People v. Ovieda
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Opinion
Opinion of the Court by Corrigan, J.
*1038
In
People v. Ray
(1999)
I. BACKGROUND 1
On June 17, 2015, officers were dispatched to defendant's home in Santa Barbara after family members reported he was suicidal and had access to a gun. Five officers responded and set up a perimeter. They learned defendant was inside with two friends, Trevor Case and his wife, Amber Woellert. Defendant's family was not at the scene and his roommate was out of town. Officers were able to contact Case, who came out to speak with them.
*1039 Case related that the three had been in defendant's room when defendant began talking about suicide, which he had attempted before. Defendant reached for a *758 pistol near the bed, but Case and Woellert were able to disarm him. Defendant then tried to grab a gun from the bedroom closet and was again restrained. Woellert remained with defendant while Case collected the handgun, two rifles, and ammunition and put them in the garage.
Remaining with the officers, Case called Woellert. She emerged with defendant, who was placed in handcuffs and searched. Case was very emotional and so concerned about defendant that he had alerted defendant's family members, prompting their call to police. Officers Corbett and Bruce entered the home to do a "protective sweep to secure the premises" and make sure there was no one else inside who might be armed, injured, or in need of aid.
Officer Corbett testified that, based on his experience, each situation is different and requires consideration of multiple possible factors, though "safety of persons is paramount." He and Bruce were "unsure if all parties were accounted for," did not have a clear picture of what had caused the situation, and "felt duty bound to secure the premises and make sure there were no people inside that were injured or in need of assistance."
The two officers entered with guns drawn because "[t]here was talk of multiple weapons in the house" and the situation was "emotional and dynamic." They moved slowly through the house, checking rooms and closets where people in need of help might be found. Corbett had no intent to search for criminal conduct and had "no reason to believe any other criminal activity was afoot."
After entry and during the sweep, Corbett noted "an overwhelmingly strong odor of marijuana" and numerous items related to "marijuana cultivation and concentrated cannabis production." He also saw ammunition, a gun case, scales, and a large industrial drying oven with ducts leading to the garage. On cross-examination, Corbett acknowledged that Case had said the guns had been taken away from defendant and that only he, Woellert, and defendant had been in the house. Case never said that any domestic violence was involved or that anyone else was inside. Corbett had no information that there were any other people in the home.
Officer Garcia also testified and largely confirmed Corbett's testimony. Garcia spoke to Case once he came outside. Case was distraught and tearful during the conversation. Brought outside by Woellert, defendant was searched and handcuffed. He denied being suicidal or having any guns. The on-scene officers collectively decided to conduct a safety sweep. On cross-examination, *1040 Garcia conceded that officers had no "specific information that led [them] to believe somebody else was inside." They were told that defendant's roommate was in Washington State. Case did **267 not know if there were other guns in the house beside those he had taken to the garage.
More officers were called to the scene. No search warrant was ever obtained. Ultimately, large quantities of guns, ammunition, and drug-producing equipment were removed from the house and garage. The recovered weaponry included a submachine gun and a rifle with a long-range scope.
Defendant was charged with manufacturing a controlled substance, importing an assault weapon, and possessing a silencer and short-barreled rifle. 2 He moved to suppress the evidence found in his home. At *759 the suppression hearing, neither officer testified that they had asked defendant's permission to enter to check for others or that they questioned the veracity of Case and Woellert. They mentioned no noise or movement in the house or garage creating concern that others might be inside or that anything was amiss there. They were not asked what, if anything, they intended to do with defendant or whether he would have been allowed to return to the residence. They did not rely on that possibility to justify the need for the protective sweep. The prosecution based its case on the community caretaking exception, not on exigent circumstances. The court denied the motion.
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Opinion of the Court by Corrigan, J.
*1038
In
People v. Ray
(1999)
I. BACKGROUND 1
On June 17, 2015, officers were dispatched to defendant's home in Santa Barbara after family members reported he was suicidal and had access to a gun. Five officers responded and set up a perimeter. They learned defendant was inside with two friends, Trevor Case and his wife, Amber Woellert. Defendant's family was not at the scene and his roommate was out of town. Officers were able to contact Case, who came out to speak with them.
