
We apply the de novo standard of review since we are interpreting the law.
(People v. Moncada (2012) 210 Cal.App.4th 1124, 1129.) Defendant was convicted of
misdemeanor domestic battery. (§ 243, subd. (e)(1).) A battery may be accomplished
by “‘“‘the least touching.’”’” The touching does not need to be violent or severe.
(People v. Colantuono (1994) 7 Cal.4th 206, 214, fn. 4.)
Under section 136.2, subdivision (i), a trial court may impose a protective order
that is valid for a maximum of 10 years in cases in which a defendant has been
“convicted of a crime of domestic violence as defined in Section 13700.” As relevant
here, “‘[d]omestic violence’ means abuse” between cohabitants. (§ 13700, subd. (b).)
“‘Abuse’ means intentionally or recklessly causing or attempting to cause bodily injury,
or placing another person in reasonable apprehension of imminent serious bodily injury
to himself or herself, or another.” (§ 13700, subd. (a).)
Since a battery may be accomplished by “the least touching,” it would not
necessarily require bodily injury or fear of serious bodily injury. (See People v.
Wilkinson (2004) 33 Cal.4th 821, 839 [discussing battery with injury and battery
without injury].) As a result, defendant is correct that not every crime of domestic
battery (§ 243, subd. (e)(1)) would satisfy the statutory definition of domestic violence
(§ 13700, subds. (a)&(b)).
16 The People assert battery fits within the statutory definition of domestic violence
because the definition includes “attempting to cause bodily injury.” (§ 13700, subd.
(a).) The People reason that if an attempted act is domestic violence, then a
consummated act of battery would also be domestic violence. The People’s reasoning is
problematic because they are failing to address the “bodily injury” aspect of the
definition. Since a battery can involve the “least touching,” a battery does not
necessarily include bodily injury. (See People v. Wilkinson, supra, 33 Cal.4th at p. 839
[discussing battery with injury and battery without injury].) Since the People do not
resolve this problem, we find their reasoning to be unpersuasive.
Next, the People assert defendant’s crime of battery falls within the statutory
definition of domestic violence based upon the evidence presented in the case.
Defendant responds, “If a jury did not decide [defendant’s] guilt on the issue of whether
this battery amounted to an abuse, he should not be sentenced as though he was found
guilty of an abuse.”
Defendant’s argument relies on an assumption with which we disagree.
Defendant, without explanation, discusses the protective order as though it is a form of
punishment. The relevant general rule is: “Other than the fact of a prior conviction, any
fact that increases the penalty for a crime beyond the prescribed statutory maximum
must be submitted to a jury, and proved beyond a reasonable doubt.” (Apprendi v. New
Jersey (2000) 530 U.S. 466, 490.) The question we must address is whether the
protective order is a “penalty.”
17 There are two factors for determining whether an action constitutes a penalty:
(1) “whether the Legislature intended the provision to constitute punishment and, if not,
[(2)] whether the provision is [nonetheless] so punitive in nature or effect that it must be
found to constitute punishment despite the Legislature’s contrary intent.’ [Citation.]”
(In re Alva (2004) 33 Cal.4th 254, 270; see also People v. Castellanos (1999) 21 Cal.4th
785, 795 (Castellanos).)
The purpose of a protective order is not to punish the defendant; rather, the
purpose is to protect the victim. (See People v. Ponce (2009) 173 Cal.App.4th 378, 383
[the purpose of protective orders issued during trial is to protect victims and witnesses].)
The protective order statute reflects, “It is the intent of the Legislature in enacting this
subdivision that the duration of any restraining order issued by the court be based upon
the seriousness of the facts before the court, the probability of future violations, and the
safety of the victim and his or her immediate family.” (Former § 136.2, subd. (i).) The
“probability” and “safety” language reflect the protective order is about preventing
possible future harm. The seriousness of the current offense helps the court to
determine the future risk to the victim. Accordingly, this statutory language reflects the
Legislature’s intent was to protect victims from a risk of harm, not to punish defendants.
Accordingly, we move to the next step of the analysis, which is whether the
protective order is so punitive in nature or effect that it must be found to constitute
punishment despite the Legislature’s contrary intent. The protective order requires
defendant to surrender any firearms, not contact the victim, not come within 100 yards
of the victim, and not take any action to obtain the victim’s address or location. We
18 analogize the protective order to sex offender registration requirements. Sex offender
registration lasts for the offender’s lifetime and requires providing law enforcement
with one’s address, photograph, and fingerprints. (Castellanos, supra, 21 Cal.4th at p.
790.)
