People v. Ortiz

119 Misc. 2d 572, 463 N.Y.S.2d 713, 1983 N.Y. Misc. LEXIS 3558
CourtNew York Supreme Court
DecidedMay 26, 1983
StatusPublished
Cited by4 cases

This text of 119 Misc. 2d 572 (People v. Ortiz) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Ortiz, 119 Misc. 2d 572, 463 N.Y.S.2d 713, 1983 N.Y. Misc. LEXIS 3558 (N.Y. Super. Ct. 1983).

Opinion

OPINION OF THE COURT

Harold Silverman, J.

Defendant is charged with robbery and unlawful imprisonment. During his cross-examination of People’s witness, Detective D’Allessio, defense counsel sought to elicit information that a witness to the crime, one Ahmed Sulley, had failed to identify defendant as one of the perpetrators of the robbery. It was conceded by both sides that Mr. Sulley was now unavailable. The People objected to the proffered testimony as hearsay.

The People further stated that Mr. Sulley had told Detective D’Allessio that he had been threatened and warned not to testify by parties whose identity he would not divulge. The People contended that if the defense was allowed to proceed with cross-examination as to the failure [573]*573to identify then the People should be allowed to explore on redirect any threats that Mr. Sulley mentioned to Detective D’Allessio. Defense counsel objected to this on the grounds that absent any showing that the threats in question had been made by defendant or one of his alleged coconspirators, any hearsay testimony regarding the purported threats would be irrelevant to the case and highly prejudicial to defendant.

The proffered hearsay testimony is relevant and highly probative since the People’s case against the defendant rests on the testimony of a single eyewitness, Mr. Abu Oussman, who had a limited ability to observe the defendant. Thus any evidence of the failure of another eyewitness to identify the defendant as a perpetrator would weigh heavily in the jury’s deliberation. It falls upon this court to determine if the proffered testimony of Detective D’Allessio is hearsay and if so whether it should nevertheless be admitted into evidence. Furthermore, if the said testimony is admitted, should the People be allowed to explore the question of any threats made to Mr. Sulley which might have inhibited his identification.

In the broadest terms, the leading authorities agree that hearsay consists of any out-of-court statement offered for the truth of the fact asserted in the statement. (Richardson, Evidence, § 200; Fisch, NY Evidence, § 756; 5 Wig-more, Evidence, § 1361.) The evidence in question must therefore be classified as hearsay. Detective D’Allessio’s testimony as to Mr. Sulley’s statement is offered not merely to show that the statement was made but as evidence of the underlying facts, i.e., that another witness to the crime was in fact unable to identify defendant. In People v Bolden (58 NY2d 741) Judge Gabrielli in a concurring opinion stated that negative identification testimony is not hearsay where offered to prove only that the eyewitness possesses the ability to distinguish the particular features of the perpetrator. Here the defendant is not concerned primarily with Mr. Sulley’s ability to distinguish but rather with his failure to identify the defendant.

Nor does Mr. Sulley’s statement come under any of the recognized exceptions to the hearsay rule. It is not part of the res gestae of any legally significant act nor a spontane[574]*574ous or excited utterance nor a declaration against interest. Nor can his failure to identify be regarded as conduct rather than statement. Even if Mr. Sulley made no statement his act of not identifying the defendant would be an act performed “solely for the purpose of communicating” and any testimony by Detective D’Allessio concerning it would constitute hearsay. (Fisch, NY Evidence, § 759, p 450.)

At the heart of the hearsay rule is the high value placed on cross-examination as a tool for unearthing the truth. The leading authority states, “The theory of the hearsay rule * * * is that, when a human utterance is offered as evidence of the truth of the fact asserted in it, the credit of the assertor becomes the basis of our inference, and therefore the assertion can be received only when made upon the stand, subject to the test of cross-examination.” (6 Wig-more, Evidence, § 1766, p 250.) While the need for and utility of cross-examination has never been seriously challenged, nevertheless, courts have always recognized exceptions to the hearsay rule. The need for such exceptions is well articulated by Wigmore: “No one could defend a rule which pronounced that all statements thus untested [by cross-examination] are worthless; for all historical truth is based on un-cross-examined assertions; and everyday’s experience of life gives denial to such an exaggeration. What the Hearsay rule implies — and with profound verity — is that all testimonial assertions ought to be tested by cross-examination, as the best attainable measure; and it should not be burdened with the pedantic implication that they must be rejected as worthless if the test is unavailable.” (1 Wigmore, Evidence, § 8c, p 278.)

Thus it was that the exceptions to the hearsay rule grew, but Wigmore’s cautionary language to the contrary, the rule itself has often been applied in a pedantic and wooden manner and probative and reliable testimony has often been excluded merely because it did not qualify under one of the recognized exceptions to the hearsay rule. To make matters worse the exceptions themselves were often rigidly construed. Thus much time has been spent considering whether challenged documentary evidence is a “business entry” or whether a statement is sufficiently “spontane[575]*575ous”. Such effort would have been better directed towards analyzing the value of the evidence itself.

The reason for adopting a highly technical approach is understandable. The more a court applies a rigid and detailed set of rules the less likely it is to commit reversible error. This approach, however, does not comport with the real purpose of the court — to determine the truth in order to achieve a just result. Furthermore, such an approach ignores the rationale underlying the existing hearsay exceptions. As Judge Learned Hand pointed out in Merriam Co. v Syndicate Pub. Co. (207 F 515) the basis for all exceptions to the hearsay rule is, first, that the proffered evidence be necessary, i.e., that unless the hearsay is admitted the facts it brings out may otherwise be lost, and, second, that it be trustworthy.

The wrongheaded application of the hearsay rule has led one commentator to state: “[T]he law governing hearsay is a 'conglomeration of inconsistencies’ and the ‘[Refinements and qualifications within the exceptions only add to the irrationality’”. (Fisch, NY Evidence, § 765, p 455.)

Similar criticism has resulted in sweeping change in the Federal law governing hearsay. In Dallas County v Commercial Union Assur. Co. (286 F2d 388, 397), the court stated: “There is no procedural canon against the exercise of common sense in deciding the admissibility of hearsay evidence.” The court thereupon admitted an old newspaper account of an incident into evidence despite the court’s determination that the article in question did not qualify under either the ancient document or business entry exceptions to the hearsay rule.

This commonsense attitude on the part of the Federal courts led to congressional modification of the rules of evidence. Under rules 803 and 804 of the Federal Rules of Evidence

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Bluebook (online)
119 Misc. 2d 572, 463 N.Y.S.2d 713, 1983 N.Y. Misc. LEXIS 3558, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-ortiz-nysupct-1983.