*1039 Case related that the three had been in defendant's room when defendant began talking about suicide, which he had attempted before. Defendant reached for a *758 pistol near the bed, but Case and Woellert were able to disarm him. Defendant then tried to grab a gun from the bedroom closet and was again restrained. Woellert remained with defendant while Case collected the handgun, two rifles, and ammunition and put them in the garage.
Remaining with the officers, Case called Woellert. She emerged with defendant, who was placed in handcuffs and searched. Case was very emotional and so concerned about defendant that he had alerted defendant's family members, prompting their call to police. Officers Corbett and Bruce entered the home to do a "protective sweep to secure the premises" and make sure there was no one else inside who might be armed, injured, or in need of aid.
Officer Corbett testified that, based on his experience, each situation is different and requires consideration of multiple possible factors, though "safety of persons is paramount." He and Bruce were "unsure if all parties were accounted for," did not have a clear picture of what had caused the situation, and "felt duty bound to secure the premises and make sure there were no people inside that were injured or in need of assistance."
The two officers entered with guns drawn because "[t]here was talk of multiple weapons in the house" and the situation was "emotional and dynamic." They moved slowly through the house, checking rooms and closets where people in need of help might be found. Corbett had no intent to search for criminal conduct and had "no reason to believe any other criminal activity was afoot."
After entry and during the sweep, Corbett noted "an overwhelmingly strong odor of marijuana" and numerous items related to "marijuana cultivation and concentrated cannabis production." He also saw ammunition, a gun case, scales, and a large industrial drying oven with ducts leading to the garage. On cross-examination, Corbett acknowledged that Case had said the guns had been taken away from defendant and that only he, Woellert, and defendant had been in the house. Case never said that any domestic violence was involved or that anyone else was inside. Corbett had no information that there were any other people in the home.
Officer Garcia also testified and largely confirmed Corbett's testimony. Garcia spoke to Case once he came outside. Case was distraught and tearful during the conversation. Brought outside by Woellert, defendant was searched and handcuffed. He denied being suicidal or having any guns. The on-scene officers collectively decided to conduct a safety sweep. On cross-examination, *1040 Garcia conceded that officers had no "specific information that led [them] to believe somebody else was inside." They were told that defendant's roommate was in Washington State. Case did **267 not know if there were other guns in the house beside those he had taken to the garage.
More officers were called to the scene. No search warrant was ever obtained. Ultimately, large quantities of guns, ammunition, and drug-producing equipment were removed from the house and garage. The recovered weaponry included a submachine gun and a rifle with a long-range scope.
Defendant was charged with manufacturing a controlled substance, importing an assault weapon, and possessing a silencer and short-barreled rifle. 2 He moved to suppress the evidence found in his home. At *759 the suppression hearing, neither officer testified that they had asked defendant's permission to enter to check for others or that they questioned the veracity of Case and Woellert. They mentioned no noise or movement in the house or garage creating concern that others might be inside or that anything was amiss there. They were not asked what, if anything, they intended to do with defendant or whether he would have been allowed to return to the residence. They did not rely on that possibility to justify the need for the protective sweep. The prosecution based its case on the community caretaking exception, not on exigent circumstances. The court denied the motion. It accepted the officers' testimony regarding "what they knew, what they were concerned about and what they didn't know." The court reasoned the officers were not required to accept Case's word that he had removed the firearms and noted they would be "subject to criticism" if something untoward had occurred because they did not conduct a sweep for others who might pose a danger or need assistance.