Our Supreme Court has held sex offender registration “imposes a substantial
burden on the convicted offender,” but is not a punishment because the “burden is no
more onerous than necessary to achieve the purpose of the statute.” (Castellanos,
supra, 21 Cal.4th at pp. 796, 799; see also People v. Picklesimer (2010) 48 Cal.4th 330,
343-344 [sex offender registration is not considered a form of punishment under the
state or federal Constitutions].) Similar to sex offender registration, a protective order
places a burden on a defendant. However, the burden is tailored to address the
protective purpose. Defendant’s movements and actions are restrained only in relation
to the victim, so as to protect the victim. The surrendering of firearms is also for the
sake of protecting the victim. Since the burden placed on defendant is no more onerous
than necessary to achieve the purpose of protecting the victim, we conclude the
protective order is not so punitive in nature or effect that it must be found to constitute
punishment despite the Legislature’s contrary intent. Accordingly, the protective order
is not a “penalty.”
Since the protective order is not a form of punishment, the trial court could make
the abuse/bodily injury finding, rather than the jury. (Apprendi v. New Jersey, supra,
530 U.S. at p. 490 [a jury is required when the facts at issue increase the penalty for a
crime].)
19 We now address the People’s assertion that the evidence supports finding
defendant’s crime of battery falls within the statutory definition of domestic violence.
Defendant was charged with inflicting injury, resulting in a traumatic condition, on a
cohabitant. (§ 273.5, subd. (a).) A “‘traumatic condition’” includes minor wounds.
(§ 273.5, subd. (d).) The jury found defendant guilty of the lesser included offense of
domestic battery. (§ 243, subd. (e)(1).) Since the jury rejected the injury/traumatic
condition finding, the trial court could not contradict that finding in order to impose the
protective order. In other words, the trial court could not impose the protective order
because it found the victim suffered bodily injury. (See People v. Siko (1988) 45 Cal.3d
820, 823-826 [trial court cannot contradict a jury’s findings when analyzing section 654
issue].)
However, the trial court could impose the protective order based upon a finding
that defendant placed the victim “in reasonable apprehension of imminent serious
bodily injury.” (§ 13700, subd. (a).) The trial court did not make an explicit finding on
the record regarding the charged conduct. However, the trial court did explicitly find
risk of future harmful contact. The trial court said the parties’ future contact could “lead
to some sort of conflicts and hostilities, and I’m concerned about the safety of, actually,
both parties.” It can be inferred from this statement about future harm that the trial
court impliedly found a risk of bodily injury in defendant’s past conduct, because the
trial court expressed concern for the parties’ safety, which implies a risk of injury.
Thus, we can infer the trial court found the victim feared imminent serious bodily injury
due to defendant’s charged conduct.
20 Based upon defendant’s version of the events, he touched the victim first by
trying to pick her up, he restrained her legs, grabbed her by her hair, placed his foot on
her buttocks, and pushed her out of the bedroom. Given defendant’s rendition of the
events, the trial court could reasonably conclude the victim feared imminent serious
bodily injury due to defendant picking up the victim, restraining the victim, and pushing
her out of a room while she struggled against him.
Since (1) the trial court could impose the protective order based upon a finding
that the victim was reasonably apprehensive of imminent serious bodily injury, (2) the
evidence supports such a finding, and (3) such a finding can be inferred from the trial
court’s comments about future harm, we conclude the domestic violence protective
order was properly imposed, even though domestic battery is not, in all cases, a crime of
domestic violence.
C. APPROPRIATE FACTORS
1. PROCEDURAL HISTORY
At defendant’s sentencing hearing, after pronouncing defendant’s sentence, the
trial court said it would consider the prosecution’s request for a protective order.
Defendant’s trial attorney argued that a 10-year protective order was excessive, given
defendant was convicted of a misdemeanor, and the order should be valid for only three
years. The trial court said, “Well, I didn’t hear anything on her part that she’s seeking
reconciliation. Are you aware of anything like that?” The prosecutor said, “No. My
understanding is she wants no contact. She always has the right to come back in and
21 add this case on calendar, and I will have her do so if she request[s] a change.” The trial
court issued the 10-year protective order. (§ 136.2, subd. (i).)
After issuing the 10-year protective order, the trial court said, “In the event that I
need to make findings under [section] 136.2 for concerning [sic] the continued conduct,
I did watch the trial, I did see the testimony of the witness, and I did observe
[defendant’s] behavior. I would be concerned about repeated contact or by he against
her. I think there’s a possibility that they’re going to have some further contact. It
sounds like there’s a quarter interest in property that the parties are going to need to
resolve, which could itself lead to some sort of conflicts and hostilities, and I’m
concerned about the safety of, actually, both parties.”
Defendant contends the trial court erred by failing to consider the proper factors
when deciding the 10-year duration of the protective order.