After pleading guilty to the manufacturing count and to possession of an assault weapon,
3
defendant was placed on probation. A divided Court of Appeal upheld the search under the community caretaking exception. (
People v. Ovieda
(2018)
*1041 II. DISCUSSION
A. The Warrant Requirement and the Exigent Circumstances Exception
Both the federal and state Constitutions prohibit unreasonable searches and seizures. ( U.S. Const., 4th Amend.; Cal. Const., art. I, § 13.) "In California, issues relating to the suppression of evidence derived from governmental searches and seizures are reviewed under federal constitutional standards." (
People v. Troyer
(2011)
" 'A long-recognized exception to the warrant requirement exists when "exigent circumstances" make necessary the conduct of a warrantless search.' " (
**268
*760
People v. Panah
(2005)
Thus, the exigent circumstances exception applies to situations requiring prompt police action. These situations may arise when officers are responding to or investigating criminal activity and when there is a need for emergency aid, even if unrelated to criminal conduct. Examples of exigent circumstances in prior cases include " 'hot pursuit' " of a fleeing suspect (
United States v. Santana
(1976)
If the officers here were lawfully inside defendant's home, they could seize contraband in plain sight. (See
Coolidge v. New Hampshire
(1971)
" 'As a general rule, the reasonableness of an officer's conduct is dependent upon the existence of facts available to him at the moment of the search or seizure which would warrant a man of reasonable caution in the belief that the action taken was appropriate. [Citation.] And in determining whether the officer acted reasonably, due weight must be given not to his unparticularized suspicions or "hunches," but to the reasonable inferences which he is entitled to draw from the facts in the light of his experience; in other words, he must be able to point to specific and articulable facts from which he concluded that his action was necessary.' " (
People v. Duncan
(1986)
Here, the officers pointed to no such facts. If they existed, the prosecution failed to elicit them. Indeed, the facts in the record point to the contrary. The officers responded to a dispatch that defendant was suicidal. Case, defendant's friend, told officers that he, his wife, and defendant were the only people in the house and that defendant had been disarmed. All three were outside before the officers entered. Although officers were not required to take Case at his word, the only immediate danger reported was that defendant might harm himself. But, before the entry, defendant was in handcuffs and under police control. There were no reports that shots had been fired, that defendant had threatened anyone else, or that there were any victims inside the house. (Compare with
Tamborino v. Superior Court
(1986)
*1044 B. Community Caretaking
Even in the absence of exigency, both the trial court and the Court of Appeal majority concluded the warrantless entry here was justified under the so-called "community caretaking" exception.
*762
We begin our discussion with
People v. Ray, supra,
1. Ray
In
Ray
, someone called police and reported that a neighbor's front door " 'has been open all day and it's all a shambles inside.' " (
Ray, supra,
21 Cal.4th at p. 468,
The lead opinion garnered three votes to amplify the community caretaking exception. It drew a distinction between exigent circumstances
**270
and community caretaking. An exigent circumstances analysis is appropriate, it said, when officers " 'are searching for evidence or perpetrators of a crime.' " (
Ray, supra,
21 Cal.4th at p. 471,
The lead opinion then asserted that the community caretaking exception arises in two situations: entry to render emergency aid and entry to preserve life or property. While conceptually these situations seem to substantially overlap, the lead opinion analyzed them under different standards. When relying on the need to render
emergency aid
, the People must demonstrate "specific, articulable facts indicating the need for ' "swift action to prevent imminent danger to life or serious damage to property." ' " (
Ray, supra,
21 Cal.4th at p. 472,
However, the lead opinion held that a different facet of community caretaking, requiring a less stringent showing, could justify the entry. It pronounced: "Under the community caretaking exception, circumstances
short of a perceived emergency
may justify a warrantless entry, including the protection of property, as 'where the police reasonably believe that the premises have recently been or are being burglarized.' " (
Ray, supra,
21 Cal.4th at p. 473,
The lead opinion concluded, "The facts before us precisely illustrate one facet of law enforcement's community caretaking functions." (
Ray, supra,
21 Cal.4th at p. 478,
As noted, the lead opinion did not garner a majority. Neither its holding nor its reasoning constitutes binding precedent. A separate three-justice concurrence agreed in the result that the entry was proper. It did not embrace the lead opinion's lesser community caretaking rationale. Instead, it urged that, under an exigency analysis, entry was permitted. " 'We have defined "exigent circumstances" to include "an emergency situation requiring swift action to prevent imminent danger to life or serious damage to property. ..." [Citation.] The action must be "prompted by the motive of preserving life or property and [must] reasonably appear[ ] to the actor to be necessary for that purpose." ' " (
Ray, supra,
21 Cal.4th at p. 481,
The lone dissent "firmly reject[ed] the suggestion that we should create a broad new exception to the Fourth Amendment protection
**271
against warrantless
*1046
searches, permitting police officers to enter a residence, even when there is no immediate threat to its occupants, merely as part of their 'community caretaking functions.' Such an exception threatens to swallow the rule that absent a showing of true necessity, the constitutionally guaranteed right to security and privacy in one's home must prevail. I strongly disagree with the assumption that the warrantless search of a residence, under nonexigent circumstances, can be justified on the paternalistic premise that 'We're from the government and we're here to help you.' " (
Ray, supra,
21 Cal.4th at p. 482,
2. Roberts, Hill, and California Authorities
In recognizing a community caretaking exception, the lead opinion discerned support in
People v. Roberts
(1956)
Roberts
upheld the entry. The court initially noted the trial judge "found that the officers reasonably believed that someone inside the apartment was in distress and in need of assistance and that they entered for the purpose of giving aid." (
Roberts, supra,
47 Cal.2d at p. 377,
In
Hill
, two men arrived at a house to buy drugs. Inside, they were accosted by two assailants. One of the two men was shot and taken by a witness to a hospital where he died. The assailants fled. (
Hill, supra,
12 Cal.3d at p. 740,
The line between a mere hunch and a reasonable suspicion based on articulable facts can be a fine one, but such a line does exist. If all that is required is the possibility that someone in some house might require aid, any officer on patrol might urge that people in homes often need help and the officer entered to make sure assistance was not required. As Justice Perren observed in his dissent below: "Ignorance of a fact, without more, does not raise a suspicion of its existence." (
People v. Ovieda,
*1048
The
Ray
lead opinion failed to acknowledge that, while
Roberts
and
Hill
did involve entries to render potential aid, they both involved emergency situations based on articulable facts. Neither case suggested that warrantless entry to render
nonemergency
aid would be justified. As the
Roberts
court observed, "
Necessity
often justifies an action which would otherwise constitute a trespass, as where the act is [undertaken to preserve] life or property and reasonably appears to the actor to be
necessary
for that purpose." (
Roberts, supra,
47 Cal.2d at p. 377,
Aside from the Court of Appeal below, no published California case after
Ray
has applied the concept of community caretaking outside the context of a vehicle inventory. At least two cases have concluded that no substantial evidence existed to support a community caretaking search.
People v. Madrid
(2008)
The need to render emergency aid is a well-recognized part of the exigent circumstances exception. But it has always required that articulable facts support a reasonable belief that an emergency exists. The Ray lead opinion, having found no such facts were established, created a less demanding exception. It purported to permit a warrantless entry if some kind of police assistance might be rendered but the need was merely hypothetical.
The Ray lead opinion's diluted exception was not supported by our prior jurisprudence.
**273
The circumstances it describes as community caretaking do not involve nonemergency situations at all. Rather, it describes situations that
could
be emergencies but lack sufficient articulable facts to
*766
reasonably suggest an emergency exists. It suggested that entry was justified "to resolve the
possibility
someone inside required assistance or property needed protection." (
Ray, supra,
21 Cal.4th at p. 478,
The officers here surmised that there may have been others in the house who required aid or posed a threat if allowed access to unsecured firearms. Those could be exigent circumstances justifying warrantless entry, but the objective facts that elevate speculation to reasonable suspicion were not present or were not articulated at the suppression hearing. (Cf.