Since we are considering whether the trial court used the proper legal factors, we
apply the independent standard of review. (In re Quoc Thai Pham (2011) 195
Cal.App.4th 681, 685.) When a court is determining the duration of a protective order,
the court must consider “[(1)] the seriousness of the facts before the court, [(2)] the
probability of future violations, and [(3)] the safety of the victim and his or her
immediate family.” (§ 136.2, subd. (i)(1).)
We start at the end of the list with the third factor—safety. The trial court
expressed concern about the safety of defendant and the victim, if they were to interact
with one another in the future. Specifically, the trial court said, “I’m concerned about
22 the safety of, actually, both parties.” Accordingly, we conclude the trial court
considered the issue of the victim’s safety.
The second factor is the probability of future violations. The trial court found
there was a likelihood of “some further contact” due to defendant and the victim sharing
property. The trial court believed the contact could lead “to some sort of conflicts and
hostilities.” The trial court’s comments reflect a finding that there is a probability of
future violations. In particular the trial court found a probability of issues arising during
contact about shared property. As a result, we conclude the trial court properly
considered the factor of likely future violations.
The first factor is the seriousness of the facts before the court. The trial court did
not make an explicit finding regarding the seriousness of defendant’s offense.
However, the seriousness finding is implied in the trial court’s comments regarding
defendant’s and the victim’s future safety. The trial court said it was “concerned about
the safety of, actually, both parties.” The trial court’s comment implies that defendant’s
past conduct was serious in that it presents a risk for future harm if it were to occur
again. Accordingly, we conclude the trial court properly considered the seriousness
factor.
Defendant contends the trial court did not consider the proper factors because,
prior to issuing the protective order, the trial court was primarily concerned with
whether the victim was trying to reconcile with defendant. We disagree that the trial
court was concerned with reconciliation. The trial court expressly said it did not believe
the victim was trying to reconcile with defendant. The trial court gave its findings
23 (those discussed ante) after issuing the protective order, so the process may have been
somewhat backward in terms of announcing the findings; however, the trial court still
made the appropriate findings.
D. SUBSTANTIAL EVIDENCE
Defendant contends substantial evidence does not support the trial court’s
findings related to the duration of the protective order.
As set forth ante, the three factors for determining the duration of a protective
order are “[(1)] the seriousness of the facts before the court, [(2)] the probability of
future violations, and [(3)] the safety of the victim and his or her immediate family.”
(§ 136.2, subd. (i)(1).) The maximum duration of a protective order is 10 years.
(§ 136.2, subd. (i)(1).) We will not disturb the protective order if there is substantial
evidence supporting the trial court’s findings. (See In re Cassandra B. (2004) 125
Cal.App.4th 199, 210-211; see also Bookout v. Nielsen (2007) 155 Cal.App.4th 1131,
1137.)
In defendant’s version of the events, he touched the victim first by trying to pick
her up, he restrained her legs, grabbed her by her hair, placed his foot on her buttocks,
and pushed her out of the bedroom. The victim said she feared any response on her part
would make the situation more dangerous. The foregoing evidence supports the finding
that defendant’s offense was serious because it was not a simple touching, the victim
was grabbed, pushed, and moved. The situation could have easily escalated. The risk
of harm was great, especially given the different ways in which defendant handled the
24 victim—picking up, pushing, grabbing. The risk of harm was high, and therefore there
is substantial support for the finding that the offense was serious.
The second element is the probability of future violations. The evidence reflects
defendant and the victim lived together in the victim’s house. After the offense at issue,
defendant was still in the home; he was present when Edwards arrived. Also, defendant
and the victim met one another online, through “mutual friends in the music
community.” Given the shared residence and friends, the trial court could reasonably
conclude defendant and the victim would interact with one another in the future because
their lives were intertwined. Additionally, since defendant claimed the victim was also
violent, the trial court could reasonably conclude future meetings may be hostile, thus
causing defendant to react violently. Accordingly, there is substantial evidence
supporting the trial court’s “future violations” finding.
The third element for the court to consider is the safety of the victim and her
immediate family. As explained ante, there is potential for future harmful contact
between defendant and the victim, due to their intertwined lives and bouts of hostility.
Defendant asserts the victim is a violent person, and the victim asserts defendant is a
violent person. Defendant testified the victim suffers from mental illness, and the
victim testified that defendant displayed “increasingly bizarre behavior.” Given the
violent tendencies involved and other evidence just referred to, there is substantial
evidence reflecting the victim’s safety requires the imposition of a lengthy protective
order.
25 In sum, substantial evidence supports the trial court’s findings for the 10-year
duration of the protective order. We conclude the trial court did not err.
DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
MILLER J.
We concur:
HOLLENHORST Acting P. J.
KING J.