Troyer, supra,
51 Cal.4th at p. 607,
Further, even though the officers here could not articulate facts pointing to an emergency, they were not without recourse. If officers reasonably believed that defendant was a danger to himself or others due to a mental disorder, they could have temporarily taken him into custody for a mental health evaluation. ( Welf. & Inst. Code, §§ 5150, subd. (a), 5260 ; see
People v. Triplett
(1983)
3. United States Supreme Court Precedent
Scant high court precedent supports
Ray
's lead opinion. Indeed, the United States Supreme Court has never applied the concept of a community caretaking search outside the context of an automobile inventory. In
Cady v. Dombrowski
(1973)
*1050
In upholding the search,
Cady
took great pains to distinguish between home and vehicle searches. "Because of the extensive
*767
regulation of motor vehicles and traffic, and also because of the frequency with which a vehicle can become disabled or involved in an accident on public highways, the extent of police-citizen contact involving automobiles will be substantially greater than police-citizen contact in a home or office. ... Local police officers, unlike federal officers, frequently investigate vehicle accidents in which there is no claim of criminal liability and engage in what, for want of a better term, may be described as community caretaking functions,
**274
totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute." (
Cady, supra,
413 U.S. at p. 441,
Cady
concluded the search was reasonable under the circumstances: "The Court's previous recognition of the distinction between motor vehicles and dwelling places leads us to conclude that the type of caretaking 'search' conducted here of a vehicle that was neither in the custody nor on the premises of its owner, and that had been placed where it was by virtue of lawful police action, was not unreasonable solely because a warrant had not been obtained. ... Where, as here, the trunk of an automobile, which the officer reasonably believed to contain a gun, was vulnerable to intrusion by vandals, we hold that the search was not 'unreasonable' within the meaning of the Fourth and Fourteenth Amendments." (
Cady, supra,
413 U.S. at pp. 447-448,
Cady
and its progeny did not create a generalized exception to the warrant requirement for nonemergency community caretaking functions, much less apply such an exception to the search of homes.
Cady
did not suggest that a community caretaking rationale alone could justify the search there. Instead, the court emphasized that police had taken constructive possession of the car in question and searched it pursuant to a standardized procedure. (
*1051
Cady,
None of the rationales justifying the results in
Cady
and subsequent cases apply here. This search involved a home, "where privacy expectations are most heightened." (
California v. Ciraolo
(1986)
Outside of the inventory search context, the high court has taken a dim view of warrantless entries in the absence of exigency. In
Mincey
, the court rejected a blanket murder scene exception to the warrant requirement. It acknowledged that "when the police come upon the scene of a homicide they may make a prompt warrantless search of the area to see if there are other victims or if a killer is still on the premises." (
Mincey,
The Attorney General urges at length that the officers here were not motivated by a desire to investigate crime but, rather, to ensure public safety or render aid to potential victims. However, the United States Supreme Court has made clear that an officer's subjective intent plays no role in the Fourth Amendment inquiry. "An action is 'reasonable' under the Fourth Amendment, regardless of the individual officer's state of mind, 'as long as the circumstances, viewed objectively, justify [the] action.' [Citation.] The officer's subjective motivation is irrelevant." (
Brigham City, supra,
547 U.S. at p. 404,
The Attorney General likens the present search to a home safety inspection and relies on
Camara v. Municipal Court
(1967)
**276 *1053 In sum, the community caretaking exception asserted in the absence of exigency is not one of the carefully delineated exceptions to the residential warrant requirement recognized by the United States Supreme Court. To date, that court has only recognized community caretaking searches in the context of vehicle impound procedures.
III. DISPOSITION
The Court of Appeal's judgment is reversed. The matter is remanded with directions that the case be returned to the trial court to permit defendant to withdraw his guilty plea and the court enter an order granting defendant's suppression motion.
We Concur:
CANTIL-SAKAUYE, C. J.
CHIN, J.
LIU, J.
CUÉLLAR, J.
KRUGER, J.
GROBAN, J.
The facts are taken from the hearing on defendant's suppression motion. (Pen. Code, § 1538.5, subd. (a)(1)(A).)
See Health and Safety Code section 11379.6, subdivision (a) ; Penal Code sections 30600, subdivision (a), 33410, 33210.
Penal Code section 30605, subdivision (a).
The People took the same position in the Court of Appeal.
Dombrowski was a Chicago police officer and "[t]he Wisconsin policemen believed that Chicago police officers were required by regulation to carry their service revolvers at all times." (
Cady,
Related
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446 P.3d 262, 250 Cal. Rptr. 3d 754, 7 Cal. 5th 1034, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-ovieda-cal-2019.